Investment Company Act definition

Investment Company Act means the Investment Company Act of 1940, as amended.
Investment Company Act means the Investment Company Act of 1940, as amended, and the rules, regulations and interpretations promulgated thereunder, to the extent applicable, and any statute successor thereto."
Investment Company Act means the Investment Company Act of 1940, as amended, and the rules and regulations of the Commission promulgated thereunder.

Examples of Investment Company Act in a sentence

  • The Company shall conduct its business in a manner so that it will not become an “investment company” subject to registration under the Investment Company Act of 1940, as amended.

  • Each Member is fully aware that (i) the Fund and the Manager are relying upon the exemption from registration provided by Section 4(a)(2) of the 1933 Act and Regulation D promulgated thereunder, and (ii) the Fund will not register as an investment company under the Investment Company Act, by reason of the provisions of Section 3(c)(1) or 3(c)(7) of that Act, and the Fund must comply with certain requirements to rely on those Sections.

  • The Company is not, and is not an Affiliate of, and immediately after receipt of payment for the Securities, will not be or be an Affiliate of, an “investment company” within the meaning of the Investment Company Act of 1940, as amended.

  • No Borrower or Parent is, or will during the term of this Credit Agreement be (i) an “investment company,” within the meaning of the Investment Company Act of 1940, as amended or (ii) subject to regulation under any foreign, federal or local statute or any other Applicable Law of the United States or any other jurisdiction, in each case limiting its ability to incur indebtedness for money borrowed as contemplated hereby or by any other Fundamental Document.

  • The Company shall conduct its business in a manner so that it will not be an “investment company” subject to registration under the Investment Company Act of 1940, as amended.


More Definitions of Investment Company Act

Investment Company Act means the United States Investment Company Act of 1940 and any statute successor thereto, in each case as amended from time to time.
Investment Company Act. The Investment Company Act of 1940, as it may be amended from time to time.
Investment Company Act means the Investment Company Act of 1940, including, unless the context otherwise requires, the rules and regulations thereunder, as amended from time to time.
Investment Company Act means the provisions of the Investment Company Act of 1940, 15 U.S.C. §§ 80a et seq., and any regulations promulgated thereunder.
Investment Company Act means the U.S. Investment Company Act of 1940, as amended, and the rules and regulations adopted thereunder.
Investment Company Act means the United States Investment Company Act of 1940, as amended;