1940 Act definition

1940 Act means the Investment Company Act of 1940, as amended.

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1940 Act means the Investment Company Act of 1940 and the rules and regulations promulgated thereunder, all as amended from time to time.

1940 Act means the Investment Company Act of 1940 and the rules and regulations thereunder, all as adopted or amended from time to time;

Examples of 1940 Act in a sentence

• Where applicable, such records shall be maintained by FASC for the periods and in the places required by Rule 31a-2 under the 1940 Act.

• FASC shall create and maintain all necessary books and records in accordance with all applicable laws, rules and regulations, including but not limited to records required by Section 31(a) of the 1940 Act and the rules thereunder, as the same may be amended from time to time, pertaining to the Services performed by it and not otherwise created and maintained by another party.

• Consistent with Rule 2a-4 under the 1940 Act, estimates may be used where necessary or appropriate.

• The Services Agreement also shall remain in full force and effect without amendment with respect to Accounts that are investment companies under the 1940 Act.

• The Services Agreement, as amended by this Amendment with respect to Accounts that are not investment companies registered under the 1940 Act, shall remain in full force and effect.

More Definitions of 1940 Act

1940 Act means the Investment Company Act of 1940, as amended from time to time (together with its corresponding rules, regulations and any applicable guidance and/or interpretations of the SEC (as defined below) or its staff promulgated thereunder).

1940 Act means the Investment Company Act of 1940 and the rules and regulations thereunder and interpretations thereunder, and any order or orders thereunder which may from time to time be applicable to the Trust. References herein to specific sections of the 1940 Act shall be deemed to include such rules and regulations as are applicable to such sections as determined by the Trustees or their designees;

1940 Act means the US Investment Company Act of 1940, as amended;

1940 Act means the Investment Company Act of 1940, as amended from time to time, and the rules and regulations promulgated thereunder.

1940 Act means the Investment Company Act of 1940, as amended, or any successor statute.

1940 Act. The United States Investment Company Act of 1940, as amended from time to time.

1940 Act means the Investment Company Act of 1940 and the rules and regulations promulgated thereunder.