Agent or Broker definition

Agent or Broker has the meaning set forth in 45 CFR 155.20.
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Agent or Broker means a person or entity licensed under Chapter 5 (commencing with Section 1621) of Part 2 of Division 1.
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Agent or Broker has the meaning set forth in 45 CFR 155.20. (5) Applicant has the meaning set forth in 45 CFR 155.20. (6) Application Filer has the meaning set forth in 45 CFR 155.20. (7) Authorized Function means a task performed by a Non-Exchange Entity that the Non- Exchange Entity is explicitly authorized or required to perform based on applicable law or regulation, and as enumerated in the Agreement that incorporates this Appendix B.
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Examples of Agent or Broker in a sentence

  • Applicant’s Signature: Title: Date: If your state requires that we have information regarding your Authorized Retail Agent or Broker, please provide below.

  • Sell, or instruct any Agent or Broker to sell, all or any part of the Collateral in a public or private sale, direct any Agent or Broker to liquidate all or any part of any Account and deliver all proceeds thereof to Bank, and apply all proceeds to the payment of any or all of the Obligation in such order and manner as Bank shall, in its discretion, choose.

  • I also understand that completion of this application does not bind the Company Agent or Broker to provide insurance.

  • Both parties acknowledge that they have not relied on any statements of the real estate Agent or Broker which are not expressed in this Agreement.

  • In this RFP, the terms Proposer, Provider, Insurer and any participating Insurance Agent or Broker are used interchangeably unless the context indicates otherwise.

  • Know the line between acting as a Real Estate Agent or Broker and providing legal advice.

  • Any questions regarding this payment should be directed to the Agent or Broker.

  • If the primary address of the entity listed in item #1 is in the state of New York, Florida or Iowa, these states require that we have the names and address of your (insured’s) authorized Agent or Broker: Name of authorized Agent or Broker: Address: Agent or Broker license number: The undersigned declares that to the best of his/her knowledge and belief the statements set forth herein are true.

  • Shopping for a House Role of the Real Estate Agent or Broker Frequently, the first person you consult about buying a home is a real estate agent or broker.

  • In NY, the Agent or Broker may assess a fee to Insured for obtaining and servicing the Financed Policies pursuant to NY CLS Ins § 2119.


More Definitions of Agent or Broker

Agent or Broker means any individual, company or organisation working on behalf of or alongside Schools Marketing Company or the Buyer.
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Related to Agent or Broker

  • Commodity Broker means any person who engages in the business of effecting transactions in Commodity Contracts for the account of others or for his or her own account.

  • Associate broker means a licensed broker who is employed by

  • Tenant’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Tenant.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Landlord’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Landlord.

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Finder means a person who, for consideration, participates in the offer to sell, sale, or purchase of securities by locating, introducing, or referring potential purchasers or sellers. Finder does not include a person whose actions are solely incidental to a transaction exempt pursuant to section 202(1)(r). The administrator may by rule or order exclude other persons from this definition.

  • Seller’s Broker means CB Xxxxxxx Xxxxx.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Data Broker means either of the following:

  • Brokerage Fee means the fee payable to the Broker for the purchase by any Person of Interests in an Initial Offering equal to an amount agreed between the Managing Member and the Broker from time to time and specified in any Series Designation.

  • Pawnbroker means the same as that term is defined in Section 13-32a-102.

  • REAL ESTATE BROKERS (See also Paragraph 15) REPRESENTATION: The following real estate brokers (collectively, the "BROKERS") and brokerage relationships exist in this transaction (check applicable boxes): [X] XXXX Commercial Real Estate Services represents Lessor exclusively ("LESSOR'S BROKER"); [X] The Xxxxxx Co. represents Lessee exclusively ("LESSEE'S BROKER"); or [ ] _______________________________ represents both Lessor and Lessee ("DUAL AGENCY").

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • Financial Adviser means any:

  • Brokerage means the provision by a third party of services, for a fee, to source Sub-Contractors to provide the Services on behalf of the Provider.

  • Goldman means Xxxxxxx, Sachs & Co.

  • insurance broker means an insurance brokerage firm,

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Financial Advisor has the meaning set forth in Section 3.6.

  • Mortgage broker means any person who for compensation or

  • Introducing Broker means a third party who introduces prospective Clients to the Company.

  • Financial Advisors has the meaning set forth in Section 4.26.