Advisers Act definition

Advisers Act means the Investment Advisers Act of 1940, as amended.

Advisers Act means the U.S. Investment Advisers Act of 1940, as amended.

Advisers Act means the Investment Advisers Act of 1940, as amended from time to time, and the rules promulgated thereunder;

Examples of Advisers Act in a sentence

• The Adviser is not prohibited by the Advisers Act or the 1940 Act from performing the services contemplated by this Agreement, and to the best knowledge of the Adviser, there is no proceeding or investigation pending or threatened that is reasonably likely to result in the Adviser being prohibited from performing the services contemplated by this Agreement.

• The Administrator is an investment adviser registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940.

• The Adviser agrees to comply with the requirements of the 1940 Act, the Investment Advisers Act of 1940, as amended (the “Advisers Act”), the 1933 Act, the Securities Exchange Act of 1934, as amended (the “1934 Act”), and the respective rules and regulations thereunder, as applicable, as well as with all other applicable federal and state laws, rules and regulations that relate to the services and relationships described hereunder and to the conduct of its business as a registered investment adviser.

• The Investment Counsel is an investment adviser registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940.

• Advisor shall conduct its operations at all times with respect to this Agreement in conformance with the Investment Advisers Act, the Investment Company Act and any other applicable state and/or self-regulatory organization regulations.

More Definitions of Advisers Act

Advisers Act means the Investment Advisers Act of 1940 and the rules, regulations, and orders thereunder, as amended from time to time, or any successor law.

Advisers Act means the Investment Advisers Act of 1940 and the rules, regulations and orders under the Advisers Act, as amended from time to time, or any successor law.

Advisers Act means the Investment Advisers Act of 1940, as amended, and the rules and regulations promulgated thereunder by the U.S. Securities and Exchange Commission.

Advisers Act means Investment Advisers Act of 1940.

Advisers Act means the Investment Advisers Act of 1940. Having “Beneficial Ownership” means the Employee has or shares a direct or indirect pecuniary interest in the securities held in the account. Employees have a pecuniary interest in securities if they have the ability to directly or indirectly profit from a securities transaction.

Advisers Act means the Investment Advisers Act of 1940, as amended, and rules promulgated thereunder.

Advisers Act means the Investment Advisers Act of 1940, as amended, and the rules and regulations adopted thereunder.