TAX BENEFITS PRESERVATION PLAN by and between EDGIO, INC., as the Company, and EQUINITI TRUST COMPANY, LLC, as the Rights Agent Dated as of June 7, 2024Tax Benefits Preservation Plan • June 7th, 2024 • Edgio, Inc. • Services-business services, nec • New York
Contract Type FiledJune 7th, 2024 Company Industry JurisdictionThis TAX BENEFITS PRESERVATION PLAN, dated as of June 7, 2024 (this “Agreement”), is made and entered into by and between Edgio, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability trust company, as rights agent (the “Rights Agent”).
PORTER BANCORP, INC. TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • June 29th, 2015 • Porter Bancorp, Inc. • National commercial banks • Kentucky
Contract Type FiledJune 29th, 2015 Company Industry JurisdictionThis is a TAX BENEFITS PRESERVATION PLAN dated as of June 25, 2015 (this “Plan”), between Porter Bancorp, Inc., a Kentucky corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as Rights Agent (the “Rights Agent”).
SECTION 382 TAX BENEFITS PRESERVATION PLAN by and between OCEAN POWER TECHNOLOGIES, INC. and COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent Dated as of June 29, 2023Tax Benefits Preservation Plan • June 30th, 2023 • Ocean Power Technologies, Inc. • Electric services • Delaware
Contract Type FiledJune 30th, 2023 Company Industry JurisdictionWHEREAS, the Company and certain of its Subsidiaries (as hereinafter defined) have generated certain Tax Benefits (as hereinafter defined) for United States federal income tax purposes which the Company views as valuable assets of the Company;
XWELL, INC. and EQUINITI TRUST COMPANY, LLC as Rights Agent Tax Benefits Preservation Plan Dated as of August 16, 2024 TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • August 16th, 2024 • XWELL, Inc. • Services-personal services • Delaware
Contract Type FiledAugust 16th, 2024 Company Industry JurisdictionTax Benefits Preservation Plan, dated as of August 16, 2024 (this “Plan”), between XWELL, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability trust company, as Rights Agent (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of July 6, 2023 between RICEBRAN TECHNOLOGIES, as the Company, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights AgentTax Benefits Preservation Plan • July 6th, 2023 • RiceBran Technologies • Grain mill products • New York
Contract Type FiledJuly 6th, 2023 Company Industry JurisdictionThis TAX BENEFITS PRESERVATION PLAN, dated as of July 6, 2023, (this “Agreement”), is made and entered into by and between RiceBran Technologies, a California corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN Dated as of August 16, 2023 between SEACHANGE INTERNATIONAL, INC. and COMPUTERSHARE TRUST COMPANY, N.A., as Rights AgentTax Benefits Preservation Plan • August 16th, 2023 • Seachange International Inc • Services-prepackaged software • New York
Contract Type FiledAugust 16th, 2023 Company Industry JurisdictionTax Benefits Preservation Plan (the “Agreement”), dated as of August 16, 2023, between SeaChange International, Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company, as Rights Agent (the “Rights Agent”).
ICO GLOBAL COMMUNICATIONS (HOLDINGS) LIMITEDTax Benefits Preservation Plan • September 5th, 2020 • New York
Contract Type FiledSeptember 5th, 2020 JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of January 29, 2010 (the “Plan”), between ICO Global Communications (Holdings) Limited, a Delaware corporation (the “Company”), and Mellon Investor Services LLC (operating with the service name BNY Mellon Shareowner Services), a New Jersey limited liability company, as rights agent (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of November 19, 2010 between FIDELITY SOUTHERN CORPORATION and MELLON INVESTOR SERVICES LLC as Rights AgentTax Benefits Preservation Plan • November 23rd, 2010 • Fidelity Southern Corp • State commercial banks • Georgia
Contract Type FiledNovember 23rd, 2010 Company Industry JurisdictionTHIS TAX BENEFITS PRESERVATION PLAN (this “Rights Plan”) dated as of November 19, 2010, between Fidelity Southern Corporation, a Georgia corporation (the “Company”), and Mellon Investor Services LLC, a New Jersey limited liability company, as Rights Agent (the “Rights Agent”).
