SECTION 1. DEFINITIONS......................................................... ........................2 SECTION 2. AUTHORIZATION: PURCHASE AND SALE............................................................8 2.1. Authoriz...Series B Preferred Stock and Warrant Purchase Agreement • January 6th, 2006 • Datametrics Corp • Computer peripheral equipment, nec • New York
Contract Type FiledJanuary 6th, 2006 Company Industry Jurisdiction
EXHIBIT 10.3 SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT THIS SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT ("AGREEMENT") is made and entered into as of March 21, 2002, by and among Excalibur Holdings, Inc., a Texas corporation...Series B Preferred Stock and Warrant Purchase Agreement • September 5th, 2002 • Excalibur Industries Inc • Fabricated structural metal products • Texas
Contract Type FiledSeptember 5th, 2002 Company Industry Jurisdiction
ALTEON INC. SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT April 5, 2007Series B Preferred Stock and Warrant Purchase Agreement • April 11th, 2007 • Alteon Inc /De • Pharmaceutical preparations • New York
Contract Type FiledApril 11th, 2007 Company Industry JurisdictionThis Series B Preferred Stock and Warrant Purchase Agreement (this “Agreement”) is dated as of April 5, 2007, among Alteon Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SERIES B PREFERRED STOCKSeries B Preferred Stock and Warrant Purchase Agreement • January 17th, 1997 • Huff Alternative Income Fund Lp • Telephone communications (no radiotelephone) • New York
Contract Type FiledJanuary 17th, 1997 Company Industry Jurisdiction
SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTSeries B Preferred Stock and Warrant Purchase Agreement • May 5th, 2015 • MyDx, Inc. • Plastic material, synth resin/rubber, cellulos (no glass) • California
Contract Type FiledMay 5th, 2015 Company Industry JurisdictionTHIS SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is made as of October [___], 2014, by and among CDx, Inc., a Delaware corporation (the “Company”), and the investors (“Investors”) listed on Schedule I hereto (the “Schedule of Investors”).
SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTSeries B Preferred Stock and Warrant Purchase Agreement • November 13th, 2019 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledNovember 13th, 2019 Company Industry JurisdictionThis Series B Preferred Stock and Warrant Purchase Agreement (this “Agreement”) is made as of November 12, 2019, by and among CRG Partners III L.P., CRG Partners III - Parallel Fund “A” L.P., CRG Partners III - Parallel Fund “B” (Cayman) L.P., and CRG Partners II (Cayman) Lev AIV I L.P. (together, “CRG” or the “Purchasers”, with each of the purchasing entities, a “Purchaser”) and Viveve Medical, Inc., a Delaware corporation (the “Company”).
VIVEVE MEDICAL, INC. AMENDMENT NO. 1 TO Series B Preferred Stock and Warrant Purchase AgreementSeries B Preferred Stock and Warrant Purchase Agreement • November 21st, 2019 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledNovember 21st, 2019 Company Industry JurisdictionThis AMENDMENT NO. 1 (this “Amendment”) to that certain Series B Preferred Stock and Warrant Purchase Agreement dated November 12, 2019 (the “Agreement”) is entered into as of November 20, 2019, by and among by and among CRG Partners III L.P., CRG Partners III - Parallel Fund “A” L.P., CRG Partners III - Parallel Fund “B” (Cayman) L.P., and CRG Partners II (Cayman) Lev AIV I L.P. (together, “CRG” or the “Purchasers”, with each of the purchasing entities, a “Purchaser”) and Viveve Medical, Inc., a Delaware corporation (the “Company”). All capitalized terms not defined herein shall have the meanings ascribed to them in the Agreement.
LIPIMETIX DEVELOPMENT, INC. SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTSeries B Preferred Stock and Warrant Purchase Agreement • August 26th, 2016 • Capstone Therapeutics Corp. • Pharmaceutical preparations • Delaware
Contract Type FiledAugust 26th, 2016 Company Industry JurisdictionThis Series B Preferred Stock AND WARRANT Purchase Agreement (this “Agreement”) is made and entered into as of August 25, 2016, by and among LipimetiX Development, Inc., a Delaware corporation (the “Company”), and the investors set forth on Exhibit A attached to this Agreement (each, a “Purchaser” and collectively, the “Purchasers”).
AMENDMENT NO. 1 TO SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTSeries B Preferred Stock and Warrant Purchase Agreement • June 7th, 2007 • Alteon Inc /De • Pharmaceutical preparations • New York
Contract Type FiledJune 7th, 2007 Company Industry JurisdictionThis AMENDMENT NO. 1 TO SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (this “Amendment”) is dated June 1, 2007 and is entered into by and among Alteon Inc., a Delaware corporation (the “Company”), and the purchasers (the “Purchasers”) identified on the signature pages to that certain Series B Preferred Stock and Warrant Purchase Agreement dated as of April 5, 2007 (the “Purchase Agreement”), by and among the Company and the purchasers named therein.
RECITALSSeries B Preferred Stock and Warrant Purchase Agreement • December 29th, 1998 • American Technology Corp /De/ • Radio & tv broadcasting & communications equipment • California
Contract Type FiledDecember 29th, 1998 Company Industry Jurisdiction
EXA CORPORATION SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTSeries B Preferred Stock and Warrant Purchase Agreement • August 3rd, 2011 • Exa Corp • Massachusetts
Contract Type FiledAugust 3rd, 2011 Company JurisdictionThis CLASS B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) is made this 2nd day of November, 1994 by and among Exa Corporation, a Massachusetts corporation (the “Company”) and Fidelity Ventures Ltd. (“Fidelity”), Boston Capital Ventures III, Limited Partnership (“BCV”), Edelson Technology Partners (“Edelson”), Massachusetts Capital Resource Company (“MCRC”), Associated Group, Inc. (“Associated”), John J. Shields, III and John William Poduska (collectively, the “Investors”).
PLAYERS NETWORK SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTSeries B Preferred Stock and Warrant Purchase Agreement • December 23rd, 2010 • Players Network • Cable & other pay television services • Nevada
Contract Type FiledDecember 23rd, 2010 Company Industry JurisdictionThis SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is made as of the 17th day of December, 2010 between Players Network, a Nevada corporation (the “Company”), and Tice Capital, LLC, a Texas limited liability company(the “Purchaser”).
SOLIGEN TECHNOLOGIES, INC. SERIES B PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT CLOSING: NOVEMBER 24, 1999 TABLE OF CONTENTSSeries B Preferred Stock and Warrant Purchase Agreement • December 16th, 1999 • Soligen Technologies Inc • Nonferrous foundries (castings) • Wyoming
Contract Type FiledDecember 16th, 1999 Company Industry Jurisdiction