Additional Underwriting Discount means (i) the Manager Conditional Reimbursement Right, plus (ii) the Conditional Payments as defined in Section 2(d) of the IPO Underwriting Agreement, in each case to the extent paid by the Company.
ERISA-Qualifying Underwriting A best efforts or firm commitment underwriting or private placement that meets the requirements of an Underwriter’s Exemption.
Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e)(iii).
Underwriting Fee has the meaning given to it in the eighth paragraph of this Agreement;
Principal Underwriter shall have the meanings given them in the 1940 Act.
Approved Underwriter has the meaning set forth in Section 3(f) of this Agreement.
Qualified Independent Underwriter means a “qualified independent underwriter” within the meaning of FINRA Rule 5121.
Credit Underwriter means the independent contractor under contract with the Corporation having the responsibility for providing Credit Underwriting services.
Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.
Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.
IPO Underwriter means each Person named as an underwriter in Schedule I to the IPO Underwriting Agreement who purchases Common Units pursuant thereto.
Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).
Underwritten Shelf Take-Down Notice has the meaning set forth in Section 2.02(e).
Shelf Underwritten Offering shall have the meaning given in subsection 2.1.3.
Piggyback Request has the meaning set forth in Section 2(c)(i).
Borrower Solicitation of Discounted Prepayment Offers means the solicitation by any Company Party of offers for, and the subsequent acceptance, if any, by a Lender of, a voluntary prepayment of Term Loans at a discount to par pursuant to Section 2.05(a)(v)(D).
Piggy-Back Registration is defined in Section 2.2.1.
Qualified Initial Public Offering means a public offering of the securities of Parent pursuant to an effective registration statement filed under the Securities Act, that is fully underwritten pursuant to a firm commitment contract and with respect to which the product of (a) the price to the public per share multiplied by (b) the aggregate number of offered shares will yield Net Offering Proceeds of at least $50,000,000.
Company Underwriter has the meaning set forth in Section 4(a).
Underwritten Takedown means an underwritten public offering of Registrable Securities pursuant to the Resale Shelf Registration Statement, as amended or supplemented.
Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.
Underwritten Offering Notice has the meaning set forth in Section 2(b).
Borrower Solicitation of Discount Range Prepayment Offers means the solicitation by any Company Party of offers for, and the corresponding acceptance by a Lender of, a voluntary prepayment of Term Loans at a specified range of discounts to par pursuant to Section 2.05(a)(v)(C).
financial undertaking means any of the following entities:
Underwritten Demand shall have the meaning given in subsection 2.1.3 of this Agreement.
Piggyback Registration shall have the meaning given in subsection 2.2.1.
Piggyback Registration Statement has the meaning set forth in Section 3(a).