TAX BENEFITS PRESERVATION PLAN by and between EDGIO, INC., as the Company, and EQUINITI TRUST COMPANY, LLC, as the Rights Agent Dated as of June 7, 2024Tax Benefits Preservation Plan • June 7th, 2024 • Edgio, Inc. • Services-business services, nec • New York
Contract Type FiledJune 7th, 2024 Company Industry JurisdictionThis TAX BENEFITS PRESERVATION PLAN, dated as of June 7, 2024 (this “Agreement”), is made and entered into by and between Edgio, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability trust company, as rights agent (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of January 22, 2024 between LIVEPERSON, INC. and EQUINITI TRUST COMPANY, LLC as Rights AgentTax Benefits Preservation Plan • January 22nd, 2024 • Liveperson Inc • Services-prepackaged software • Delaware
Contract Type FiledJanuary 22nd, 2024 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of January 22, 2024 (the “Agreement”), between LivePerson, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability trust company, in its capacity as Rights Agent (as hereinafter defined).
TAX BENEFITS PRESERVATION PLAN dated as of November 2, 2023 between HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. and EQUINITI TRUST COMPANY, LLC as Rights AgentTax Benefits Preservation Plan • November 3rd, 2023 • Hannon Armstrong Sustainable Infrastructure Capital, Inc. • Real estate investment trusts • Maryland
Contract Type FiledNovember 3rd, 2023 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of November 2, 2023 (the “Agreement”), between Hannon Armstrong Sustainable Infrastructure Capital, Inc., a Maryland corporation (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability trust company, in its capacity as Rights Agent (as hereinafter defined).
INNOVATE CORP. and COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent, TAX BENEFITS PRESERVATION PLAN Dated as of April 1, 2023Tax Benefits Preservation Plan • April 3rd, 2023 • INNOVATE Corp. • Fabricated structural metal products • Delaware
Contract Type FiledApril 3rd, 2023 Company Industry JurisdictionThis TAX BENEFITS PRESERVATION PLAN, dated as of April 1, 2023 (this “Agreement”), is by and between INNOVATE Corp., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company, as rights agent (the “Rights Agent”).
INNOVATE CORP. and COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent, TAX BENEFITS PRESERVATION PLAN Dated as of April 1, 2023Tax Benefits Preservation Plan • April 3rd, 2023 • INNOVATE Corp. • Fabricated structural metal products • Delaware
Contract Type FiledApril 3rd, 2023 Company Industry JurisdictionThis TAX BENEFITS PRESERVATION PLAN, dated as of April 1, 2023 (this “Agreement”), is by and between INNOVATE Corp., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company, as rights agent (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN DATED AS OF SEPTEMBER 20, 2022 BETWEEN VELODYNE LIDAR, INC. AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY, RIGHTS AGENTTax Benefits Preservation Plan • September 23rd, 2022 • Velodyne Lidar, Inc. • General industrial machinery & equipment, nec • New York
Contract Type FiledSeptember 23rd, 2022 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of September 20, 2022 (the “Agreement”), between Velodyne Lidar, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as Rights Agent (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of May 17, 2022 between DRIVE SHACK INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights AgentTax Benefits Preservation Plan • May 17th, 2022 • Drive Shack Inc. • Retail-eating & drinking places • New York
Contract Type FiledMay 17th, 2022 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of May 17, 2022 (the “Agreement”), between Drive Shack Inc., a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • March 11th, 2022 • Delaware
Contract Type FiledMarch 11th, 2022 JurisdictionTAX BENEFITS PRESERVATION PLAN (the “Agreement”) between Triumph Group, Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company, as rights agent (the “Rights Agent”), dated March 11, 2022, effective as of March 13, 2022 immediately upon expiration of the Tax Benefits Preservation Plan between the Company and the Rights Agent, dated as of March 13, 2019.
TAX BENEFITS PRESERVATION PLAN Quotient Technology Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent Dated as of November 11, 2021Tax Benefits Preservation Plan • November 12th, 2021 • Quotient Technology Inc. • Services-advertising • Delaware
Contract Type FiledNovember 12th, 2021 Company Industry JurisdictionThis TAX BENEFITS PRESERVATION PLAN, dated as of November 11, 2021 (this “Agreement”), is made by and between Quotient Technology Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as rights agent (the “Rights Agent”).
HC2 HOLDINGS, INC. and COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent, TAX BENEFITS PRESERVATION PLAN Dated as of August 30, 2021Tax Benefits Preservation Plan • August 30th, 2021 • Hc2 Holdings, Inc. • Fabricated structural metal products • Delaware
Contract Type FiledAugust 30th, 2021 Company Industry JurisdictionThis TAX BENEFITS PRESERVATION PLAN, dated as of August 30, 2021 (this “Agreement”), is by and between HC2 Holdings, Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company, as rights agent (the “Rights Agent”).
