Exhibit 10.4 AMENDMENT NO. 1 TO NOTE (this "Amendment") dated as of January 7, 2004, BETWEEN (1) WILLEY BROTHERS INC., a New Hampshire corporation (the "Company"); and (3) CORPORATE MEZZANINE II, L.P., a British Virgin Islands limited partnership...Subordinated Note and Warrant Purchase Agreement • February 5th, 2004 • Brandpartners Group Inc • Services-management consulting services • New York
EXHIBIT 10.39 SUBORDINATED NOTE AND WARRANT PURCHASE AGREEMENT SUBORDINATED NOTE AND WARRANT PURCHASE AGREEMENTSubordinated Note and Warrant Purchase Agreement • February 4th, 2005 • Warp Technology Holdings Inc • Services-prepackaged software • New York
WAIVER AND AMENDMENT NO. 5 TO NOTE, dated as of January 25, 2010 (this “Amendment”)Subordinated Note and Warrant Purchase Agreement • February 3rd, 2010 • Brandpartners Group Inc • Services-management consulting services • New York
WHEREAS, BPG, BPR, and CMII are parties to a certain Subordinated Note and Warrant Purchase Agreement of October 22, 2001, as amended by Amendment No. 1 and Waiver dated as of May 14, 2002, Amendment No. 2 and Waiver dated as of August 9, 2002, Amendment No. 3 and Waiver dated as of January 7, 2004, Amendment No. 4, dated as of May 5, 2005, Amendment No. 5 and Waiver, dated as of March 28, 2007 and Amendment No. 6, dated as of March 27, 2008 (the “Purchase Agreement”), pursuant to which BPR has issued and sold to CMII a subordinated promissory note in the original principal amount of $5,000,000 with a final maturity of October 29, 2010 (as amended by Amendment No. 1, dated as of January 7, 2004, Amendment No. 2, dated as of March 27, 2008, Amendment No. 3, dated as of March 31, 2009 and Waiver and Amendment No. 4, dated as of November 17, 2009, the “Original Note” and as amended hereby, the “Note”) and BPG has issued and sold to CMII certain warrants for the purchase of an aggregate of
SUBORDINATED NOTE AND WARRANT PURCHASE AGREEMENT DATED AS OF DECEMBER 16, 2011 BY AND AMONG FIRST COMMUNITY CORPORATION AND THE PURCHASERS NAMED HEREINSubordinated Note and Warrant Purchase Agreement • December 19th, 2011 • First Community Corp /Sc/ • National commercial banks • South Carolina
This SUBORDINATED NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is dated as of December 16, 2011, and entered into by and among First Community Corporation, a South Carolina corporation (the “Company”), and the purchasers listed on Exhibit A hereto (the “Initial Purchasers”) and any subsequent purchaser (a “Subsequent Purchaser”) who executes a counterpart of this Agreement that is accepted by the Company (each Initial Purchaser and any Subsequent Purchaser is referred to herein as a “Purchaser” and collectively as the “Purchasers”). Capitalized terms that are not otherwise defined shall have the meanings set forth in Section 11 hereof.
KEYSTONE SOLUTIONS, INC. SUBORDINATED NOTE AND WARRANT PURCHASE AGREEMENTSubordinated Note and Warrant Purchase Agreement • May 12th, 2016 • KeyStone Solutions, Inc. • Delaware
SECOND AMENDMENT TO SUBORDINATED NOTE AND WARRANT PURCHASE AGREEMENTSubordinated Note and Warrant Purchase Agreement • July 29th, 2004 • Monitronics International Inc • Services-miscellaneous business services • New York
This Second Amendment to Subordinated Note and Warrant Purchase Agreement (this “Amendment”), dated as of July 14, 2004 (the “Effective Date”), amends that certain Subordinated Note and Warrant Purchase Agreement dated as of January 18, 2002, as amended by the First Amendment to Subordinated Note and Warrant Purchase Agreement dated August 25, 2003 (as so amended, the “Original Agreement”) between Monitronics International, Inc. (the “Company”) and The Northwestern Mutual Life Insurance Company (the “Purchaser”).
AMENDMENT NO. 1 AND WAIVER , dated as of May 14, 2002 BY AND AMONG (1) BRANDPARTNERS, INC., a Delaware corporation ("BPG"); (2) WILLEY BROTHERS INC., a New Hampshire corporation ("WILLEY", and together with BPG, individually a "COMPANY" and...Subordinated Note and Warrant Purchase Agreement • August 14th, 2002 • Brandpartners Group Inc • Services-management consulting services • New York
RECITALSSubordinated Note and Warrant Purchase Agreement • November 17th, 1998 • Boots & Coots International Well Control Inc • Blank checks • New York
AMENDMENT NO. 3 TO NOTE, dated as of March [__], 2009 (this “Amendment”)Subordinated Note and Warrant Purchase Agreement • March 31st, 2009 • Brandpartners Group Inc • Services-management consulting services • New York
WHEREAS, the Companies and CMII are parties to a certain Subordinated Note and Warrant Purchase Agreement dated as of October 22, 2001, as amended by Amendment No. 1 and Waiver dated as of May 14, 2002, Amendment No. 2 and Waiver dated as of August 9, 2002, Amendment No. 3 and Waiver dated as of January 7, 2004, Amendment No. 4, dated as of May 5, 2005, Amendment No. 5 and Waiver, dated as of March 28, 2007 and Amendment No. 6, dated as of March 27, 2008 (the “Original Purchase Agreement” and as amended hereby, the “Purchase Agreement”) pursuant to which (i) BPR has issued and sold to CMII a subordinated promissory note (as amended by Amendment No. 1, dated as of January 7, 2004, and Amendment No. 2, dated as of March 27, 2008, the “Original Note” and as amended hereby, the “Note”) in the original principal amount of $5,000,000 with a final maturity of October 22, 2008, and (ii) BPG has issued and sold to CMII certain warrants for the purchase of an aggregate of 665,000 shares of commo
FIFTH AMENDMENT OF SUBORDINATED NOTE AND WARRANT PURCHASE AGREEMENTSubordinated Note and Warrant Purchase Agreement • February 9th, 2005 • Crown Crafts Inc • Broadwoven fabric mills, cotton • New York
This Fifth Amendment, dated effective as of February 4, 2005, by and among CROWN CRAFTS, INC. (the “Company”), and BANC OF AMERICA STRATEGIC SOLUTIONS, INC. (assignee of Bank of America, N.A.), THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, and WACHOVIA BANK, NATIONAL ASSOCIATION (successor by merger to Wachovia Bank, N.A.) (collectively, the “Purchasers”).
