TRADING PLAN (SEC Rule l0b5-1)Trading Plan • March 18th, 2004 • Ligand Pharmaceuticals Inc • Pharmaceutical preparations • California
TRADING PLAN (1)Trading Plan • May 31st, 2013 • Intest Corp • Instruments for meas & testing of electricity & elec signals • Delaware
THIS TRADING PLAN (the "Trading Plan") is entered into May 29, 2013, by and between ________________ (1) (the "Seller") and Robert W. Baird & Co. (the "Broker"), acting as agent for the Seller. WHEREAS, the Seller and the Broker are parties to a trading plan dated May 23,2012, which plan will expire on May 31, 2013 (the "Expiring Trading Plan"); and
Trading Plan (SEC Rule l0b5-1)Trading Plan • February 20th, 2003 • Collins David C • California
This Trading Plan is entered into as of February 19, 2003 (the “Signing Date”) effective as of May 15, 2003 between the David C. Collins Trust (“Client”) and Charles Schwab & Co., Inc. (“Broker”).
TRADING PLANTrading Plan • December 27th, 2006 • In Touch Media Group, Inc. • Services-direct mail advertising services • Florida
This Trading Plan, dated December 6, 2006 (the “Trading Plan”), between ROBERT E. CEFAIL and ANATOLA CEFAIL (the “Sellers”) and D. Weckstein and Co. (the “Broker”).
TRADING PLAN (SEC Rule 10b5-1)Trading Plan • May 31st, 2022 • Hampstead Park Capital Management, LLC • Refuse systems • California
This Trading Plan is entered into as of May 27, 2022 (the “Signing Date”) between Hampstead Park Environmental Services Investment Fund LLC (“Client”) and Roth Capital Partners, LLC (“Broker”).
This Trading Plan (the "Trading Plan") is entered into on November 15, 2018 ("Seller's Adoption Date") between Medpace Investors LLC ("Seller") and UBS Financial Services Inc. ("UBSFS") for the purpose of selling, in accordance with Rule 10b5-1(c)(1)...Trading Plan • February 6th, 2019 • Troendle August J. • Services-commercial physical & biological research • New York
TRADING PLAN (SEC Rule 10b5-1)Trading Plan • December 16th, 2011 • Brandon Limited Partnership No.1 • Bottled & canned soft drinks & carbonated waters • California
This Trading Plan is entered into as of _December 13, 2011 (the “Signing Date”) between Rodney C. Sacks and Hilton H. Schlosberg (together the “Clients”) and Roth Capital Partners, LLC (“Broker”).
TRADING PLANTrading Plan • October 11th, 2006 • CDC Corp • Services-prepackaged software
TRADING PLANTrading Plan • February 23rd, 2004 • Independent Bank Corp • State commercial banks
This TRADING PLAN, dated as of February 23 2004 (this “Trading Plan”), between Christopher Oddleifson (“Purchaser”) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Broker”).
TRADING PLAN (SEC Rule 10b5-1)Trading Plan • November 13th, 2018 • Ligand Pharmaceuticals Inc • Pharmaceutical preparations • California
This Trading Plan is entered into as of September 28, 2018 (the “Signing Date”) between Ligand Pharmaceuticals Incorporated (“Client”) and Roth Capital Partners, LLC (“Broker”).
ContractTrading Plan • October 2nd, 2018 • Troendle August J. • Services-commercial physical & biological research • New York
Rule 10b5-1 Trading PlanTrading Plan • June 30th, 2015 • Ward Martin Christopher • Telephone & telegraph apparatus • New York
between Martin Ward (“Seller”) and Tripoint Global Equities, LLC_. (“TPGE”) for the purpose of selling up to 500,000 shares of common stock (“Stock”) of One Horizon Group, Inc.. (“Issuer”), OHGI (Ticker), in accordance with Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
TRADING PLAN (SEC Rule 10b5-1 and Rule 10b-18)Trading Plan • July 2nd, 2012 • Steel Partners Holdings L.P. • Miscellaneous primary metal products • California
This Trading Plan is entered into as of June 28, 2012 (the “Signing Date”) between DGT HOLDINGS CORP. (“Client”) and JonesTrading Institutional Services LLC (“Broker”).