AMENDMENT No. 5 to the LIMESTONE BANCORP, INC. TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • October 25th, 2022 • Limestone Bancorp, Inc. • National commercial banks
Contract Type FiledOctober 25th, 2022 Company IndustryThis is Amendment No. 5 (this “Amendment”) dated as of October 24, 2022, to the TAX BENEFITS PRESERVATION PLAN dated as of June 25, 2015 (the “Plan”), between Limestone Bancorp, Inc., a Kentucky corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as Rights Agent (the “Rights Agent”), as amended by Amendment No. 1 thereto dated August 5, 2015, Amendment No. 2 thereto dated May 23, 2018, Amendment No. 3 thereto dated November 25, 2019, and Amendment No. 4 thereto dated May 19, 2021 (as so amended, the “Plan”).
AMENDMENT NO. 1 TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • September 5th, 2019 • Celadon Group Inc • Trucking (no local) • New York
Contract Type FiledSeptember 5th, 2019 Company Industry JurisdictionThis AMENDMENT NO. 1 TO TAX BENEFITS PRESERVATION PLAN, dated as of August 29, 2019 (this “Amendment”), is made and entered into by and between Celadon Group, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as Rights Agent (the “Rights Agent”). Except as otherwise provided herein, capitalized terms used but not otherwise defined in this Amendment shall have the meanings ascribed to such terms in the Tax Benefits Preservation Plan (as defined below).
AMENDMENT NO. 2 TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • August 22nd, 2018 • HomeTrust Bancshares, Inc. • Savings institution, federally chartered
Contract Type FiledAugust 22nd, 2018 Company IndustryAmendment No. 2, dated as of August 21, 2018 (this “Amendment”), to the Tax Benefits Preservation Plan, dated as of September 25, 2012, and amended by Amendment No. 1 thereto, dated as of August 31, 2015 (the “Plan”), between HomeTrust Bancshares, Inc., a Maryland corporation (the “Company”), and Computershare Trust Company, N.A., as successor rights agent to Registrar and Transfer Company (the “Rights Agent”).
AMENDMENT NO. 1 TO THE TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • June 3rd, 2021 • Moneygram International Inc • Services-business services, nec • Delaware
Contract Type FiledJune 3rd, 2021 Company Industry JurisdictionThis AMENDMENT NO. 1 TO THE TAX BENEFITS PRESERVATION PLAN (this “Amendment”) is dated as of June 3, 2021 (the “Effective Date”) and amends the Tax Benefits Preservation Plan, dated as of July 28, 2020 (the “Rights Agreement”), by and between MoneyGram International, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, a limited trust company organized under the laws of the State of New York, as Rights Agent (the “Rights Agent”). Capitalized terms used in this Amendment and not otherwise defined have the meaning given to them in the Rights Agreement.
SECOND AMENDMENT TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • June 21st, 2011 • United Community Banks Inc • State commercial banks
Contract Type FiledJune 21st, 2011 Company IndustryTHIS SECOND AMENDMENT (the “Amendment”) dated as of June 17, 2011, is entered into by and between United Community Banks, Inc., a Georgia corporation (the “Company”), and Illinois Stock Transfer Company, an Illinois corporation (the “Rights Agent”). Capitalized terms used but not otherwise defined herein shall have the respective meanings set forth in the Plan (as defined below).
AMENDMENT No. 4 to the LIMESTONE BANCORP, INC. TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • May 19th, 2021 • Limestone Bancorp, Inc. • National commercial banks
Contract Type FiledMay 19th, 2021 Company IndustryThis is Amendment No. 4 (this “Amendment”) dated as of May 19, 2021, to the TAX BENEFITS PRESERVATION PLAN dated as of June 25, 2015 (the “Plan”), between Limestone Bancorp, Inc., a Kentucky corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as Rights Agent (the “Rights Agent”), as amended by Amendment No. 1 thereto dated August 5, 2015, Amendment No. 2 thereto dated May 23, 2018, and Amendment No. 3 thereto dated November 25, 2019 (as so amended, the “Plan”).
AMENDMENT TO THE CENTRAL PACIFIC FINANCIAL CORP. AND WELLS FARGO BANK, NATIONAL ASSOCIATION TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • January 31st, 2014 • Central Pacific Financial Corp • State commercial banks • Hawaii
Contract Type FiledJanuary 31st, 2014 Company Industry JurisdictionPursuant to Section 27 of the Tax Benefits Preservation Plan, dated November 23, 2010 (the “Plan”) by and between Central Pacific Financial Corp., a Hawaii corporation (the “Company”) and Wells Fargo Bank, National Association, a national banking association (the “Rights Agent”), the Company hereby amends the Plan, effective as of the date set forth below and as set forth herein (this “Amendment”). Capitalized terms not otherwise defined herein shall have the meaning ascribed to such terms in the Plan.
AMENDMENT NO. 3 TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • April 23rd, 2024 • Delaware
Contract Type FiledApril 23rd, 2024 JurisdictionThis Amendment No. 3 to Tax Benefits Preservation Plan (this “Amendment”) is made and entered into as of April 22, 2024, by and between United Airlines Holdings, Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company, as rights agent (the “Rights Agent”), and amends that certain Tax Benefits Preservation Plan, dated as of December 4, 2020 (as amended as of January 21, 2021 and December 4, 2023, the “Rights Agreement”), by and between the Company and the Rights Agent. All capitalized terms used but not defined herein shall have the meanings given to such terms in the Rights Agreement.
AMENDMENT NO. 1 TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • December 16th, 2021 • Tidewater Inc • Water transportation
Contract Type FiledDecember 16th, 2021 Company IndustryAmendment No. 1, dated as of December 15, 2021 (this “Amendment”), to the Tax Benefits Preservation Plan, dated as of April 13, 2020 (the “Plan”), between Tidewater Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., as rights agent (the “Rights Agent”).
FIRST AMENDMENT TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • March 1st, 2023 • CLARIVATE PLC • Services-computer processing & data preparation • Delaware
Contract Type FiledMarch 1st, 2023 Company Industry JurisdictionFIRST AMENDMENT (this “Amendment”), dated as of January 6, 2023, to the Tax Benefits Preservation Agreement (the “Tax Benefits Preservation Plan”), dated as of December 22, 2022, between Clarivate Plc, a no par value public limited company formed under the laws of Jersey (the “Company”), and Continental Stock Transfer & Trust Company, as Rights Agent (the “Rights Agent”). Capitalized terms used but not defined herein shall have the respective meanings ascribed to such terms in the Tax Benefits Preservation Plan.
SECOND AMENDMENT TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • June 20th, 2023 • Sandridge Energy Inc • Crude petroleum & natural gas
Contract Type FiledJune 20th, 2023 Company IndustryThis SECOND AMENDMENT TO Tax Benefits Preservation Plan, dated as of June 20, 2023 (and effective as of 12:01 A.M., New York City time, on such date) (this “Amendment”), is made and entered into by and between SandRidge Energy, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as rights agent (the “Rights Agent”). Any capitalized term used herein and not otherwise defined shall have the meaning ascribed to such term in the Tax Benefits Preservation Plan (as defined below).
AMENDMENTTax Benefits Preservation Plan • June 28th, 2019 • Seachange International Inc • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledJune 28th, 2019 Company Industry JurisdictionThis Amendment, dated as of June 28, 2019 (this “Amendment”), by and between SeaChange International, Inc. (the “Company”) and Computershare Inc., as Rights Agent (the “Rights Agent”), amends that certain Tax Benefits Preservation Plan, dated as of March 4, 2019 (the “Agreement”), by and between the Company and the Rights Agent.
