AMENDED AND RESTATED TAX BENEFIT PRESERVATION PLAN Dated as of August 27, 2020 by and between AVIAT NETWORKS, INC. and COMPUTERSHARE INC., as Rights AgentTax Benefit Preservation Plan • August 31st, 2020 • Aviat Networks, Inc. • Radio & tv broadcasting & communications equipment • Delaware
Contract Type FiledAugust 31st, 2020 Company Industry Jurisdiction
BEBE STORES, INC. and COMPUTERSHARE TRUST COMPANY, N.A. as Rights Agent Tax Benefit Preservation Plan Dated as of January 12, 2018Tax Benefit Preservation Plan • January 16th, 2018 • Bebe Stores, Inc. • Women's, misses', and juniors outerwear • New York
Contract Type FiledJanuary 16th, 2018 Company Industry Jurisdictiondate as may be determined by action of the Board of Directors prior to such time as any person or group becomes an Acquiring Person) following the commencement of, or announcement by the Company of an intention to make, a tender offer or exchange offer the consummation of which would result in the beneficial ownership by a person or group of 4.99% or more of the Common Stock (the earlier of (i) and (ii) being called the “Distribution Date”), the Rights will be evidenced, with respect to any of the Common Stock certificates outstanding as of the Record Date, by such Common Stock certificates or, with respect to any uncertificated Common Stock registered in book entry form, by notation in book entry, in either case together with a copy of this Summary of Rights. The Board can postpone the Distribution Date in certain circumstances. Shares held by persons participating in a group are deemed to be beneficially owned by all persons treated as the same entity for purposes of Section 382 of t
AMERICAN AIRLINES GROUP INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent Tax Benefit Preservation Plan Dated as of December 21, 2021Tax Benefit Preservation Plan • December 22nd, 2021 • American Airlines Group Inc. • Air transportation, scheduled • Delaware
Contract Type FiledDecember 22nd, 2021 Company Industry Jurisdictiondetermined by action of the Board of Directors prior to such time as any person or group becomes an Acquiring Person) following the commencement or announcement of an intention to make a tender offer or exchange offer the consummation of which would result in the beneficial ownership by a person or group of 4.9% or more of the Common Stock (the earlier of (i) and (ii) being called the “Distribution Date”), the Rights will be evidenced, with respect to any of the Common Stock certificates outstanding as of the Record Date, by such Common Stock certificates or, with respect to any uncertificated Common Stock registered in book entry form, by notation in book entry, in either case together with a copy of this Summary of Rights. The Board can postpone the Distribution Date in certain circumstances. Shares held by persons participating in a group are deemed to be beneficially owned by all persons treated as the same entity for purposes of Section 382 of the Code. The Plan provides that any
TAX BENEFIT PRESERVATION PLAN by and between FITLIFE BRANDS, INC. and COLONIAL STOCK TRANSFER COMPANY, INC., as Rights Agent, Dated as of February 26, 2021Tax Benefit Preservation Plan • March 4th, 2021 • Fitlife Brands, Inc. • Medicinal chemicals & botanical products • Nevada
Contract Type FiledMarch 4th, 2021 Company Industry JurisdictionTAX BENEFIT PRESERVATION PLAN, dated as of February 26, 2021 (this “Agreement”), by and between FitLife Brands, Inc., a Nevada corporation (the “Company”), and Colonial Stock Transfer Company, Inc., as rights agent (the “Rights Agent”).
AMENDMENT NO. 3 TOTax Benefit Preservation Plan • March 28th, 2022 • Delaware
Contract Type FiledMarch 28th, 2022 JurisdictionWHEREAS, the Company and the Rights Agent are parties to that certain Tax Benefit Preservation Plan, originally dated as of September 11, 2009, as amended by Amendment No. 1 thereto effective as of September 11,
AMENDMENT TO THE TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • April 6th, 2022 • Enterprise Diversified, Inc. • Security brokers, dealers & flotation companies • Nevada
Contract Type FiledApril 6th, 2022 Company Industry JurisdictionThis Amendment is dated as of April 1, 2022 (this “Amendment”) and amends the Tax Benefit Preservation Plan, dated July 24, 2020, (the “Rights Agreement”), by and between Enterprise Diversified, Inc., a Nevada corporation (the “Company”), and Colonial Stock Transfer Company, Inc., as rights agent (the “Rights Agent”).
