THIRD PARTY BROKERAGE ARRANGEMENTThird Party Brokerage Arrangement • November 13th, 2003 • Western Sierra Bancorp • State commercial banks • Minnesota
Contract Type FiledNovember 13th, 2003 Company Industry JurisdictionIn accordance with the terms of section 3(a)(4)(B)(i) of the Securities Exchange Act of 1934, as amended (“the Act”), Woodbury Financial Services, Inc. (“Woodbury Financial”) and Western Sierra National Bank (“Financial Institution”), a national bank, agree to enter into this third party brokerage arrangement (“Agreement”) whereby Woodbury Financial shall be authorized to sell securities, variable insurance products, and variable and fixed annuities to the Financial Institution’s customers at the location described in Exhibit A. Woodbury Financial, authorized Registered Representatives of Woodbury Financial, and the Financial Institution agree to be bound by the following conditions: