Advisory Program Account definition

Advisory Program Account means any Account that is managed by us or a Sub- Advisor through an Advisory Program offered under the terms of this Agreement.
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Advisory Program Account means an Account that is governed by this Agreement.
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Examples of Advisory Program Account in a sentence

  • We used the NLOGIT 5.0 software and 1000 random draws to estimate the coefficients, the WTP and their confidence intervals.

  • We reserve the right to refuse for any reason to open any Advisory Program Account.

  • If you open an eligible Advisory Program Account when you sign this Agreement, your initials on the Signature Page or Program Features indicate that you desire to waive trade-by-trade confirmations and your understanding that waiving your right to receive confirmations is not a condition to entering/participating in an Advisory Program and will not result in a different fee.

  • If your instructions are unreasonable, or your RIA believes that the instructions are inappropriate for you, your RIA will notify you that, unless the instructions are modified, your RIA may cancel the Advisory Program Account.

  • If you have an Advisory Program Account, this Agreement shall not be assignable by either party without prior consent of the other.

  • If you request that your RIA liquidate the Advisory Program Account, it will do so in an orderly and efficient manner.

  • The person executing this Agreement on your behalf hereby represents that it is a "named fiduciary" as that term is defined in ERISA, with respect to the control or management of the assets of the Plan or Advisory Program Account and that it is empowered to appoint an "investment manager," as that term is defined in ERISA, with respect to the assets of the Advisory Program Account.

  • The Program Features are part of the Agreement and set forth additional terms and conditions applicable to the Advisory Program Account.

  • If you have not yet received the applicable Disclosure Document, you understand that we will deliver the applicable Disclosure Document prior to the effectiveness of this Agreement with respect to the corresponding Advisory Program Account.

  • However, termination will not affect the responsibilities of your RIA or the Sub-Advisors under this Agreement for previously initiated transactions or for balances due in the Advisory Program Account upon termination.

Related to Advisory Program Account

  • Program Funds means all funds that are required to be deposited into the Non-profit School Food Service Account.

  • Program fund means the program fund established under section 12D.4.

  • Investment Account As defined in Section 3.12(a).

  • Separate Accounts means the accounts which are to be prepared for each

  • Deferral Account means the Company's accounting of the Director's accumulated Deferrals plus accrued interest.

  • Commercial account means an arrangement whereby a retail distributor sells hazardous chemicals to an employer, generally in large quantities over time and/or at costs that are below the regular retail price.

  • Discretionary Account means a Personal Account in which you have completely turned over decision-making authority to a professional money manager (who is not a Family Member or not otherwise covered by this Code) and you have no direct or indirect influence or control over the account. (Such Discretionary Accounts are often referred to as “professionally managed,” “controlled” or “managed” accounts.)

  • Investment Accounts means the Collateral Account, Securities Accounts, Commodities Accounts and Deposit Accounts.

  • Investment Program means a Person for whom Shipper or a direct or indirect subsidiary of Shipper acts as a general partner, managing partner or manager and the securities of which have been offered and sold to investors.

  • Investment Funds means all monies and financial resources available for investment by the Authority, other than proceeds of bonds issued by the Authority.

  • Merchant Account means an account used to submit credit card or debit card transactions or process credit card or debit card transactions.

  • Covered Account means an Account established by a financial intermediary for another as the owner of record on the Fund Registry and through which such owner of record has the ability to conduct transactions in Fund shares directly with and through BNYM.

  • Separate Account shall have the respective meanings assigned to such terms in Section 3 of ERISA.

  • Interim Accounts means the unaudited consolidated quarterly financial statements of the Issuer for the quarterly period ending on each 31 March, 30 June, 30 September and 31 December in each year, prepared in accordance with GAAP.

  • Payroll Deduction Account means the bookkeeping account established for a Participant in accordance with Section 6.

  • Project Account means the account referred to in Section 3.04 (a) of this Agreement;

  • Project Accounts means the accounts referred to in Section 3.03 (a) of this Agreement;

  • Deferred Account means the participant's Deferred Pension Account, Deferred Dividends Account, Deferred Retainer Account, Deferred Fees Account, Deferred Cash Account and/or Deferred Stock Account.

  • Management Accounts means unaudited accounts which shall incorporate a profit and loss statement, cash flow statement and balance sheet.

  • Participant’s Account means an account maintained for each Participant’s participation in DSUs and/or RSUs under the Plan;

  • Subaccounts is defined in Section 8.02(a) of the Indenture.

  • Distribution Accounts Collectively, the Upper-Tier REMIC Distribution Account, the Lower-Tier REMIC Distribution Account, the Excess Interest Distribution Account (and in each case any subaccount thereof), all of which may be subaccounts of a single Eligible Account.

  • Managed Accounts means an account that is professionally managed through a wrap program. Managed Accounts require pre-approval through the Compliance Department prior to starting up the account. The Compliance Department will consider the facts and circumstances of the account, including the functions and duties of the employees, when approving or denying such accounts. In addition, preclearance is exempt with Managed Accounts, however, all trades still require reporting and duplicate statements and confirmations are required to be sent to the Compliance Department. Preclearance is only exempt for trades initiated by the wrap manager. All trades initiated by the employee require preclearance.

  • fully managed account means an account of a client for which a person makes the investment decisions if that person has full discretion to trade in securities for the account without requiring the client’s express consent to a transaction;

  • Client Account means the unique personalized account of the Client consisting of all Completed Transactions, Open Positions and Orders on the Platform, the Balance of the Client money and deposit/withdrawal transactions of the Client money. It is understood that the Company may use the term Trading Account or Account on its Website or communications, which shall mean your Client Account.