Examples of Advisory Program Account in a sentence
If you open an eligible Advisory Program Account when you sign this Agreement, your initials on the Signature Page or Program Features indicate that you desire to waive trade-by-trade confirmations and your understanding that waiving your right to receive confirmations is not a condition to entering/participating in an Advisory Program and will not result in a different fee.
If you have an Advisory Program Account, this Agreement shall not be assignable by either party without prior consent of the other.
If you request that your RIA liquidate the Advisory Program Account, it will do so in an orderly and efficient manner.
The person executing this Agreement on your behalf hereby represents that it is a "named fiduciary" as that term is defined in ERISA, with respect to the control or management of the assets of the Plan or Advisory Program Account and that it is empowered to appoint an "investment manager," as that term is defined in ERISA, with respect to the assets of the Advisory Program Account.
Your Advisory Program Account will terminate upon notification of your death.
You or your RIA may terminate an Advisory Program Account by notifying the other party in writing of the Advisory Program Account to be terminated and termination will become effective upon receipt of the notice by the other party.
You may contact your RIA during normal business hours to consult with your financial professional concerning management of your Advisory Program Account.
If you have opened a non-discretionary Advisory Program Account, RIA will not have investment discretion over your account.
Neither your RIA nor your Sub- Advisor is responsible for market fluctuations in your Advisory Program Account from time of written notice until complete liquidation.
With respect to the securities held or formerly held in the Advisory Program Account, or the issuer of such securities, which become the subject of corporate action, such as a rights offer or tender offer, or a legal proceeding, including bankruptcy or a class action lawsuit, you direct us to forward information related to such corporate or legal proceedings directly to you.