ContractSub-Distribution Agreement Sub-Distribution Agreement • May 5th, 2020 • Wisconsin
EX-99.E.2 5 subdistribution.htm SUB-DISTRIBUTION AGREEMENT SUB-DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this 20th day of September, 2000, by and among Kinetics Mutual Funds, Inc., a Maryland corporation (the "Corporation"), Kinetics Funds Distributor, Inc., a Texas corporation (the "Distributor") and Quasar Distributors, LLC, a Delaware limited liability company (the "Sub-Distributor"). WHEREAS, the Corporation is registered under the Investment Company Act of 1940, as amended ("1940 Act"), as an open-end management investment company, and is authorized to issue shares of beneficial interests ("Shares") in separate series with each such series representing interests in a separate portfolio of securities and other assets; WHEREAS, the Distributor is registered as a broker-dealer under the Securities Exchange Act of 1934, as amended (the "1934 Act"), and is a member of the National Association of Securities Dealers, Inc. (the "NASD"); WHEREAS, each of the Corp
ContractSub-Distribution Agreement Sub-Distribution Agreement • May 5th, 2020 • Wisconsin
EX-99.E.II 3 distagmt.htm SUB-DISTRIBUTION AGREEMENT SUB-DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of the 19th day of February, 2002, by and among Rochdale Investment Trust, a Delaware business trust (the “Trust”), RIM Securities, LLC, a Delaware limited liability company (the “Distributor”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Sub-Distributor”). WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as an open-end management investment company, and is authorized to issue shares of beneficial interest (“Shares”) in separate series with each such series representing interests in a separate portfolio of securities and other assets; WHEREAS, the Distributor is registered as a broker-dealer under the Securities Exchange Act of 1934, as amended (the “1934 Act”), and is a member of the National Association of Securities Dealers, Inc. (the “NASD”); WHEREAS, the Distributor and the Trus
