Advisory Program Account definition

Advisory Program Account means any Account that is managed by us or a Sub- Advisor through an Advisory Program offered under the terms of this Agreement.
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Advisory Program Account means an Account that is governed by this Agreement.
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Examples of Advisory Program Account in a sentence

  • If you open an eligible Advisory Program Account when you sign this Agreement, your initials on the Signature Page or Program Features indicate that you desire to waive trade-by-trade confirmations and your understanding that waiving your right to receive confirmations is not a condition to entering/participating in an Advisory Program and will not result in a different fee.

  • If you have an Advisory Program Account, this Agreement shall not be assignable by either party without prior consent of the other.

  • By signing this Agreement, you acknowledge receipt of the Disclosure Document(s) relating to your particular Advisory Program Account.

  • With respect to the securities held or formerly held in the Advisory Program Account, or the issuer of such securities, which become the subject of corporate action, such as a rights offer or tender offer, or a legal proceeding, including bankruptcy or a class action lawsuit, you direct us to forward information related to such corporate or legal proceedings directly to you.

  • This Agreement will not be effective as to any particular Advisory Program Account until accepted by the RIA.

  • Depending on the Advisory Program selected, RIA or the Sub-Advisor you have selected will exercise discretion with respect to the day-to-day management of your Advisory Program Account continuously during the term of this Agreement and will buy, sell, or otherwise trade and settle securities or other investments for your Advisory Program Account on a discretionary basis without discussing these transactions with you in advance.

  • All communications to you shall be sent to your address designated on the Advisory Program Account unless you specify otherwise in writing.

  • Inquiries concerning the Agreement and Advisory Program Account should be directed to your financial professional.

  • You or your RIA may terminate an Advisory Program Account by notifying the other party in writing of the Advisory Program Account to be terminated and termination will become effective upon receipt of the notice by the other party.

  • You may contact your RIA during normal business hours to consult with your financial professional concerning management of your Advisory Program Account.