GENESIS HEALTHCARE, INC. and EQUINITI TRUST COMPANY as Rights Agent, TAX BENEFITS PRESERVATION PLAN Dated as of March 11, 2021Tax Benefits Preservation Plan • March 12th, 2021 • Genesis Healthcare, Inc. • Services-skilled nursing care facilities • Delaware
Contract Type FiledMarch 12th, 2021 Company Industry JurisdictionThe definition of “Acquiring Person” contained in the Tax Benefits Preservation Plan contains several exemptions, including for (i) the Company or any of its subsidiaries; (ii) any employee benefit plan of the Company, or of any subsidiary of the Company, or any person or entity organized, appointed or established by the Company for or pursuant to the terms of any such plan; (iii) any person who becomes a beneficial owner of 4.9% or more of the shares of Common Stock then outstanding as a result of (x) a reduction in the number of shares of Common Stock by the Company due to a repurchase of securities by the Company or (y) a stock dividend, stock split, reverse stock split or similar transaction, in each case unless and until such person increases his, her or its ownership by more than one (1) percentage point over such person’s lowest percentage stock ownership on or after the consummation of the relevant transaction; (iv) any person that becomes a beneficial owner of 4.9% or more of
TAX BENEFITS PRESERVATION PLAN dated as of November 9, 2020 between BONANZA CREEK ENERGY, INC., as the Company, and Broadridge Corporate Issuer Solutions, Inc., as Rights AgentTax Benefits Preservation Plan • November 9th, 2020 • Bonanza Creek Energy, Inc. • Crude petroleum & natural gas • Delaware
Contract Type FiledNovember 9th, 2020 Company Industry JurisdictionThis TAX BENEFITS PRESERVATION PLAN, dated as of November 9, 2020, (this “Agreement”), is made and entered into by and between Bonanza Creek Energy, Inc., a Delaware corporation (the “Company”), and Broadridge Corporate Issuer Solutions, Inc. as rights agent (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of August 24, 2020 between UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC., as the Company, and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Rights AgentTax Benefits Preservation Plan • August 24th, 2020 • Universal Stainless & Alloy Products Inc • Steel works, blast furnaces & rolling mills (coke ovens) • Delaware
Contract Type FiledAugust 24th, 2020 Company Industry JurisdictionThis TAX BENEFITS PRESERVATION PLAN, dated as of August 24, 2020, (this “Agreement”), is made and entered into by and between Universal Stainless & Alloy Products, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as rights agent (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN SandRidge Energy, Inc. and American Stock Transfer & Trust Company, LLC as Rights Agent Dated as of July 1, 2020Tax Benefits Preservation Plan • July 2nd, 2020 • Sandridge Energy Inc • Crude petroleum & natural gas • Delaware
Contract Type FiledJuly 2nd, 2020 Company Industry JurisdictionThis TAX BENEFITS PRESERVATION PLAN, dated as of July 1, 2020 (this “Agreement”), by and between SandRidge Energy Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as rights agent (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of March 6, 2020 between DRIVE SHACK INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights AgentTax Benefits Preservation Plan • March 6th, 2020 • Drive Shack Inc. • Retail-eating & drinking places • New York
Contract Type FiledMarch 6th, 2020 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of March 6, 2020 (the “Agreement”), between Drive Shack Inc., a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Rights Agent”).
ACACIA RESEARCH CORPORATION and COMPUTERSHARE TRUST COMPANY, N.A as Rights Agent TAX BENEFITS PRESERVATION PLAN Dated as of March 16, 2019Tax Benefits Preservation Plan • March 15th, 2019 • Acacia Research Corp • Patent owners & lessors • Delaware
Contract Type FiledMarch 15th, 2019 Company Industry JurisdictionA copy of the Plan has been or will be filed with the Securities and Exchange Commission as an Exhibit to a Registration Statement on Form 8-A or a Current Report on Form 8-K. A copy of the Plan is available free of charge from the Company. This summary description of the Rights does not purport to be complete and is qualified in its entirety by reference to the Plan, which is incorporated herein by reference.