Trading PlanTrading Plan • February 25th, 2010 • CDC Corp • Services-prepackaged software
WHEREAS, the buyer desires to establish this Trading Plan to buy a certain amount of CDC Corporation’s (the “Issuer”) Class A Common Stock, par value $0.00025 per share (the “Common Stock”); and
Rule 10b5-l Trading PlanTrading Plan • September 22nd, 2023 • Troendle August J. • Services-commercial physical & biological research • New York
between Medpace Investors LLC (“Seller”) and UBS Financial Services Inc. (“UBSFS“) for the purpose of selling, in accordance with Rule 10b5-l (c)(1) of the Securities Exchange Act of 1934 as amended (the “Exchange Act”), shares of common stock of Medpace Holdings, Inc. (“Issuer”), MEDP (Ticker) listed on Exhibit A (“Stock”), which may include shares that the Seller has the right to acquire under outstanding stock options (“the Options”); shares that arc acquired by Seller pursuant to the Issuer’s employee stock purchase plan (the “ESPP Stock”); shares that are acquired upon vesting of outstanding restricted stock units/awards from Issuer (“RSUs/RSAs”); and shares that are acquired upon vesting of outstanding performance share awards from Issuer (“PSAs”).
Trading Plan (SEC Rule 10b5-1)Trading Plan • March 31st, 2005 • Karma Media Inc • Retail-catalog & mail-order houses • Nevada
This Trading Plan is entered into as of November ___, 2004 (the “Signing Date”), between Dominique Einhorn (“Client”) and NevWest Securities Corporation (“Broker”).
TRADING PLANTrading Plan • June 19th, 2017 • Thompson Kristen Holt • Instruments for meas & testing of electricity & elec signals • Delaware
THIS TRADING PLAN (the "Trading Plan") is entered into August 30, 2016 by and between Kristen Holt Thompson (the "Seller") and Robert W. Baird & Co. (the "Broker"), acting as agent for the Seller.
TRADING PLAN (SEC Rule 10b5-1)Trading Plan • March 11th, 2021 • Raging Capital Management, LLC • Computer peripheral equipment, nec • New York
This Trading Plan is entered into as of March 9, 2021 (the “Signing Date”) between Raging Capital Management, LLC (“Client”) and Andrew Garrett, Inc. (“Broker”).
RESTATED ISIS PHARMACEUTICALS, INC. 10B5-1 TRADING PLANTrading Plan • November 9th, 2005 • Isis Pharmaceuticals Inc • Pharmaceutical preparations
This 10b5-1 Trading Plan, (the “Trading Plan”), between ISIS PHARMACEUTICALS, INC. (“Isis”) and HORWITZ & ASSOCIATES, INC (“Broker”), is entered into effective September 30, 2005 (the “Effective Date”). Capitalized terms not otherwise defined herein will have the meanings given to them in Exhibit A attached hereto.
TRADING PLAN (SEC Rule 10b5-1)Trading Plan • May 21st, 2012 • Brandon Limited Partnership No.1 • Bottled & canned soft drinks & carbonated waters • California
This Trading Plan is entered into as of May 17, 2012 (the “Signing Date”) between Rodney C. Sacks and Hilton H. Schlosberg (“Client”) and Roth Capital Partners, LLC (“Broker”).
TRADING PLAN (SEC Rule 10b5-1)Trading Plan • August 30th, 2011 • China TransInfo Technology Corp. • Services-computer integrated systems design • California
This Trading Plan is entered into as of June 22, 2011 (the “Signing Date”) between Shudong Xia (“Client”) and Roth Capital Partners, LLC (“Broker”).
Trading PlanTrading Plan • February 25th, 2010 • CDC Corp • Services-prepackaged software
This Trading Plan (the “Trading Plan”), dated September 4, 2009 , between Nicola Chu Ming Nga (the “Buyer”) and GunnAllen Financial. (the “Broker”).