ContractTax Benefits Preservation Plan • January 8th, 2024 • Steel Connect, Inc. • Services-business services, nec
Contract Type FiledJanuary 8th, 2024 Company IndustryAMENDMENT TO TAX BENEFITS PRESERVATION PLAN, dated as of January 8, 2024 (“Amendment”), by and between Steel Connect, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), a Delaware corporation (the “Rights Agent”).
FIRST AMENDMENT TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • July 25th, 2017 • CF Industries Holdings, Inc. • Agricultural chemicals • New York
Contract Type FiledJuly 25th, 2017 Company Industry JurisdictionThis First Amendment to Tax Benefits Preservation Plan (this “Amendment”), dated as of July 25, 2017 (the “Effective Date”), is by and between CF Industries Holdings, Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company (the “Rights Agent”).
AMENDMENT No. 3 to the LIMESTONE BANCORP, INC. TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • November 27th, 2019 • Limestone Bancorp, Inc. • National commercial banks • Kentucky
Contract Type FiledNovember 27th, 2019 Company Industry JurisdictionThis is Amendment No. 3 to the Limestone Bancorp, Inc. Tax Benefits Preservation Plan (this “Amendment”) between Limestone Bancorp, Inc. (formerly known as Porter Bancorp, Inc.), a Kentucky corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as Rights Agent (the “Rights Agent”), is dated and effective as of November 25, 2019.
AMENDMENT NO. 1 TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • November 22nd, 2021 • Vonage Holdings Corp • Telephone communications (no radiotelephone) • Delaware
Contract Type FiledNovember 22nd, 2021 Company Industry JurisdictionThis Amendment No. 1 (this “Amendment”) to Tax Benefits Preservation Plan (the “Preservation Plan”), dated as of June 7, 2012, by and between Vonage Holdings Corp., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC (“Rights Agent”), is entered into as of November 22, 2021, by and between the Company and Rights Agent. Capitalized terms used and not defined herein shall have the meanings ascribed to such terms in the Preservation Plan.
AMENDMENT TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • November 12th, 2014 • CommunityOne Bancorp • National commercial banks • New York
Contract Type FiledNovember 12th, 2014 Company Industry JurisdictionThis Amendment to Tax Benefits Preservation Plan (this “Amendment”) between FNB United Corp., a North Carolina corporation now known as CommunityOne Bancorp (the “Company”), and Registrar and Transfer Company, as Rights Agent (the “Rights Agent”), is effective this 7th day of November, 2014.
TAX BENEFITS PRESERVATION PLAN dated as of December 22, 2022 between CLARIVATE PLC, and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Rights AgentTax Benefits Preservation Plan • December 22nd, 2022 • CLARIVATE PLC • Services-computer processing & data preparation • Delaware
Contract Type FiledDecember 22nd, 2022 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN (this “Tax Benefits Preservation Plan”) dated as of December 22, 2022 between Clarivate Plc, a no par value public limited company formed under the laws of Jersey (the “Company”), and Continental Stock Transfer & Trust Company, as Rights Agent (the “Rights Agent”).
AMENDMENT NO. 1 TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • April 14th, 2017 • Forestar Group Inc. • Real estate • Delaware
Contract Type FiledApril 14th, 2017 Company Industry JurisdictionTHIS AMENDMENT NO. 1 TO TAX BENEFITS PRESERVATION PLAN (this “Amendment”) is made and entered into as of April 13, 2017, by and between FORESTAR GROUP INC., a Delaware corporation (the “Company”), and COMPUTERSHARE TRUST COMPANY, N.A., a federally chartered trust company (the “Rights Agent”).