AMENDMENT NO. 2 TOTax Benefit Preservation Plan • March 28th, 2022 • Delaware
Contract Type FiledMarch 28th, 2022 JurisdictionWHEREAS, the Company and the Rights Agent are parties to a Tax Benefit Preservation Plan, originally dated as of September 11, 2009, as amended by Amendment No. 1 thereto effective September 11, 2012 (the “Plan”);
AMENDMENT NO. 1 TO TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • September 12th, 2012 • Ford Motor Co • Motor vehicles & passenger car bodies • Delaware
Contract Type FiledSeptember 12th, 2012 Company Industry JurisdictionAMENDMENT NO. 1 to TAX BENEFIT PRESERVATION PLAN (this “Amendment”) between Ford Motor Company, a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., as rights agent (the “Rights Agent”) is effective prior to the close of business on this 11th day of September, 2012.
West Coast Bancorp and Wells Fargo Bank, National Association Tax Benefit Preservation Plan Dated as of October 23, 2009Tax Benefit Preservation Plan • October 28th, 2009 • West Coast Bancorp /New/Or/ • State commercial banks • Delaware
Contract Type FiledOctober 28th, 2009 Company Industry JurisdictionTax Benefit Preservation Plan, dated as October 23, 2009 (“Plan”) between West Coast Bancorp, an Oregon corporation (the “Company”) and Wells Fargo Bank, National Association, as rights agent (the “Rights Agent”).
FIRST AMENDMENT TO TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • December 18th, 2009 • Interstate Hotels & Resorts Inc • Hotels & motels • Delaware
Contract Type FiledDecember 18th, 2009 Company Industry JurisdictionThis FIRST AMENDMENT, dated as of December 18, 2009 (this "Amendment"), to the Tax Benefit Preservation Plan, dated as of September 24, 2009 (the "Plan"), between Interstate Hotels & Resorts, Inc., a Delaware corporation (the "Company"), and Computershare Trust Company, N.A., as rights agent (the "Rights Agent").
FIRST AMENDMENT TO THE AMENDED AND RESTATED TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • August 24th, 2023 • Extreme Networks Inc • Computer communications equipment • Delaware
Contract Type FiledAugust 24th, 2023 Company Industry JurisdictionThis FIRST Amendment to THE Amended and Restated Tax Benefit Preservation Plan (this “Amendment”) is entered into as of August 24, 2023, by and between Extreme Networks, Inc., a Delaware corporation (the “Company”), and Computershare Inc. (the “Rights Agent”). All capitalized terms used in this Amendment and not otherwise defined herein shall have the meaning(s) ascribed to them in that certain Amended and Restated Tax Benefit Preservation Plan, dated as of May 17, 2021, by and between the Company and the Rights Agent (the “Restated Tax Plan”).
PARATEK PHARMACEUTICALS, INC. AMENDMENT NO. 1 TO TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • July 24th, 2015 • Paratek Pharmaceuticals, Inc. • Pharmaceutical preparations • Delaware
Contract Type FiledJuly 24th, 2015 Company Industry JurisdictionThis AMENDMENT NO. 1 TO THE TAX BENEFIT PRESERVATION PLAN (this “Amendment”) is dated as of July 23, 2015 (the “Effective Date”) and amends the Tax Benefit Preservation Plan, dated as of September 13, 2013 (the “Tax Benefit Plan”), by and between Paratek Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability company, as rights agent (the “Rights Agent”). Capitalized terms used in this Amendment and not otherwise defined have the meaning given to them in the Tax Benefit Plan.
FIRST AMENDMENT TO TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • April 18th, 2017 • Echelon Corp • Computer communications equipment • Delaware
Contract Type FiledApril 18th, 2017 Company Industry JurisdictionThis first amendment to Tax Benefit Preservation Plan, dated as of April 17, 2017 (this “Amendment”), is by and between Echelon Corporation, a Delaware corporation (the “Company”), and Computershare Inc., as rights agent (the “Rights Agent”).
AMENDMENT NO. 1 TO TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • March 22nd, 2012 • ModusLink Global Solutions Inc • Services-business services, nec • Delaware
Contract Type FiledMarch 22nd, 2012 Company Industry JurisdictionTHIS AMENDMENT NO. 1 TO TAX BENEFIT PRESERVATION PLAN (this “Amendment”), dated as of March 21, 2012, is entered into by and between ModusLink Global Solutions, Inc., a Delaware corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as Rights Agent (the “Rights Agent”).
