Examples of Advisory Program Account in a sentence
If your Advisory Program Account does not have a sufficient cash balance to make a payment on the due date, your RIA may instruct WFA, acting in its capacity as a broker-dealer, to sell additional securities in the Advisory Program Account, without prior notice to you, to generate proceeds sufficient to pay the fees.
When you open an Advisory Program Account, we will provide you with relevant Program Features and Disclosure Documents that apply to the specific Advisory Program that you selected.
The person executing this Agreement on your behalf hereby represents that it is a "named fiduciary" as that term is defined in ERISA, with respect to the control or management of the assets of the Plan or Advisory Program Account and that it is empowered to appoint an "investment manager," as that term is defined in ERISA, with respect to the assets of the Advisory Program Account.
By signing this Agreement, you agree to maintain or deposit sufficient funds in the Advisory Program Account to cover all fees and charges payable under this Agreement and you authorize your RIA to debit the Advisory Program Account balances or redeem cash sweep balances in an amount equal to all such fees and charges when due.
You acknowledge that past performance is no guarantee of future results to the Advisory Program Account and that all data provided by us may not be free from error or inaccuracies.
We make no representations or warranty under this Agreement with respect to the present or future level of risk or volatility in the Advisory Program Account, or future performance or activities.
The services of your RIA and Sub- Advisors hereunder relate only to the assets in the Advisory Program Account and do not contemplate a full review or assumption of responsibility for your financial affairs.
You may elect to pay the asset-based Program Fees associated with your Advisory Program Account with funds outside of your IRA/ERISA Plan by debiting another non-IRA/ ERISA account provided on the Program Features.
All trading done in the Advisory Program Account is subject to market risk and investment performance of any kind can never be guaranteed.
This Agreement may not be modified or amended by you except through written amendment signed by RIA and you, provided however, that your RIA may permit you, at our sole discretion, to move to certain Advisory Programs or change certain Advisory Program features without the need to open a new Advisory Program Account or sign a new Agreement.