Rule 10b5-1 Trading PlanTrading Plan • December 19th, 2014 • Biglari Capital Corp. • Retail-eating places
This Rule 10b5-1 Purchase Plan is entered into on December 17, 2014 (This “Plan”) between The Lion Fund, L.P. (“Purchaser”) and Jefferies LLC (“Broker”), acting as agent for Purchaser.
Rule 10b5-1 Trading PlanTrading Plan • April 1st, 2015 • MacAndrews & Forbes Inc. • Services-computer integrated systems design • New York
This Trading Plan (the "Trading Plan") is entered into on March 31, 2015 ("Purchaser's Adoption Date") between SGMS Acquisition Two Corporation ("Purchaser") and UBS Financial Services Inc. ("UBSFS") for the purpose of purchasing shares of the common stock ("Stock") of Scientific Games Corporation ("Issuer"), SGMS (Ticker), listed in Exhibit A, in accordance with Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
Trading PlanTrading Plan • December 29th, 2003 • Chinadotcom Corp • Services-prepackaged software • Hong Kong
WHEREAS, the buyer desires to establish this Trading Plan to buy a certain amount of chinadotcom corporation’s (the “Issuer”) Class A Common Stock, par value $0.00025 per share (the “Common Stock”); and
TRADING PLAN (SEC Rule 10b5-1)Trading Plan • September 15th, 2020 • Raging Capital Management, LLC • Computer peripheral equipment, nec • New York
This Trading Plan is entered into as of September 11, 2020 (the “Signing Date”) between Raging Capital Management, LLC (“Client”) and Andrew Garrett, Inc. (“Broker”).
10B5-1 TRADING PLAN TRADING PLANTrading Plan • April 2nd, 2004 • Asia Pacific Online LTD • Services-prepackaged software
WHEREAS, the Seller desires to establish this Trading Plan to sell a certain amount of chinadotcom corporation’s Class A Common Stock, par value $0.00025 per share; and
TRADING PLAN (SEC Rule 10b5-1)Trading Plan • December 17th, 2012 • Brandon Limited Partnership No.1 • Bottled & canned soft drinks & carbonated waters • California
This Trading Plan is entered into as of 12/14/2012 (the “Signing Date”) between Hilrod Holdings IX, Hilrod Holding X, Hilrod Holding XI and Hilrod Holding XII (collectively “Clients”) and Roth Capital Partners, LLC (“Broker”).
TRADING PLAN (SEC Rule 10b5-1)Trading Plan • December 22nd, 2020 • Steel Excel Inc. • Oil & gas field services, nec • New York
This Trading Plan is entered into as of December 18, 2020 (the “Signing Date”) between Steel Excel Inc. (“Client”) and Cantor Fitzgerald & Co. (“Broker”).
Rule 10b5-1 Trading PlanTrading Plan • March 11th, 2011 • Omega Protein Corp • Fats & oils • New York
This Trading Plan (the “Trading Plan”) is entered into on March 9, 2011 (“Seller’s Adoption Date”) between Harry O. Nicodemus IV (“Seller”) and UBS Financial Services Inc. (“UBSFS”) for the purpose of selling shares of common stock (“Stock”) of Omega Protein Corporation (“Issuer”), OME (Ticker), including; Stock that the Seller has the right to acquire under outstanding stock options (“the Options”); Stock that is acquired by Seller pursuant to the Issuer’s employee stock purchase plan (the “ESPP Stock”); Stock that is acquired upon vesting of outstanding restricted stock units/awards from Issuer (“RSUs/RSAs”); and, Stock that is acquired upon vesting of outstanding performance share awards from Issuer (“PSAs”) listed on Exhibit A, in accordance with Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Trading Plan (SEC Rule 10b5-1) charlesSCHWAB www.schwab.com 1-800-239-2506Trading Plan • February 8th, 2007 • Applied Industrial Technologies Inc • Wholesale-machinery, equipment & supplies • California
WHEREAS, Client wishes to establish this Trading Plan to sell or purchase shares of Common (Stock) of Applied Industrial Technologies, Inc. (“Issuer”) from Account number [omitted] (the “Account”) maintained with Broker, in accordance with the requirements of SEC Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
