Advisers Act definition

Advisers Act means the Investment Advisers Act of 1940, as amended.

Advisers Act means the Investment Advisers Act of 1940.

Advisers Act means the Investment Advisers Act of 1940, and the rules and regulations promulgated thereunder, each as they may be amended from time to time.

Examples of Advisers Act in a sentence

• Each such Sub-Advisor shall (a) be registered as an investment advisor under the Investment Advisers Act of 1940, as amended, or under state law, and (b) acknowledge that it will be a “fiduciary” (as such term is defined in Section 3(21) of ERISA) with respect to the assets of the Participating Plan invested in the Fund.

• This Agreement is not assignable (within the meaning of the Advisers Act) by a party without the consent of the other party.

• Advisor is an investment adviser, registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).

• No assignment, as that term is defined in the Advisers Act, of the Agreement, shall be made by Adviser without the consent of Client, which consent may be implied if Monex sends notice of such assignment to client, and Client does not object in writing to the assignment within the period specified in the notice.

• GuidedChoice further represents that it is registered as an investment adviser under the Investment Advisers Act of 1940, as amended ("Advisers Act") and acts as an investment adviser with respect to the investment advice and recommendations provided under the Program.

More Definitions of Advisers Act

Advisers Act. The United States Investment Advisers Act of 1940, as amended.

Advisers Act means the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder.

Advisers Act means the Investment Advisers Act of 1940, as amended, and all rules and regulations of the SEC adopted pursuant thereto.

Advisers Act means the Investment Advisers Act of 1940 and the rules, regulations, and orders thereunder, as amended from time to time, or any successor law.

Advisers Act means the Investment Advisers Act of 1940 and the rules, regulations and orders under the Advisers Act, as amended from time to time, or any successor law.

Advisers Act means the Investment Advisers Act of 1940, as amended, and the rules and regulations promulgated thereunder by the U.S. Securities and Exchange Commission.

Advisers Act means Investment Advisers Act of 1940.