AMENDMENT TO AMENDED AND RESTATED AGENCY AGREEMENT
AMENDMENT TO AMENDED AND RESTATED AGENCY AGREEMENT
THIS AMENDMENT (“Amendment”), made as of the close of business January 15, 2010 (the “Effective Date”), by and between OLD MUTUAL FUNDS I (“OMF I”), OLD MUTUAL FUNDS II (“OMF II”), OLD MUTUAL FUNDS III (“OMF III”), each a Delaware statutory trust (each a “Trust” and together, the “Trusts”) and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware (“DST”), to the Amended and Restated Agency Agreement made as of March 1, 2008, by and between the Trusts and DST (the “Agency Agreement”).
WHEREAS, effective after the close of business on December 4, 2009, Class A, Class Z and Institutional Class shares of the Old Mutual Columbus Circle Technology and Communications Fund were reclassified as Class A, Class Z and Institutional Class shares of the Old Mutual Focused Fund, respectively;
WHEREAS, effective after the close of business on December 4, 2009, Class A, Class Z and Institutional Class shares of the Old Mutual Growth Fund were reclassified as Class A, Class Z and Institutional Class shares of the Old Mutual Focused Fund, respectively;
WHEREAS, effective as of the close of business on December 4, 2009, the Old Mutual 2011-2020 Conservative Fund, Old Mutual 2011-2020 Moderate Fund, Old Mutual 2011-2020 Aggressive Fund, Old Mutual 2021-2030 Conservative Fund, Old Mutual 2021-2030 Moderate Fund, Old Mutual 2021-2030 Aggressive Fund, Old Mutual 2031-2040 Conservative Fund, Old Mutual 2031-2040 Moderate Fund, Old Mutual 2031-2040 Aggressive Fund, Old Mutual 2041-2050 Conservative Fund, Old Mutual 2041-2050 Moderate Fund, Old Mutual 2041-2050 Aggressive Fund, and Old Mutual Xxxxxxx Global Real Estate Securities Fund are liquidated and dissolved; and
WHEREAS, effective as of the close of business on January 15, 2010, all the assets of the Class A, Class C, Class Z and Institutional Class shares of the Old Mutual China Fund were transferred to the Xxxxxx China Fund in exchange for Class A, Class C and Institutional Class shares of the Xxxxxx China Fund.
NOW, THEREFORE, in consideration of the mutual covenants contained herein and in the Agency Agreement and for other good and sufficient consideration, receipt of which each party hereby acknowledges, DST and the Trusts each hereto agree as follows:
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1.
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Defined Terms. Capitalized terms used in this Amendment but not defined herein shall have the meaning ascribed thereto in the Agency Agreement.
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2.
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Exhibit A to the Agency Agreement shall be replaced with the Amended Exhibit A attached hereto.
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3.
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Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Agreement shall continue in full force and effect.
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IN WITNESS WHEREOF, the parties have caused this amendment to be executed by their respective duly authorized officers, to be effective as of the day and year first written above.
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OLD MUTUAL FUNDS I
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By:
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/s/ Xxxxxx X. Xxxxx
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By:
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/s/ Xxxxxx X. Xxxxx
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Name:
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Xxxxxx X. Xxxxx
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Name:
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Xxxxxx X. Xxxxx
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Title:
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Treasurer
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Title:
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Treasurer
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DST SYSTEMS, INC.
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By:
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/s/ Xxxxxx X. Xxxxx
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By:
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/s/ Xxxxxx X. Xxxxxxx
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Name:
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Xxxxxx X. Xxxxx
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Name:
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Xxxxxx X. Xxxxxxx
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Title:
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Treasurer
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Title:
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Vice President
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AMENDED EXHIBIT A
DATED AS OF THE CLOSE OF BUSINESS JANUARY 15, 2010
TO
DST SYSTEMS, INC.
