Stock Locate Agreement Sample Contracts

Stock Locate Agreement

Stock Locate Agreement • July 30th, 2020

• Contract Type
  Stock Locate Agreement
• Filed
  July 30th, 2020

The purpose of this Stock Locate Agreement (the “Agreement”) is to ensure that you understand and agree to the terms and conditions associated with selling securities short. Through Precision Securities, a FINRA registered broker dealer, CenterPoint Securities (“Broker”) offers its clients the ability to enter short sale orders in securities that are not on the easy to borrow list (“HTB Stocks”) at Electronic Transaction Clearing, Wedbush Securities, Vision Financial Markets and Clear Street (collectively, the “Clearing

Stock Locate Agreement

Stock Locate Agreement • July 30th, 2020

• Contract Type
  Stock Locate Agreement
• Filed
  July 30th, 2020

The purpose of this Stock Locate Fee Disclosure (the “Agreement”) is to ensure that you understand and agree to the terms and conditions associated with selling securities short. Through Precision Securities, a FINRA registered broker dealer, CenterPoint Securities (“Broker”) offers its clients the ability to enter short sale orders in securities that are not on the easy to borrow list (“HTB Stocks”) at Electronic Transaction Clearing, Wedbush Securities, Vision Financial Markets and Clear Street (collectively, the “Clearing

Stock Locate Agreement

Stock Locate Agreement • April 28th, 2016

• Contract Type
  Stock Locate Agreement
• Filed
  April 28th, 2016

The purpose of this Stock Locate Agreement (the “Agreement”) is to ensure that you understand and agree to the terms and conditions associated with selling securities short. Through Precision Securities, a FINRA registered broker dealer, CenterPoint Securities (“Broker”) offers its clients the ability to enter short sale orders in securities that are not on the easy to borrow list (“HTB Stocks”) at either Electronic Transaction Clearing, Wedbush Securities or Industrial and Commercial Bank of China Financial Services (collectively, the “Clearing Firms”). This Agreement is to be reviewed and executed in conjunction with the Clearing Firm’s Margin Agreement, which is included in the new account document package. Should any conflicts arise, the terms and conditions of the Margin Agreement supersede this Agreement.