WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • November 14th, 2019 • Summit Wireless Technologies, Inc. • Semiconductors & related devices
This Warrant Amendment and Exercise Agreement (this “Agreement”), dated as of October [__], 2019, is by and between Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), and the undersigned holder identified on Schedule A hereto (the “Holder”) of warrants to purchase shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”).
WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • January 8th, 2021 • NXT-Id, Inc. • Services-detective, guard & armored car services
This Warrant Amendment and Exercise Agreement (this “Agreement”), dated as of January 8, 2021, is by and between Nxt-ID, Inc., a Delaware corporation (the “Company”), and the undersigned holder (the “Holder”) of warrants to purchase shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”).
BEACON POWER CORPORATION WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • August 9th, 2011 • Beacon Power Corp • Electric services • New York
This Agreement (the “Agreement”) dated May 24, 2011 relates to (i) Warrant Number A-4 dated December 23, 2010 (the “Common Stock Warrant”) issued by Beacon Power Corporation, a Delaware corporation (the “Company”) to Kingsbrook Opportunities Master Fund LP (the “Holder”), pursuant to which the Holder is entitled to subscribe for and purchase up to 668,741 shares of the voting common stock of the Company, par value $0.01 per share (the “Common Stock”) and (ii) Series B Warrant No. 4 dated December 23, 2010 (the “Series B Warrant”) issued by the Company to the Holder, pursuant to which the Holder was initially entitled to subscribe for and purchase up to 750 shares of Series B convertible preferred stock of the Company, par value $0.01 per share (the “Preferred Stock”), at an exercise price of $1,000 per share of Preferred Stock. Capitalized terms used but not defined in this Agreement have the meanings given to them in the Common Stock Warrant.
FORM OF WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • April 12th, 2023 • Ring Energy, Inc. • Crude petroleum & natural gas • Nevada
This Warrant Amendment and Exercise Agreement (this “Agreement”), dated as of April 12, 2023, is by and between Ring Energy, Inc., a Nevada corporation (the “Company”), and the undersigned holder (the “Holder”) of warrants to purchase shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”).
WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • February 8th, 2019 • Histogenics Corp • Orthopedic, prosthetic & surgical appliances & supplies • Delaware
This Warrant Amendment and Exercise Agreement (this “Agreement”), dated as of February 8, 2019, is by and between Histogenics Corporation, a Delaware corporation (the “Company”), and the undersigned holder (the “Holder”) of warrants to purchase shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”).
WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • July 23rd, 2015 • IZEA, Inc. • Services-advertising • New York
THIS WARRANT AMENDMENT AND EXERCISE AGREEMENT (this “Agreement”), dated as of July 20, 2015, is by and between IZEA, Inc., a Nevada corporation (the “Company”), and the holder named on the signature page hereto (the “Holder”).
BEACON POWER CORPORATION WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • August 9th, 2011 • Beacon Power Corp • Electric services • New York
This Agreement (the “Agreement”) dated May 12, 2011 relates to (i) Warrant Number V-10 dated December 24, 2008 (the “Common Stock Warrant”) issued by Beacon Power Corporation, a Delaware corporation (the “Company”) to Hudson Bay Master Fund Ltd. (the “Holder”), pursuant to which the Holder is entitled to subscribe for and purchase up to 740,000 (after giving effect to all stock splits and reverse stock splits on or prior to the date hereof (the “Adjustments”)) shares of the voting common stock of the Company, par value $0.01 per share (the “Common Stock”) and (ii) Series B Warrant No. 1 dated December 23, 2010 (the “Series B Warrant”) issued by the Company to the Holder, pursuant to which the Holder is entitled to subscribe for and purchase up to 1,750 shares of Series B convertible preferred stock of the Company, par value $0.01 per share (the “Preferred Stock”), at an exercise price of $1,000 per share of Preferred Stock. Capitalized terms used but not defined in this Agreement have
WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • November 14th, 2019 • Summit Wireless Technologies, Inc. • Semiconductors & related devices
This Warrant Amendment and Exercise Agreement (this “Agreement”), dated as of [______], 2019, is by and between Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), and the undersigned holder identified on Schedule A hereto (the “Holder”) of warrants to purchase shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”).