AMENDMENT AND WAIVER NO. 5, dated as of March , 2007 (this "Amendment") BY AND AMONGSubordinated Note and Warrant Purchase Agreement • April 3rd, 2007 • Brandpartners Group Inc • Services-management consulting services • New York
WHEREAS, the Companies and CMII are parties to a certain Subordinated Note and Warrant Purchase Agreement dated as of October 22, 2001, as amended by Amendment No. 1 and Waiver dated as of May 14, 2002, Amendment No. 2 and Waiver dated as of August 9, 2002, Amendment No. 3 and Waiver dated as of January 7, 2004 and Amendment No. 4, dated as of May 5, 2005 (the "Original Purchase Agreement" and as amended hereby, the "Purchase Agreement") pursuant to which (i) BPR has issued and sold to CMII a subordinated promissory note (as amended by Amendment No. 1, dated as of January 7, 2004, the "Note") in the original principal amount of $5,000,000 with a final maturity of October 22, 2008, and (ii) BPG has issued and sold to CMII certain warrants for the purchase of an aggregate of 665,000 shares of common stock of BPG (the "Warrants"); and
Subordinated Note and Warrant Purchase AgreementSubordinated Note and Warrant Purchase Agreement • December 29th, 2009 • CalAmp Corp. • Radio & tv broadcasting & communications equipment • California
WAIVER AND AMENDMENT NO. 4 TO NOTE, dated as of November [__], 2009 (this "Waiver and Amendment")Subordinated Note and Warrant Purchase Agreement • November 19th, 2009 • Brandpartners Group Inc • Services-management consulting services • New York
EQUITY COMPRESSION SERVICES CORPORATION 10.15% SECURED SENIOR SUBORDINATED NOTES DUE JULY 31, 2007Subordinated Note and Warrant Purchase Agreement • August 14th, 1997 • Equity Compression Services Corp • Services-equipment rental & leasing, nec • New York
SUBORDINATED NOTE AND WARRANT PURCHASE AGREEMENTSubordinated Note and Warrant Purchase Agreement • April 12th, 2013 • Trigran Investments, Inc. • Services-educational services • New York
SUBORDINATED NOTE AND WARRANT PURCHASE AGREEMENT (as amended, restated, modified or otherwise supplemented from time to time, this “Agreement”), dated as of April 5, 2013, between Scientific Learning Corporation, a Delaware corporation (the “Company”), and the purchasers set forth on the signature page of this Agreement (the “Purchasers” and, together with the Company, the “Parties”).
WAIVER AND AMENDMENT NO. 6 TO NOTE, dated as of March 15, 2010 (this “Amendment”)Subordinated Note and Warrant Purchase Agreement • March 19th, 2010 • Brandpartners Group Inc • Services-management consulting services • New York
WHEREAS, BPG, BPR, and CMII are parties to a certain Subordinated Note and Warrant Purchase Agreement of October 22, 2001, as amended by Amendment No. 1 and Waiver dated as of May 14, 2002, Amendment No. 2 and Waiver dated as of August 9, 2002, Amendment No. 3 and Waiver dated as of January 7, 2004, Amendment No. 4, dated as of May 5, 2005, Amendment No. 5 and Waiver, dated as of March 28, 2007 and Amendment No. 6, dated as of March 27, 2008 (the “Purchase Agreement”), pursuant to which BPR has issued and sold to CMII a subordinated promissory note in the original principal amount of $5,000,000 with a final maturity of October 29, 2010 (as amended by Amendment No. 1, dated as of January 7, 2004, Amendment No. 2, dated as of March 27, 2008, Amendment No. 3, dated as of March 31, 2009, Waiver and Amendment No. 4, dated as of November 17, 2009 and Waiver and Amendment No. 5, dated as of January 25, 2010, the “Original Note” and as amended hereby, the “Note”) and BPG has issued and sold to
EXHIBIT 10.2 FOURTH AMENDMENT TO AMENDED AND RESTATED SUBORDINATED NOTE AND WARRANT PURCHASE AGREEMENT This Fourth Amendment to Amended and Restated Note and Warrant Purchase Agreement (the "Amendment") is entered into as of the ___ day of September,...Subordinated Note and Warrant Purchase Agreement • November 14th, 2002 • Ramsay Youth Services Inc • Services-hospitals • Georgia
EXHIBIT 10.21 BOOTS & COOTS INTERNATIONAL WELL CONTROL, INC. 11.28% SENIOR SUBORDINATED NOTES DUE JULY 23, 2006Subordinated Note and Warrant Purchase Agreement • August 7th, 1998 • Boots & Coots International Well Control Inc • Blank checks
