SIXTH AMENDMENT TO SENIOR SECURED NOTES AND WAIVERSenior Secured Notes and Waiver • October 24th, 2016 • Ener-Core, Inc. • Miscellaneous chemical products • New York
THIS SIXTH AMENDMENT TO SENIOR SECURED NOTES AND WAIVER (this “Amendment”) is made and entered into as of October 21, 2016 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of May 9, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated May 7, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
