Third Party Brokerage Arrangement Sample Contracts

THIRD PARTY BROKERAGE ARRANGEMENT

Third Party Brokerage Arrangement • November 13th, 2003 • Western Sierra Bancorp • State commercial banks • Minnesota

• Contract Type
  Third Party Brokerage Arrangement
• Filed
  November 13th, 2003
• Company
  Western Sierra Bancorp
• Industry
  State commercial banks
• Jurisdiction
  Minnesota

In accordance with the terms of section 3(a)(4)(B)(i) of the Securities Exchange Act of 1934, as amended (“the Act”), Woodbury Financial Services, Inc. (“Woodbury Financial”) and Western Sierra National Bank (“Financial Institution”), a national bank, agree to enter into this third party brokerage arrangement (“Agreement”) whereby Woodbury Financial shall be authorized to sell securities, variable insurance products, and variable and fixed annuities to the Financial Institution’s customers at the location described in Exhibit A. Woodbury Financial, authorized Registered Representatives of Woodbury Financial, and the Financial Institution agree to be bound by the following conditions: