EXECUTION COPY SERIES D PREFERRED STOCK PURCHASE AGREEMENT THIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the "Agreement") is entered into as of January 12, 2005, by and among OptiCare Health Systems, Inc. (the "Company"), a Delaware corporation,...Series D Preferred Stock Purchase Agreement • April 1st, 2005 • Opticare Health Systems Inc • Services-specialty outpatient facilities, nec • New York
Contract Type FiledApril 1st, 2005 Company Industry Jurisdiction
EXHIBIT 10.5 SERIES D PREFERRED STOCK PURCHASE AGREEMENT This Series D Preferred Stock Purchase Agreement (the "Agreement") is entered into as of May 17, 2000 by and between 3-Dimensional Pharmaceuticals, Inc., a Delaware corporation, having its...Series D Preferred Stock Purchase Agreement • July 13th, 2000 • 3 Dimensional Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJuly 13th, 2000 Company Industry Jurisdiction
REGADO BIOSCIENCES, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENTSeries D Preferred Stock Purchase Agreement • April 29th, 2013 • Regado Biosciences Inc • Pharmaceutical preparations • Delaware
Contract Type FiledApril 29th, 2013 Company Industry JurisdictionThis SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the “Agreement”) is made as of the 17th day of December, 2009, by and among Regado Biosciences, Inc., a Delaware corporation (the “Company”), and the purchasers or noteholders listed on Schedule A hereto (each, an “Investor” and collectively, the “Investors”).
SERIES D PREFERRED STOCK PURCHASE AGREEMENTSeries D Preferred Stock Purchase Agreement • September 16th, 2014 • Proteon Therapeutics Inc • Biological products, (no disgnostic substances) • Delaware
Contract Type FiledSeptember 16th, 2014 Company Industry JurisdictionTHIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the “Agreement”) is made as of the 13th day of May, 2014 by and among Proteon Therapeutics, Inc., a Delaware corporation (the “Company”), and the investors listed on Exhibit A attached to this Agreement, as the same may be amended from time to time (each a “Purchaser” and together the “Purchasers”). The parties hereby agree as follows:
SERIES D PREFERRED STOCK PURCHASE AGREEMENT Dated as of August 27, 2009 by and among XStream Systems, Inc. and the Investors named hereinSeries D Preferred Stock Purchase Agreement • December 31st, 2009 • Xstream Systems Inc • X-ray apparatus & tubes & related irradiation apparatus • Florida
Contract Type FiledDecember 31st, 2009 Company Industry JurisdictionSERIES D PREFERRED STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of August 27, 2009, by and among XStream Systems, Inc., a Delaware corporation (the “Company”), and each of the Investors listed on Appendix I hereto (collectively, the “Investors”).
SECTION ISeries D Preferred Stock Purchase Agreement • May 29th, 2002 • Technology Crossover Management Iv LLC • Services-video tape rental • California
Contract Type FiledMay 29th, 2002 Company Industry Jurisdiction
SERIES D PREFERRED STOCK PURCHASE AGREEMENT between METAMOR WORLDWIDE, INC. and CITADEL TECHNOLOGY, INC. Dated May 15, 1998 TABLE OF CONTENTS ARTICLE ISeries D Preferred Stock Purchase Agreement • June 22nd, 1998 • Citadel Technology Inc • Retail-eating places • Texas
Contract Type FiledJune 22nd, 1998 Company Industry Jurisdiction
I-STORM, INC.Series D Preferred Stock Purchase Agreement • July 31st, 2000 • I Storm Inc • Blank checks • Nevada
Contract Type FiledJuly 31st, 2000 Company Industry Jurisdiction
SECTION 1Series D Preferred Stock Purchase Agreement • October 15th, 1996 • Arnold Palmer Golf Co • Sporting & athletic goods, nec • Delaware
Contract Type FiledOctober 15th, 1996 Company Industry Jurisdiction
IMX, INC.Series D Preferred Stock Purchase Agreement • March 8th, 2000 • Imx Exchange Inc • California
Contract Type FiledMarch 8th, 2000 Company Jurisdiction
SERIES D PREFERRED STOCK PURCHASE AGREEMENTSeries D Preferred Stock Purchase Agreement • May 20th, 2020 • SANUWAVE Health, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledMay 20th, 2020 Company Industry JurisdictionThis Series D Preferred Stock Purchase Agreement (this “Agreement”) is dated as of May 14, 2020, between SANUWAVE Health, Inc., a Nevada corporation (the “Company”), and the purchasers identified on the signature page hereto (including their successors and assigns, the “Purchasers,” and each individually a “Purchaser”).