BEACON POWER CORPORATION WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • August 9th, 2011 • Beacon Power Corp • Electric services • New York
This Agreement (the “Agreement”) dated May 31, 2011 relates to Warrant Number U-2 dated October 15, 2008 (the “Warrant”) issued by Beacon Power Corporation, a Delaware corporation (the “Company”) to Alpha Capital AG (the “Holder”), pursuant to which the Holder is entitled to subscribe for and purchase up to 870,000 shares of the voting common stock of the Company, par value $0.01 per share (the “Common Stock”). Capitalized terms used but not defined in this Agreement have the meanings given to them in the Warrant.
SUMMIT LETTERHEAD]Warrant Amendment and Exercise Agreement • November 14th, 2019 • Summit Wireless Technologies, Inc. • Semiconductors & related devices
Reference is made to (i) that certain the Warrant Amendment and Exercise Agreement, dated as of [ ], 2019, the date on which the Holder’s (as defined below) Exercise (as defined below) was received (the “Warrant Amendment Agreement”), by and between Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), and the holder named on the signature page attached hereto (the “Holder”); (ii) a repriced common stock purchase warrant held by the Holder to purchase an aggregate of [ ] shares (the “Repriced Warrant”) of common stock, par value $0.0001 per share, of the Company (the “Common Stock”) as well as the previously exercised common stock purchase warrant for [_____] shares (the “Original Warrant”); and (iii) the registered direct offering by the Company on October 16, 2019 of up to 2,5000,000 shares of Common Stock (the “Offering”).
WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • March 24th, 2011 • Helix Biomedix Inc • Pharmaceutical preparations
This WARRANT AMENDMENT AND EXERCISE AGREEMENT (this “Agreement”) is made and entered into effective as of December 27, 2010 by and between HELIX BIOMEDIX, INC., a Delaware corporation (the “Company”), and RBFSC, INC. (“Holder”).
NEPHROS, Inc. Warrant AMENDMENT AND EXERCISE AgreementWarrant Amendment and Exercise Agreement • September 30th, 2015 • Nephros Inc • Surgical & medical instruments & apparatus • Delaware
THIS WARRANT AMENDMENT AND EXERCISE AGREEMENT (this “Amendment”) is entered into as of September 29, 2015 (the “Effective Date”), by and between Nephros, Inc. (the “Company”), and Lambda Investors LLC (the “Holder”).
WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • March 7th, 2023 • NightFood Holdings, Inc. • Sugar & confectionery products
THIS WARRANT AMENDMENT AND EXERCISE AGREEMENT (this “Agreement”), dated as of the [ ] day of February, 2023, is made and entered into by and between [ ], a [ ] limited liability company (the “Warrantholder”), and Nightfood Holdings, Inc., a company incorporated under the laws of the State of Nevada (the “Company”). Capitalized terms used herein and not otherwise defined shall have the meanings ascribed thereto in the Original Warrant (as defined below).
BEACON POWER CORPORATION WARRANT AMENDMENT AND EXERCISE AGREEMENTWarrant Amendment and Exercise Agreement • November 14th, 2011 • Beacon Power Corp • Electric services • New York
This Agreement (the “Agreement”) dated October 3, 2011 relates to (i) Warrant Number A-8 dated December 23, 2010 (the “Warrant”) issued by Beacon Power Corporation, a Delaware corporation (the “Company”) to Pacific Capital Management LLC (the “Holder”), pursuant to which the Holder is entitled to subscribe for and purchase up to 441,274 (after giving effect to all stock splits and reverse stock splits on or prior to the date hereof) shares of the voting common stock of the Company, par value $0.01 per share (the “Common Stock”). Capitalized terms used but not defined in this Agreement have the meanings given to them in the Warrant.