AMENDMENT NO. 2 TO TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • September 11th, 2015 • Ford Motor Co • Motor vehicles & passenger car bodies • Delaware
Contract Type FiledSeptember 11th, 2015 Company Industry JurisdictionWHEREAS, the Company and the Rights Agent are parties to a Tax Benefit Preservation Plan, originally dated as of September 11, 2009, as amended by Amendment No. 1 thereto effective September 11, 2012 (the "Plan");
ContractTax Benefit Preservation Plan • June 2nd, 2010 • Autobytel Inc • Services-computer programming, data processing, etc. • Delaware
Contract Type FiledJune 2nd, 2010 Company Industry Jurisdiction
AMENDMENT NO. 3 TO TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • January 5th, 2015 • ModusLink Global Solutions Inc • Services-business services, nec • Delaware
Contract Type FiledJanuary 5th, 2015 Company Industry JurisdictionWHEREAS, the Company and the Rights Agent are parties to a Tax Benefit Preservation Plan, dated as of October 17, 2011, amended by Amendment No. 1 dated March 21, 2012 and amended by Amendment No. 2 dated October 17, 2014 (the “Plan”);
AMENDMENT NO. 2 TO TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • October 14th, 2014 • ModusLink Global Solutions Inc • Services-business services, nec • Delaware
Contract Type FiledOctober 14th, 2014 Company Industry JurisdictionWHEREAS, the Company and the Rights Agent are parties to a Tax Benefit Preservation Plan, dated as of October 17, 2011, amended by Amendment No. 1 dated March 21, 2012 (the “Plan”);
TAX BENEFIT PRESERVATION PLAN by and between Upland Software, Inc. and Broadridge Corporate Issuer Solutions, LLC as Rights Agent Dated as of May 2, 2023Tax Benefit Preservation Plan • May 3rd, 2023 • Upland Software, Inc. • Services-prepackaged software • Delaware
Contract Type FiledMay 3rd, 2023 Company Industry Jurisdiction
AMENDMENT NO. 3 TOTax Benefit Preservation Plan • April 1st, 2020 • Delaware
Contract Type FiledApril 1st, 2020 JurisdictionThis Amendment No. 3 to Tax Benefit Preservation Plan (“Amendment”) is entered into between AutoWeb, Inc. (formerly known as Autobytel Inc.), a Delaware corporation (“Company”), and Computershare Trust Company, N.A., as rights agent (“Rights Agent”) effective as of March 31, 2020.
FIRST AMENDMENT TO THE AMENDED AND RESTATED TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • May 4th, 2010 • Radian Group Inc • Surety insurance • Delaware
Contract Type FiledMay 4th, 2010 Company Industry JurisdictionThis First Amendment to the Amended and Restated Tax Benefit Preservation Plan (this “Amendment”) dated as of May 3, 2010, is entered into between Radian Group Inc., a Delaware corporation (the “Company”), and The Bank of New York Mellon, a New York banking corporation, as Rights Agent (the “Rights Agent”).
FIRST AMENDMENT TO THE TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • July 15th, 2013 • Leap Wireless International Inc • Radiotelephone communications • Delaware
Contract Type FiledJuly 15th, 2013 Company Industry JurisdictionThis FIRST AMENDMENT TO THE TAX BENEFIT PRESERVATION PLAN (this “Amendment”) is made and entered into as of July 12, 2013, between Leap Wireless International, Inc., a Delaware corporation (the “Company”), and Computershare Shareowner Services LLC (f/k/a Mellon Investor Services LLC), as rights agent (the “Rights Agent”). Except as otherwise provided herein, all capitalized terms used in this Amendment and not defined herein shall have the meanings ascribed thereto in the Plan.
AMENDMENT NO. 1 TO THE AMENDED AND RESTATED TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • March 1st, 2023 • Aviat Networks, Inc. • Radio & tv broadcasting & communications equipment
Contract Type FiledMarch 1st, 2023 Company IndustryThis AMENDMENT NO. 1 TO THE AMENDED AND RESTATED TAX BENEFIT PRESERVATION PLAN (this “Amendment”), dated as of February 28, 2023, is by and between Aviat Networks, Inc., a Delaware corporation (the “Company”), and Computershare Inc., a Delaware corporation, as rights agent (the “Rights Agent”).
ContractTax Benefit Preservation Plan • March 14th, 2014 • Leap Wireless International Inc • Radiotelephone communications • Delaware
Contract Type FiledMarch 14th, 2014 Company Industry Jurisdiction
AMENDMENT NO. 1 TO TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • March 30th, 2021 • Delaware
Contract Type FiledMarch 30th, 2021 JurisdictionThis AMENDMENT NO. 1 (this “Amendment”) to that certain Tax Benefit Preservation Plan, dated as of May 8, 2020 (the “ Plan”), by and between The New Home Company Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as Rights Agent (the “ Rights Agent”), is effective this 29th day of March, 2021. All capitalized terms used but not defined in this Amendment shall have the meanings ascribed to such terms in the Plan.
TAX BENEFITS PRESERVATION PLAN BETWEEN CENTERLINE HOLDING COMPANY AND COMPUTERSHARE TRUST COMPANY, N.A. DATED AS OF MARCH 5, 2010Tax Benefit Preservation Plan • March 11th, 2010 • Centerline Holding Co • Real estate • Delaware
Contract Type FiledMarch 11th, 2010 Company Industry JurisdictionTAX BENEFIT PRESERVATION PLAN, dated as of March 5, 2010 (this “Agreement”), between Centerline Holding Company, a Delaware statutory trust (the “Company”) and Computershare Trust Company, N.A., a federally chartered trust company, as the rights agent (the “Rights Agent”).
TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • March 28th, 2022
Contract Type FiledMarch 28th, 2022Tax Benefit Preservation Plan, dated as of September 11, 2009 (“Plan”), between Ford Motor Company, a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., as Rights Agent (the “Rights Agent”).
AMENDMENT TO TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • March 5th, 2014 • Usec Inc • Mining & quarrying of nonmetallic minerals (no fuels) • Delaware
Contract Type FiledMarch 5th, 2014 Company Industry JurisdictionThis AMENDMENT, dated as of March 4, 2014 (this “Amendment”), to the Tax Benefit Preservation Plan, dated as of September 29, 2011 (the “Plan”), by and between USEC Inc., a Delaware corporation (the “Company”) and Computershare Inc. (successor-in-interest to Mellon Investor Services, LLC), a New Jersey limited liability company (the “Rights Agent”).
TAX BENEFIT PRESERVATION PLAN by and between Upland Software, Inc. and Broadridge Corporate Issuer Solutions, LLC as Rights Agent Dated as of June 5, 2024Tax Benefit Preservation Plan • June 5th, 2024 • Upland Software, Inc. • Services-prepackaged software • Delaware
Contract Type FiledJune 5th, 2024 Company Industry Jurisdiction
TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • March 25th, 2019
Contract Type FiledMarch 25th, 2019Tax Benefit Preservation Plan, dated as of September 11, 2009 (‘‘Plan’’), between Ford Motor Company, a Delaware corporation (the ‘‘Company’’), and Computershare Trust Company, N.A., as Rights Agent (the ‘‘Rights Agent’’).
AMENDMENT NO. 1 TOTax Benefit Preservation Plan • March 25th, 2019 • Delaware
Contract Type FiledMarch 25th, 2019 JurisdictionAMENDMENT NO. 1 to TAX BENEFIT PRESERVATION PLAN (this ‘‘Amendment’’) between Ford Motor Company, a Delaware corporation (the ‘‘Company’’), and Computershare Trust Company, N.A., as rights agent (the ‘‘Rights Agent’’) is effective prior to the close of business on this 11th day of September, 2012.
RENTECH, INC. and COMPUTERSHARE TRUST COMPANY, N.A. as Rights Agent AMENDMENT TO TAX BENEFIT PRESERVATION PLAN Effective as of August 1, 2014Tax Benefit Preservation Plan • August 1st, 2014 • Rentech, Inc. • Agricultural chemicals • Delaware
Contract Type FiledAugust 1st, 2014 Company Industry JurisdictionThis Amendment (this “Amendment”), dated as of August 1, 2014, to the Tax Benefit Preservation Plan, dated as of August 5, 2011 (the “Plan”), is between Rentech, Inc., a Colorado corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company (the “Rights Agent”).
AMENDMENT NO. 4 TO TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • September 10th, 2021 • Ford Motor Co • Motor vehicles & passenger car bodies • Delaware
Contract Type FiledSeptember 10th, 2021 Company Industry JurisdictionWHEREAS, the Company and the Rights Agent are parties to that certain Tax Benefit Preservation Plan, originally dated as of September 11, 2009, as amended by Amendment No. 1 thereto effective as of September 11, 2012, as further amended by Amendment No. 2 thereto effective as of September 9, 2015, and as further amended by Amendment No. 3 thereto effective as of September 13, 2018 (the "Plan");
Amendment No. 1 TO Tax Benefit Preservation Plan and Rights AgreementTax Benefit Preservation Plan • May 1st, 2014 • Sajan Inc • Services-business services, nec • Delaware
Contract Type FiledMay 1st, 2014 Company Industry JurisdictionThis Amendment No. 1 (this “Amendment”) to the Tax Benefit Preservation Plan and Rights Agreement (the “Plan”), dated February 25, 2010, by and between Sajan, Inc., a Delaware corporation (the “Company”), and Wells Fargo Bank, N.A., as Rights Agent (the “Rights Agent”), is made as of April 28, 2014. All capitalized terms used herein have the same meanings assigned to them in the Plan, unless otherwise defined herein.
AMENDMENT NO. 1 TO TAX BENEFIT PRESERVATION PLANTax Benefit Preservation Plan • April 16th, 2014 • Autobytel Inc • Services-computer programming, data processing, etc. • Delaware
Contract Type FiledApril 16th, 2014 Company Industry JurisdictionThis Amendment No. 1 to Tax Benefit Preservation Plan (“Amendment”) is entered into between Autobytel Inc., a Delaware corporation (“Company”), and Computershare Trust Company, N.A., as rights agent (“Rights Agent”) effective as of April 14, 2014.