SERIES D PREFERRED STOCK PURCHASE AGREEMENTSeries D Preferred Stock Purchase Agreement • October 15th, 2007 • Bioform Medical Inc • Pharmaceutical preparations • California
Contract Type FiledOctober 15th, 2007 Company Industry JurisdictionThis Series D Preferred Stock Purchase Agreement (this “Agreement”) is made as of June 28, 2006, by and among BioForm Medical, Inc., a Delaware corporation (the “Company”), and the persons and entities (each, an “Investor” and collectively, the “Investors”) listed on the Schedule of Investors attached hereto as Exhibit A (the “Schedule of Investors”).
SUCCESS ACQUISITION CORPORATION SERIES D PREFERRED STOCK PURCHASE AGREEMENT February 11, 2005Series D Preferred Stock Purchase Agreement • July 20th, 2007 • SuccessFactors, Inc. • California
Contract Type FiledJuly 20th, 2007 Company JurisdictionThis Series D Preferred Stock Purchase Agreement (this “Agreement”) is made as of February 11, 2005, by and among Success Acquisition Corporation, a Delaware corporation (the “Company”) and the purchasers of the Company’s Series D Preferred Stock listed on Exhibit A, hereto who are signatories to this Agreement (the “Purchasers”).
SERIES D PREFERRED STOCK PURCHASE AGREEMENTSeries D Preferred Stock Purchase Agreement • June 30th, 2023 • Vascular Biogenics Ltd. • Pharmaceutical preparations • Delaware
Contract Type FiledJune 30th, 2023 Company Industry JurisdictionTHIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (this “Agreement”), is made as of February 22, 2023, by and among Notable Labs, Inc., a Delaware corporation (the “Company”), and the investors listed on Exhibit A attached to this Agreement (each a “Purchaser” and together the “Purchasers”).
SERIES D PREFERRED STOCK PURCHASE AGREEMENT BY AND BETWEEN YOU ON DEMAND HOLDINGS, INC., AND C MEDIA LIMITED DATED: July 5, 2013Series D Preferred Stock Purchase Agreement • July 11th, 2013 • You on Demand Holdings, Inc. • Cable & other pay television services • New York
Contract Type FiledJuly 11th, 2013 Company Industry JurisdictionSERIES D PREFERRED STOCK PURCHASE AGREEMENT, dated as of July 5, 2013 (as the same may be amended, supplemented or modified in accordance with the terms hereof, this “Agreement”), by and between YOU On Demand Holdings, Inc., a Nevada corporation (the “Company”) and C Media Limited (the “Purchaser”).
AMENDMENT NO. 1 TO SERIES D PREFERRED STOCK PURCHASE AGREEMENTSeries D Preferred Stock Purchase Agreement • November 8th, 2013 • You on Demand Holdings, Inc. • Cable & other pay television services • New York
Contract Type FiledNovember 8th, 2013 Company Industry JurisdictionThis AMENDMENT No. 1 to Series D Preferred Stock Purchase Agreement, dated as of November 4, 2013 (this “Amendment”), amends the Series D Preferred Stock Purchase Agreement, dated as of July 5, 2013, (the “Original Series D SPA,” and together with this Amendment, the “Series D SPA,” as may be hereinafter supplemented, amended or restated), between YOU ON DEMAND HOLDINGS, INC., a Nevada corporation (the “Company”), and C MEDIA LIMITED (the “Purchaser”), and the exhibits thereto referenced in this Amendment.
VALERITAS, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENT June 23, 2014Series D Preferred Stock Purchase Agreement • November 21st, 2014 • Valeritas Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledNovember 21st, 2014 Company Industry JurisdictionTHIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the “Agreement”) is made as of the 23rd day of June, 2014, by and among Valeritas, Inc., a Delaware corporation (the “Company”), and the investors listed on Schedule I hereto (each of which is herein referred to as an “Investor”).
SORRENT, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENT April 25, 2005Series D Preferred Stock Purchase Agreement • January 22nd, 2007 • Glu Mobile Inc • Services-computer programming services • California
Contract Type FiledJanuary 22nd, 2007 Company Industry JurisdictionTHIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (this “Agreement”) is made as of April 25, 2005, by and among Sorrent, Inc., a California corporation (the “Company”), and the purchasers of the Company’s Series D Preferred Stock (individually, the “Purchaser” and collectively, the “Purchasers”) identified on the Schedule of Purchasers attached hereto as Exhibit A (the “Schedule of Purchasers”).
SERIES D PREFERRED STOCK PURCHASE AGREEMENTSeries D Preferred Stock Purchase Agreement • November 15th, 2017 • Neothetics, Inc. • Pharmaceutical preparations • Delaware
Contract Type FiledNovember 15th, 2017 Company Industry Jurisdictionor affairs of the Company with respect to such Warrant Shares, except as otherwise provided herein. Notwithstanding the foregoing, the Holder shall be entitled to one (1) vote and shall vote with the holders of common stock of the Company (“Common Stock”) on all matters submitted to the vote or written consent of the holders of Common Stock.
