VICAL INCORPORATED and , As Warrant Agent FORM OF PREFERRED STOCK WARRANT AGREEMENT Dated As OfVical Incorporated • May 27th, 2015 • Vical Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 27th, 2015 Company Industry JurisdictionPREFERRED STOCK WARRANT AGREEMENT (the “Agreement”), dated as of between VICAL INCORPORATED, a Delaware corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
As Warrant Agent FORM OF PREFERRED STOCK WARRANT AGREEMENT Dated As OfVical Incorporated • May 25th, 2018 • Vical Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 25th, 2018 Company Industry JurisdictionPREFERRED STOCK WARRANT AGREEMENT (the “Agreement”), dated as of between VICAL INCORPORATED, a Delaware corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
VICAL INCORPORATED Common Stock (par value $0.01 per share) At-The-Market Issuance Sales AgreementVical Incorporated • October 17th, 2016 • Vical Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledOctober 17th, 2016 Company Industry JurisdictionVical Incorporated, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with IFS Securities, Inc. (doing business as Brinson Patrick, a division of IFS Securities, Inc. (“BP”), as follows:
VICAL INCORPORATED Common Stock ($0.01 par value per share) AT-THE-MARKET EQUITY OFFERING SALES AGREEMENTVical Incorporated • November 7th, 2012 • Vical Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledNovember 7th, 2012 Company Industry JurisdictionVical Incorporated, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time to or through Stifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”), as sales agent and/or principal (“Agent”), shares (the “Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”), having an aggregate offering price of up to $50,000,000 (the “Maximum Offering Size”) on the terms set forth in Section 2 of this At-the-Market Equity Offering Sales Agreement (the “Agreement”). The Company agrees that whenever it determines to sell Shares directly to the Agent as principal, it will enter into a separate agreement (each, a “Terms Agreement”) in substantially the form of Annex I hereto, relating to such sale in accordance with Section 3 of this Agreement. The foregoing notwithstanding, the Company shall not issue or sell pursuant to this Agreement an aggregate amount of Common Stock that would cause
VICAL INCORPORATED COMMON STOCK PURCHASE AGREEMENTVical Incorporated • July 28th, 2009 • Vical Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJuly 28th, 2009 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE AGREEMENT (the “Agreement”) is made as of the 27th day of July, 2009, by and among Vical Incorporated, a Delaware corporation (the “Company”), and the investors set forth on the signature pages hereto (the “Investors”).
As Warrant Agent FORM OF DEBT SECURITIES WARRANT AGREEMENT Dated As OfVical Incorporated • May 25th, 2018 • Vical Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 25th, 2018 Company Industry JurisdictionDEBT SECURITIES WARRANT AGREEMENT (this “Agreement”), dated as of between VICAL INCORPORATED, a Delaware corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
VICAL INCORPORATED [2,500,000 SHARES (*)] COMMON STOCK UNDERWRITING AGREEMENTVical Incorporated • December 16th, 1999 • Vical Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledDecember 16th, 1999 Company Industry Jurisdiction