Wealth Management LLC Sub-Advisory Agreement Sample Contracts

This Sub-Advisory Agreement (“Agreement”) is made and entered into by and between AE Wealth Management, LLC (“AEWM”) and (“Independent RIA”).

Wealth Management LLC Sub-Advisory Agreement • April 6th, 2018 • Kansas

• Contract Type
  Wealth Management LLC Sub-Advisory Agreement
• Filed
  April 6th, 2018
• Jurisdiction
  Kansas

WHEREAS, Independent RIA is an investment advisor registered with the applicable securities regulators and its representatives are properly registered as investment adviser representatives with the applicable securities regulators;