AFSL Holder definition

AFSL Holder means a person who holds an Australian financial service licence issued under Chapter 7 of the Corporations Act.
Sample 1Sample 2Sample 3

Examples of AFSL Holder in a sentence

  • AFSL Holder means a holder of an Australian financial services licence under section 911A(2)(b) of the Corporations Act.

  • The Investment Manager may elect to pay away some or all of the debt arranging fee to AFSL Holders.The Responsible Entity, on behalf of the Fund, will pay AFSL Holders a stamping fee equal to 1.025% of amounts raised and allocated under Applications bearing the stamp of the AFSL Holder.

  • Each AFSL Holder has their own dispute resolution process you can access, which is outlined in Part 2 of this FSG.

  • We are authorised to provide a range of financial services under the Australian Financial Services Licence of each of the AFSL Holders identified in Part 2 of this FSG.We will be acting on the behalf of the relevant AFSL Holder at all times in relation to the provision of authorised financial services and related financial products.

  • Fees paid to the AFSL Holder Fees paid to the AFSL holder in the year ended 30 June 2016 were $4,420 (2015: $9,100).

  • The Corporate Authorised Representative shall cause all income derived or received by the Corporate Authorised Representative as a representative of the AFSL Holder, to be paid directly to the AFSL Holder.

  • None of the AFSL Holder or the Fund Entities give any assurance as to the tax treatment of the Fund to individual investors.

  • The Company will forward all Application Forms that do not bear an AFSL Holder stamp to Wilson Asset Management (International) Pty Limited.

  • Neither the Licenced Dealer nor any AFSL Holder is responsible for or caused the issue of this Prospectus.

  • Each AFSL Holder responsible for Broker Firm Proceeds equal to or less than $5,000,000 will receive a selling fee equivalent to 1.5% (inclusive of GST) of that AFSL Holder’s Broker Firm Proceeds.

Related to AFSL Holder

  • Octopus Holder means a user of an Octopus who may be an AAVS Account Holder or who has linked his/her Octopus to an AAVS Account in the name of one of his/her family members or friends;

  • Initial Holders has the meaning set forth in the preamble.

  • Series B Holder means a Record Holder of the Series B Preferred Units.

  • Directing Holder means the Holder of Note A-1 or, if Note A-1 is included in a Securitization, the holders of Certificates issued in connection with such Securitization representing the specified interest in the class of Certificates designated as the “Controlling Class” or the duly appointed representative of the holders of such Certificates or such other party that the Note A-1 Holder grants the right to exercise the rights granted to the Directing Holder in this Agreement; provided, that no Borrower Party shall be entitled to act as Directing Holder.

  • Holder means a Person in whose name a Note is registered.

  • Eligible Holder means a Limited Partner whose (a) federal income tax status would not, in the determination of the General Partner, have the material adverse effect described in Section 4.9(a)(i) or (b) nationality, citizenship or other related status would not, in the determination of the General Partner, create a substantial risk of cancellation or forfeiture as described in Section 4.9(a)(ii).

  • 10% Stockholder means the owner of stock (as determined under Code Section 424(d)) possessing more than ten percent (10%) of the total combined voting power of all classes of stock of the Corporation (or any Parent or Subsidiary).

  • Initiating Holder has the meaning set forth in Section 2.01(a).

  • Series A Holder means a Record Holder of Series A Preferred Units.

  • Non-Directing Holder means the Note A-2 Holder or, if Note A-2 is included in a Securitization, the holders of Certificates representing the specified interest in the class of Certificates designated as the “controlling class” or the duly appointed representative of the holders of such Certificates or such other party otherwise entitled under the Note A-2 PSA, to exercise the rights granted to the Non-Directing Holder in this Agreement. If Note A-2 is no longer in a Securitization, the Non-Directing Holder with respect to such Note will be the then-current Holder of such Note.

  • Non-U.S. Holder means a Holder that is not treated as a United States person for U.S. federal income tax purposes as defined under Section 7701(a)(30) of the Internal Revenue Code of 1986, as amended from time to time.