VALERITAS, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENT June 23, 2014Series D Preferred Stock Purchase Agreement • February 12th, 2015 • Valeritas Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledFebruary 12th, 2015 Company Industry JurisdictionTHIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the “Agreement”) is made as of the 23rd day of June, 2014, by and among Valeritas, Inc., a Delaware corporation (the “Company”), and the investors listed on Schedule I hereto (each of which is herein referred to as an “Investor”).
HOMEAWAY, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENT October 23, 2008Series D Preferred Stock Purchase Agreement • April 14th, 2011 • Homeaway Inc • Services-computer processing & data preparation • Delaware
Contract Type FiledApril 14th, 2011 Company Industry JurisdictionThis Series D Preferred Stock Purchase Agreement (this “Agreement”) is made as of October 23, 2008 by and among HomeAway, Inc., a Delaware corporation formerly known as WVR Group, Inc. (the “Company”), and the individuals and entities (each, an “Investor” and collectively, the “Investors”) listed on the Schedule of Investors attached to this Agreement as Schedule A (the “Schedule of Investors”).
FIRST AMENDMENT TO SERIES D PREFERRED STOCK PURCHASE AGREEMENTSeries D Preferred Stock Purchase Agreement • November 15th, 2017 • Neothetics, Inc. • Pharmaceutical preparations • Delaware
Contract Type FiledNovember 15th, 2017 Company Industry JurisdictionThis FIRST AMENDMENT TO SERIES D PREFERRED STOCK PURCHASE AGREEMENT (this “Amendment”) is made and entered into as of July 28, 2017, by and among Evofem Biosciences, Inc. (f/k/a Evofem Holdings, Inc.), a Delaware corporation (the “Company”) and Woodford Investment Management Limited, as agent for and on behalf of each of Woodford Patient Capital Trust Plc, CF Woodford Equity Income Fund, a sub fund of CF Woodford Investment Fund, and Omnis Income & Growth Fund, a sub fund of Omnis Portfolio Investments ICVC (“WIM”), and amends that certain Series D Preferred Stock Purchase Agreement (as amended, the “Purchase Agreement”), dated as of July 13, 2016, by and between the Company and WIM. The Company and WIM are sometimes referred to herein together as the “Parties.”
MERRIMAN CURHAN FORD GROUP, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENT August [__], 2009Series D Preferred Stock Purchase Agreement • September 2nd, 2009 • Merriman Curhan Ford Group, Inc. • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledSeptember 2nd, 2009 Company Industry JurisdictionThis Series D Preferred Stock Purchase Agreement (this “Agreement”) is made as of August [___], 2009, by and among Merriman Curhan Ford Group, Inc., a Delaware corporation (the “Company”), and the persons and entities (each, an “Investor” and collectively, the “Investors”) listed on the Schedule of Investors attached hereto as Exhibit A (the “Schedule of Investors”).
SERIES D PREFERRED STOCK PURCHASE AGREEMENTSeries D Preferred Stock Purchase Agreement • January 5th, 2009 • International Stem Cell CORP • Pharmaceutical preparations • Delaware
Contract Type FiledJanuary 5th, 2009 Company Industry JurisdictionWe have acted as counsel to International Stem Cell Corporation, a Delaware corporation (the “Company”), in connection with the Series D Preferred Stock Purchase Agreement, dated as of December __, 2008, between you and the Company (the “Agreement”) and the transactions contemplated therein. This opinion is being furnished to you pursuant to Section 4.5 of the Agreement. Capitalized terms used herein and not otherwise defined herein shall have the respective meanings assigned to such terms in the Agreement.
ContractSeries D Preferred Stock Purchase Agreement • April 27th, 2022 • Caladrius Biosciences, Inc. • Services-misc health & allied services, nec • Delaware
Contract Type FiledApril 27th, 2022 Company Industry Jurisdiction
LENDINGCLUB CORPORATION SERIES D PREFERRED STOCK PURCHASE AGREEMENT JULY 28, 2011Series D Preferred Stock Purchase Agreement • August 3rd, 2011 • LendingClub Corp • Finance services • California
Contract Type FiledAugust 3rd, 2011 Company Industry JurisdictionThis Series D Preferred Stock Purchase Agreement (this “Agreement”) is made and entered into as of July 28, 2011, by and among LendingClub Corporation, a Delaware corporation (the “Company”), and each of those persons and entities, severally and not jointly, whose names are set forth on the Schedule of Purchasers attached hereto as Exhibit A (which persons and entities are hereinafter collectively referred to as “Purchasers” and each individually as a “Purchaser”).
UNIDYM, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENTSeries D Preferred Stock Purchase Agreement • July 2nd, 2010 • Arrowhead Research Corp • Services-commercial physical & biological research • California
Contract Type FiledJuly 2nd, 2010 Company Industry JurisdictionTHIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of June 29, 2010 by and between Unidym, Inc., a Delaware corporation (the “Company”), and Arrowhead Research Corporation, a Delaware corporation (the “Investor”).