TAX BENEFITS PRESERVATION PLAN dated as of March 13, 2019 between TRIUMPH GROUP, INC. and COMPUTERSHARE TRUST COMPANY, N.A. as Rights AgentTax Benefits Preservation Plan • March 13th, 2019 • Triumph Group Inc • Aircraft & parts • Delaware
Contract Type FiledMarch 13th, 2019 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of March 13, 2019 (the “Agreement”), between Triumph Group, Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company, as rights agent (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of April 25, 2018 between CORD BLOOD AMERICA, INC. and Issuer Direct Corporation as Rights AgentTax Benefits Preservation Plan • April 26th, 2018 • Cord Blood America, Inc. • Services-medical laboratories • New York
Contract Type FiledApril 26th, 2018 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of April 25, 2018 (the “Agreement”), between Cord Blood America, Inc., a Florida corporation (the “Company”), and Issuer Direct Corporation, a Delaware corporation (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of April 25, 2018 between CORD BLOOD AMERICA, INC. and Issuer Direct Corporation as Rights AgentTax Benefits Preservation Plan • April 26th, 2018 • Cord Blood America, Inc. • Services-medical laboratories • New York
Contract Type FiledApril 26th, 2018 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of April 25, 2018 (the “Agreement”), between Cord Blood America, Inc., a Florida corporation (the “Company”), and Issuer Direct Corporation, a Delaware corporation (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • January 19th, 2018 • New York
Contract Type FiledJanuary 19th, 2018 JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of January 19, 2018 (the “Agreement”), between ModusLink Global Solutions, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of January 19, 2018 between MODUSLINK GLOBAL SOLUTIONS, INC. and American Stock Transfer & Trust Company, LLC as Rights AgentTax Benefits Preservation Plan • January 19th, 2018 • ModusLink Global Solutions Inc • Services-business services, nec • New York
Contract Type FiledJanuary 19th, 2018 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of January 19, 2018 (the “Agreement”), between ModusLink Global Solutions, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of January 3, 2018 between RITE AID CORPORATION and BROADRIDGE CORPORATE ISSUER SOLUTIONS as Rights AgentTax Benefits Preservation Plan • January 3rd, 2018 • Rite Aid Corp • Retail-drug stores and proprietary stores • Delaware
Contract Type FiledJanuary 3rd, 2018 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of January 3, 2018 (the “Agreement”), between Rite Aid Corporation, a Delaware corporation (the “Company”), and Broadridge Corporate Issuer Solutions, a company having its principal offices in Philadelphia, Pennsylvania (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLANTax Benefits Preservation Plan • December 6th, 2017 • Drive Shack Inc. • Real estate investment trusts • New York
Contract Type FiledDecember 6th, 2017 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of December 6, 2017 (the “Agreement”), between Drive Shack Inc., a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of January 5, 2017 between FORESTAR GROUP INC. and COMPUTERSHARE TRUST COMPANY, N.A. as Rights AgentTax Benefits Preservation Plan • January 5th, 2017 • Forestar Group Inc. • Real estate • Delaware
Contract Type FiledJanuary 5th, 2017 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of January 5, 2017 (the “Agreement”), between Forestar Group Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of December 7, 2016 between NEWCASTLE INVESTMENT CORP. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights AgentTax Benefits Preservation Plan • December 8th, 2016 • Newcastle Investment Corp • Real estate investment trusts • New York
Contract Type FiledDecember 8th, 2016 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of December 7, 2016 (the “Agreement”), between Newcastle Investment Corp., a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of September 6, 2016 between CF INDUSTRIES HOLDINGS, INC. and COMPUTERSHARE TRUST COMPANY, N.A. as Rights AgentTax Benefits Preservation Plan • September 7th, 2016 • CF Industries Holdings, Inc. • Agricultural chemicals • Delaware
Contract Type FiledSeptember 7th, 2016 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of September 6, 2016 (the “Agreement”), between CF Industries Holdings, Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company (the “Rights Agent”).
ACACIA RESEARCH CORPORATION and COMPUTERSHARE TRUST COMPANY, N.A as Rights Agent TAX BENEFITS PRESERVATION PLAN Dated as of March 16, 2016Tax Benefits Preservation Plan • March 24th, 2016 • Acacia Research Corp • Patent owners & lessors • Delaware
Contract Type FiledMarch 24th, 2016 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of March 16, 2016 (the “Agreement”), between Acacia Research Corporation., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company (the “Rights Agent”).
TAX BENEFITS PRESERVATION PLAN dated as of September 17, 2014 between EMCORE Corporation and American Stock Transfer & Trust Company, LLC, Rights AgentTax Benefits Preservation Plan • September 18th, 2014 • Emcore Corp • Semiconductors & related devices • New Jersey
Contract Type FiledSeptember 18th, 2014 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of September 17, 2014 (the “Agreement”), between EMCORE Corporation, a New Jersey corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as Rights Agent (the “Rights Agent”).