ASX Clear Operating Rules – Procedures - Annexure 13 (new Annexure 13) WHOLESALE CLIENT AGREEMENT – OTC OPTIONS MARKET TRANSACTIONSWholesale Client Agreement • June 6th, 2022
a Participant (which, under the ASX Clear Operating Rules, notifies ASX Clear of an OTC Options Market Transaction that it wishes to register or that accepts an allocation or the transfer of an Options CCP Contract arising when an Options Market Contract entered into through an OTC Options Market Transaction is registered and novated to ASX Clear under Section 12 (‘OTC Options CCP Contract’)).
Wholesale Client Agreement– Options Market Contract OnlyWholesale Client Agreement • June 7th, 2019
Under Rule [3803] a Wholesale Client may sign and lodge this form with ASX Clear. This document is also recognised under Rule 7.1.3 of the ASX Clear Operating Rules.
Wholesale Client AgreementWholesale Client Agreement • September 23rd, 2020
Some investors may fall under the category of ‘Wholesale Client’ or may choose to be defined as such. A wholesale client has fewer rights than a retail client. We encourage you to understand the difference and make a conscious decision about whether or not you wish to be a regarded as a wholesale client.
Wholesale Client AgreementWholesale Client Agreement • March 26th, 2018
Some investors may fall under the category of ‘Wholesale Client’ or may choose to be defined as such. A wholesale client has fewer rights than a retail client. We encourage you to understand the difference and make a conscious decision about whether or not you wish to be a regarded as a wholesale client. (Incurs annual fee of $495 plus GST)
MITRADE GLOBAL PTY LTDWholesale Client Agreement • February 25th, 2019
RISK WARNING: CFDS ARE A LEVERAGED PRODUCT AND CAN RESULT IN THE LOSS OF YOUR ENTIRE CAPITAL. TRADING CFDS MAY NOT BE SUITABLE FOR EVERYONE. PLEASE CONSIDER OUR PDS, FSG, RISK DISCLOSURE STATEMENT, CLIENT AGREEMENT AND TARGET MARKET DETERMINATION BEFORE USING OUR SERVICES AND ENSURE THAT YOU UNDERSTAND THE RISKS INVOLVED. YOU DO NOT OWN OR HAVE ANY INTEREST IN THE UNDERLYING ASSETS.
