Act on Trading in Financial Instruments definition

Act on Trading in Financial Instruments means the Polish act dated 29 July 2005 on trading in financial instruments (amended and restated: Journal of Laws of 2010, No. 211, item 1384).
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Act on Trading in Financial Instruments means the Polish act dated 29 July 2005 on trading in financial instruments;
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Act on Trading in Financial Instruments means the Act of 29 July 2005 on
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Examples of Act on Trading in Financial Instruments in a sentence

  • The Parent Company makes obligatory payments to the compensation scheme maintained by KDPW which constitute long–term receivables of the compensation scheme participant due from the KDPW.Pursuant to the Act on Trading in Financial Instruments of 29 July 2005 (Journal of Laws No. 183, item 1538, as amended, hereinafter, the “Act”), the Parent Company participates in the obligatory compensation scheme.

  • The Act on Trading in Financial Instruments dated 29 July 2005 (as amended), on the basis of which the National Depository operates, includes no such provisions with respect to the supervisory and management board of a company.

  • If other, please explain:An amendment to the Act on Trading in Financial Instruments has allowed the introduction of omnibus accounts in the Polish depository system operated by KDPW.

  • A Retail Client means a Client who is not a Professional Client within the meaning of the Act on Trading in Financial Instruments of 29 July 2005, and is provided with the highest level of protection stipulated in MIFID.

  • The new Act broke the former Securities Market Act into the Securities Market Act, the Act on Trading in Financial Instruments, the Act on the Book-Entry System and Clearing Operations, and the Investment Services Act.

  • Financial instruments and cash are held by TMS Brokers on individual securities accounts maintained for individual Clients, separately from TMS Brokers own assets.TMS Brokers participates in the compensation scheme operated by Krajowy Depozyt Papierów Wartościowych S.A.whose aim is to collect funds for payments up to the amount set out in the Act on Trading in Financial Instruments.

  • We acknowledge that a Retail Client enjoys the highest level of protection in respect of trading in financial instruments in the meaning of the Act on Trading in Financial Instruments of 29 July 2005.

  • Limitation resulting from the binding legal regulations:Limitations resulting from legal regulations relate to the so-called “closed periods” specified in the Act on Trading in Financial Instruments.

  • They do not constitute any investment or financial analysis either, or any other recommendation of a general nature concerning transactions in financial instruments referred to in Article 69 clause 4 sub-clause 6 of the Act on Trading in Financial Instruments of 29 July 2005, or any 'information recommending or suggesting an investment strategy’, or any 'investment recommendation' in the meaning of Regulation (EU) No. 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse.

  • Pursuant to provisions of the Act on Trading in Financial Instruments, in connection with their participation in the compensation system brokerage houses set up provisions up to the amount of contributions paid to the system, which are charged to costs (other operating expenses).


More Definitions of Act on Trading in Financial Instruments

Act on Trading in Financial Instruments means the Act of 29 July 2005 on Trading in Financial Instruments (i.e.: Journal of Laws 2023, item 646, as amended);
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Related to Act on Trading in Financial Instruments

  • Financial Instruments means commodities, securities, and derivatives of all types, including, without limitation, stocks and other equity instruments, bonds and other debt instruments, commodities and futures, forwards, swaps, and options that derive their value from bonds, equities, commodities or indices thereof.

  • Financial Instrument means those instruments specified in Section C of Annex I;

  • National Instrument 51-102 means National Instrument 51-102 Continuous Disclosure Obligations;

  • Financial Instruments Accounts Act means the Swedish Financial Instruments Accounts Act (lag (1998:1479) om kontoföring av finansiella instrument).

  • Reporting Financial Institution means a Reporting Finnish Financial Institution or a Reporting U.S. Financial Institution, as the context requires.

  • Non-Reporting Financial Institution means any Financial Institution that is:

  • Financial Closing Date means the date of the closing of the initial agreements for any Financing of the Facility and of an initial disbursement of funds under such agreements.

  • regulated financial institution means a state or nationally chartered bank, savings and loan association or savings bank, credit union, trust company, or other state or federally chartered lending institution or a regulated affiliate or regulated subsidiary of any of these entities.

  • multilateral trading facility or ‘MTF’ means a multilateral system, operated by an investment firm or a market operator, which brings together multiple third-party buying and selling interests in financial instruments – in the system and in accordance with non-discretionary rules – in a way that results in a contract in accordance with Title II of this Directive;

  • EEA Financial Institution means (a) any credit institution or investment firm established in any EEA Member Country which is subject to the supervision of an EEA Resolution Authority, (b) any entity established in an EEA Member Country which is a parent of an institution described in clause (a) of this definition, or (c) any financial institution established in an EEA Member Country which is a subsidiary of an institution described in clauses (a) or (b) of this definition and is subject to consolidated supervision with its parent.

  • UK Financial Institutions means any BRRD Undertaking (as such term is defined under the PRA Rulebook (as amended from time to time) promulgated by the United Kingdom Prudential Regulation Authority) or any person falling within IFPRU 11.6 of the FCA Handbook (as amended from time to time) promulgated by the United Kingdom Financial Conduct Authority, which includes certain credit institutions and investment firms, and certain affiliates of such credit institutions or investment firms.

  • Informed Financial Consent means the medical provider advises you of any out-of-pocket costs before your admission. This is called Informed Financial Consent.