Tender Offer and Standstill Agreement Sample Contracts
TENDER OFFER AND STANDSTILL AGREEMENTTender Offer and Standstill Agreement • April 3rd, 2018 • MFS Investment Grade Municipal Trust • Massachusetts
This Tender Offer and Standstill Agreement (the “Agreement”) is made and entered into effective as of the 11 day of July 2017, by and among MFS Investment Grade Municipal Trust (“CXH” or the “Trust”) and Massachusetts Financial Services Company (“MFS” and, together with CXH, the “Fund Parties”), each having its principal place of business at 111 Huntington Avenue, Boston, MA 02199, and Karpus Management, Inc., d/b/a Karpus Investment Management, having its principal place of business at 183 Sully’s Trail, Pittsford, NY 14534, and its employees and “affiliated persons” (as that term is defined in the Investment Company Act of 1940) (collectively “Karpus”) (the Fund Parties, on the one hand, and Karpus, on the other hand, are each referred to as a “Party” and, collectively, the “Parties”).
Standard Contracts
TENDER OFFER AND STANDSTILL AGREEMENTTender Offer and Standstill Agreement • September 18th, 2014 • Pimco Income Strategy Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 18th day of September, 2014, by and among PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN” and, together with PFL, each a “Fund” and, collectively, the “Funds”), Allianz Global Investors Fund Management LLC (“AGIFM”), Pacific Investment Management Company LLC (“PIMCO” and, together with PFL, PFN and AGIFM, the “Fund Parties”) and Brigade Capital Management, LP (“Brigade Capital”), Brigade Leveraged Capital Structures Fund Ltd. (“Brigade Fund”) and Donald E. Morgan, III (“Morgan” and, together with Brigade Capital and Brigade Fund, the “Brigade Parties”).
Herbalife Limited 800 West Olympic Boulevard, Suite 406 Los Angeles, CA 90015Tender Offer and Standstill Agreement • August 21st, 2017 • Herbalife Ltd. • Wholesale-drugs, proprietaries & druggists' sundries
TENDER OFFER AND STANDSTILL AGREEMENTTender Offer and Standstill Agreement • October 6th, 2023 • MFS Investment Grade Municipal Trust • New York
This Tender Offer and Standstill Agreement (the “Agreement”) is made and entered into effective as of the 23th day of August 2023, by and among MFS Investment Grade Municipal Trust (“CXH” or the “Fund”) and Massachusetts Financial Services Company (“MFS” and, together with CXH, the “Fund Parties”), each having its principal place of business at 111 Huntington Avenue, Boston, MA 02199, and Bulldog Investors, LLP, d/b/a Bulldog Investors, having its principal place of business at 250 Pehle Avenue, Saddle Brook, NJ 07663, and its employees and “affiliated persons” (as that term is defined in the Investment Company Act of 1940) (collectively “Bulldog”) (the Fund Parties and Bulldog are each referred to as a “Party” and, collectively, the “Parties”), on behalf of Special Opportunities Fund and any other clients of Bulldog which have an interest in the Fund (or may have an interest in the Fund for the duration of this Agreement) and for which Bulldog has discretionary authority to act on the
TENDER OFFER AND STANDSTILL AGREEMENTTender Offer and Standstill Agreement • October 22nd, 2015 • Western Asset Variable Rate Strategic Fund Inc. • New York
This Tender Offer and Standstill Agreement, dated as of October 21, 2015 (the “Agreement”), by and among Western Asset Variable Rate Strategic Fund Inc. (“GFY”) and Relative Value Partners, LLC, its managers, officers and all of its respective Affiliates (as defined herein) (collectively, “RVP”).
TENDER OFFER AND STANDSTILL AGREEMENTTender Offer and Standstill Agreement • August 25th, 2023 • Bulldog Investors, LLP • New York
This Tender Offer and Standstill Agreement (the “Agreement”) is made and entered into effective as of the 23th day of August 2023, by and among MFS High Yield Municipal Trust (“CMU” or the “Fund”) and Massachusetts Financial Services Company (“MFS” and, together with CMU, the “Fund Parties”), each having its principal place of business at 111 Huntington Avenue, Boston, MA 02199, and Bulldog Investors, LLP, d/b/a Bulldog Investors, having its principal place of business at 250 Pehle Avenue, Saddle Brook, NJ 07663, and its employees and “affiliated persons” (as that term is defined in the Investment Company Act of 1940) (collectively “Bulldog”) (the Fund Parties and Bulldog are each referred to as a “Party” and, collectively, the “Parties”), on behalf of Special Opportunities Fund and any other clients of Bulldog which have an interest in the Fund (or may have an interest in the Fund for the duration of this Agreement) and for which Bulldog has discretionary authority to act on their beh
TENDER OFFER AND STANDSTILL AGREEMENTTender Offer and Standstill Agreement • September 19th, 2014 • PIMCO Income Strategy Fund II • New York
This Agreement (“Agreement”) is made and entered into as of the 18th day of September, 2014, by and among PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN” and, together with PFL, each a “Fund” and, collectively, the “Funds”), Allianz Global Investors Fund Management LLC (“AGIFM”), Pacific Investment Management Company LLC (“PIMCO” and, together with PFL, PFN and AGIFM, the “Fund Parties”) and Brigade Capital Management, LP (“Brigade Capital”), Brigade Leveraged Capital Structures Fund Ltd. (“Brigade Fund”) and Donald E. Morgan, III (“Morgan” and, together with Brigade Capital and Brigade Fund, the “Brigade Parties”).
TENDER OFFER AND STANDSTILL AGREEMENTTender Offer and Standstill Agreement • January 16th, 2015 • Pimco Corporate & Income Opportunity Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 13th day of January, 2015, by and among PIMCO Corporate & Income Opportunity Fund (“PTY” or the “Fund”), Pacific Investment Management Company LLC (“PIMCO”), Allianz Global Investors Fund Management LLC (“AGIFM” and, together with PTY and PIMCO, the “Fund Parties”) and Brigade Capital Management, LP (“Brigade Capital”), Brigade Leveraged Capital Structures Fund Ltd. (“Brigade Fund”) and Donald E. Morgan, III (“Morgan” and, together with Brigade Capital and Brigade Fund, the “Brigade Parties”).
TENDER OFFER AND STANDSTILL AGREEMENTTender Offer and Standstill Agreement • October 6th, 2023 • MFS High Yield Municipal Trust • New York
This Tender Offer and Standstill Agreement (the “Agreement”) is made and entered into effective as of the 23th day of August 2023, by and among MFS High Yield Municipal Trust (“CMU” or the “Fund”) and Massachusetts Financial Services Company (“MFS” and, together with CMU, the “Fund Parties”), each having its principal place of business at 111 Huntington Avenue, Boston, MA 02199, and Bulldog Investors, LLP, d/b/a Bulldog Investors, having its principal place of business at 250 Pehle Avenue, Saddle Brook, NJ 07663, and its employees and “affiliated persons” (as that term is defined in the Investment Company Act of 1940) (collectively “Bulldog”) (the Fund Parties and Bulldog are each referred to as a “Party” and, collectively, the “Parties”), on behalf of Special Opportunities Fund and any other clients of Bulldog which have an interest in the Fund (or may have an interest in the Fund for the duration of this Agreement) and for which Bulldog has discretionary authority to act on their beh