AMENDMENT NO. 2 TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • December 4th, 2023 • United Airlines Holdings, Inc. • Air transportation, scheduled • Delaware
Contract Type FiledDecember 4th, 2023 Company Industry JurisdictionThis Amendment No. 2 to Tax Benefits Preservation Plan (this “Amendment”) is made and entered into as of December 4, 2023, by and between United Airlines Holdings, Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company, as rights agent (the “Rights Agent”), and amends that certain Tax Benefits Preservation Plan, dated as of December 4, 2020 (as amended as of January 21, 2021, the “Rights Agreement”), by and between the Company and the Rights Agent. All capitalized terms used but not defined herein shall have the meanings given to such terms in the Rights Agreement.
TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • June 7th, 2024 • New York
Contract Type FiledJune 7th, 2024 JurisdictionThis TAX BENEFITS PRESERVATION PLAN, dated as of June 7, 2024 (this “Agreement”), is made and entered into by and between Edgio, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability trust company, as rights agent (the “Rights Agent”).
AMENDMENT NO. 1 TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • January 26th, 2023 • Barnwell Industries Inc • Crude petroleum & natural gas • Delaware
Contract Type FiledJanuary 26th, 2023 Company Industry JurisdictionThis Amendment No. 1, dated as of January 25, 2023 (this “Amendment”), to the Tax Benefits Preservation Plan is made by and between Barnwell Industries, Inc. (the “Company”) and Broadridge Corporate Issuer Solutions, Inc., as Rights Agent (the “Rights Agent”).
ContractTax Benefits Preservation Plan • January 8th, 2021 • Steel Connect, Inc. • Services-business services, nec • New York
Contract Type FiledJanuary 8th, 2021 Company Industry JurisdictionAMENDMENT TO TAX BENEFITS PRESERVATION PLAN, dated as of January 8, 2021 (“Amendment”), by and between Steel Connect, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Rights Agent”).
FIRST AMENDMENT TO THE TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • May 2nd, 2012 • Steel Excel Inc. • Computer communications equipment • Delaware
Contract Type FiledMay 2nd, 2012 Company Industry JurisdictionFirst Amendment to the Tax Benefits Preservation Plan (this “Amendment”), dated as of May 1, 2012, by and between Steel Excel Inc., a Delaware corporation (the “Company”), and Registrar and Transfer Company, as Rights Agent (the “Rights Agent”).
AMENDMENT NO. 2 TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • June 29th, 2017 • Forestar Group Inc. • Real estate • Delaware
Contract Type FiledJune 29th, 2017 Company Industry JurisdictionTHIS AMENDMENT NO. 2 TO TAX BENEFITS PRESERVATION PLAN (this “Amendment”) is made and entered into as of June 29, 2017, by and between FORESTAR GROUP INC., a Delaware corporation (the “Company”), and COMPUTERSHARE TRUST COMPANY, N.A., a federally chartered trust company (the “Rights Agent”).
AMENDMENT No. 2 to the PORTER BANCORP, INC. TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • May 23rd, 2018 • Porter Bancorp, Inc. • National commercial banks
Contract Type FiledMay 23rd, 2018 Company IndustryThis is Amendment No. 2 (this “Amendment”) dated as of May 23, 2018, to the TAX BENEFITS PRESERVATION PLAN dated as of June 25, 2015 (the “Plan”), between Porter Bancorp, Inc., a Kentucky corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as Rights Agent (the “Rights Agent”), as amended by Amendment No. 1 dated August 5, 2015.
AMENDMENT NO. 1 TO TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • August 31st, 2015 • HomeTrust Bancshares, Inc. • Savings institution, federally chartered • New York
Contract Type FiledAugust 31st, 2015 Company Industry JurisdictionAmendment No. 1, dated as of August 31, 2015 (this “Amendment”), to the Tax Benefits Preservation Plan, dated as of September 25, 2012 (the “Plan”), between HomeTrust Bancshares, Inc., a Maryland corporation (the “Company”), and Computershare Trust Company, N.A., as successor rights agent to Registrar and Transfer Company (the “Rights Agent”).