OLD MUTUAL FUNDS I, II, and III
TRANSFER AGENCY AGREEMENT
DATED MARCH 1, 2008
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FUND DETAILS
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Class Z Shares
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CUSIP
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TICKER
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TAX ID #
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OMF I
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Old Mutual Analytic Fund
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680029782
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ANDEX
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232963469
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Old Mutual Copper Rock Emerging Growth
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680029626
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OMZRX
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202908053
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Old Mutual Asset Allocation Conservative Portfolio
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680029667
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OMCZX
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201250611
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Old Mutual Asset Allocation Balanced Portfolio
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680029659
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OMBZX
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201250687
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Old Mutual Asset Allocation Moderate Growth Portfolio
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680029642
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OMMZX
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201250736
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Old Mutual Asset Allocation Growth Portfolio
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680029634
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OMGZX
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201250766
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Old Mutual International Equity Fund
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680029691
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OMXZX
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203743037
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OMF II
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Old Mutual Analytic U.S. Long/Short Fund
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00000X000
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OBDEX
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233101388
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Old Mutual Cash Reserves Fund
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00000X000
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OBCXX
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232798368
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Old Mutual Barrow Hanley Value Fund
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00000X000
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OBFOX
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233101392
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Old Mutual Xxxxxx Intermediate Fixed Income
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00000X000
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OBFJX
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651195626
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Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund
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00000X000
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OBCPX
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233101389
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Old Mutual Focused Fund
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00000X000
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OBFVX
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232988594
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Old Mutual Xxxxxxx REIT Fund
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00000X000
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OBRTX
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233101391
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Old Mutual Large Cap Growth Fund
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00000X000
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OLCPX
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232860860
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Old Mutual Strategic Small Company Fund
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00000X000
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OSSCX
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232862590
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Old Mutual TS&W Mid-Cap Value Fund
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00000X000
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OTMZX
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320194738
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Old Mutual TS&W Small Cap Value Fund
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00000X000
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OSMVX
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651195628
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Class A Shares
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CUSIP
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TICKER
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TAX ID #
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OMF I
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Old Mutual Analytic Fund
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680029816
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ANAEX
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232963469
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Old Mutual Copper Rock Emerging Growth
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680029840
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OMARX
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202908053
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Old Mutual Asset Allocation Conservative Portfolio
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680029105
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OMCAX
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201250611
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Old Mutual Asset Allocation Balanced Portfolio
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680029303
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OMABX
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201250687
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Old Mutual Asset Allocation Moderate Growth Portfolio
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680029501
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OMMAX
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201250736
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Old Mutual Asset Allocation Growth Portfolio
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680029709
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OMGAX
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201250766
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Old Mutual International Equity Fund
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680029725
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OMXAX
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203743037
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OMF II
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||||
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Old Mutual Analytic U.S. Long/Short Fund
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00000X000
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OADEX
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233101388
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|
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Old Mutual Barrow Hanley Value Fund
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00000X000
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OAFOX
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233101392
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|
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Old Mutual Cash Reserves Fund
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00000X000
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OCAXX
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232798368
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Old Mutual Xxxxxx Intermediate Fixed Income Fund
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00000X000
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OAFJX
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651195626
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Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund
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00000X000
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OIRAX
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233101389
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Old Mutual Focused Fund
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00000X000
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OAFCX
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232988594
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Old Mutual Xxxxxxx REIT Fund
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00000X000
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OARTX
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233101391
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Old Mutual Large Cap Growth Fund
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00000X000
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OLGBX
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232860860
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Old Mutual Strategic Small Company Fund
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00000X000
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OSSAX
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232862590
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Old Mutual TS&W Mid-Cap Value Fund
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00000X000
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OTMAX
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320194738
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Old Mutual TS&W Small Cap Value Fund
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00000X000
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OACVX
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651195628
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Class C Shares
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CUSIP
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TICKER
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TAX ID #
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OMF I
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Old Mutual Analytic Fund
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680029790
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ANCEX
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232963469
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Old Mutual Asset Allocation Conservative Portfolio
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680029204
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OMCCX
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201250611
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Old Mutual Asset Allocation Balanced Portfolio
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680029402
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OMBCX
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201250687
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Old Mutual Asset Allocation Moderate Growth Portfolio
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680029600
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OMMCX
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201250736
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Old Mutual Asset Allocation Growth Portfolio
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680029808
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OMCGX
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201250766
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OMF II
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|||
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Old Mutual Xxxxxx Intermediate Fixed Income
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00000X000
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OCIRX
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651195626
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Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund
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00000X000
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OIRCX
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233101389
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Institutional Class Shares
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CUSIP
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TICKER
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TAX ID #
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OMF I
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|||
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Old Mutual Analytic Fund
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680029774
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ANIEX
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232963469
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Old Mutual Copper Rock Emerging Growth
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680029824
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OMIRX
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202908053
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Old Mutual Asset Allocation Conservative Portfolio
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680029857
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OMCIX
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201250611
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Old Mutual Asset Allocation Balanced Portfolio
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680029881
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OMBLX
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201250687
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Old Mutual Asset Allocation Moderate Growth Portfolio
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680029873
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OMMIX
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201250736
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Old Mutual Asset Allocation Growth Portfolio
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680029865
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OMGIX
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201250766
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Old Mutual International Equity Fund
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680029683
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OMXIX
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203743037
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OMF II
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|||
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Old Mutual Analytic U.S. Long/Short Fund
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00000X000
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OISLX
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233101388
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Xxx Xxxxxx Xxxxxx Xxxxxx Xxxx Xxxx Xxxx
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00000X000
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OCBIX
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320213461
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Xxx Xxxxxx Xxxxxx Xxxxxx Xxxxx Xxxx
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00000X000
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OIBHX
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233101392
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Old Mutual Cash Reserves Fund
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00000X000
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OCIXX
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232798368
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Old Mutual Xxxxxx High Yield Fund
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00000X000
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ODHYX
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320213464
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Old Mutual Xxxxxx Intermediate Fixed Income
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00000X000
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OIDIX
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651195626
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Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund
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00000X000
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OIDSX
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233101389
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Old Mutual Focused Fund
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00000X000
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OIFCX
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232988594
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Old Mutual Xxxxxxx REIT Fund
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00000X000
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OIHRX
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233101391
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Old Mutual Large Cap Growth Fund
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00000X000
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OILLX
|
232860860
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|
Old Mutual Strategic Small Company Fund
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00000X000
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OISSX
|
232862590
|
|
Old Mutual TS&W Mid-Cap Value Fund
|
00000X000
|
OTMIX
|
320194738
|
|
Old Mutual TS&W Small Cap Value Fund
|
00000X000
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OICVX
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651195628
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