Brokerage Trades definition

Brokerage Trades shall have the meaning given in subsection 3.1.16 of this Agreement.

Related to Brokerage Trades

  • Brokerage means the provision by a third party of services, for a fee, to source Sub-Contractors to provide the Services on behalf of the Provider.

  • Brokerage services means those activities identified in sections 543B.3 and 543B.6.

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Brokerage Fee means the fee payable to the Broker for the purchase by any Person of Interests in an Initial Offering equal to an amount agreed between the Managing Member and the Broker from time to time and specified in any Series Designation.

  • Brokerage agreement means a written or oral agreement

  • Brokers and Finders' Fees............................................ 13 2.14

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Commissions means the Commissions with Jurisdiction over the Issuer (as defined on page 4) and the securities commissions incorporated in the definition of this term in other parts of the Subscription Agreement;

  • Dealer Manager Fee means the fee from the sale of Shares in a Primary Offering, payable to the Dealer Manager for serving as the dealer manager of such Primary Offering.

  • Finder means a person who, for consideration, participates in the offer to sell, sale, or purchase of securities by locating, introducing, or referring potential purchasers or sellers. Finder does not include a person whose actions are solely incidental to a transaction exempt pursuant to section 202(1)(r). The administrator may by rule or order exclude other persons from this definition.

  • Real Estate-Related Securities shall have the meaning set forth in the Charter.

  • Commodity Broker means any person who engages in the business of effecting transactions in Commodity Contracts for the account of others or for his or her own account.

  • Placement shall have the meaning ascribed to such term in Section 2(c).

  • Dealer Managers shall have the meaning set forth in the preamble.

  • Broker Fee shall have the meaning ascribed to such term in Section 2(b)(v).

  • Dealer Manager Agreement shall have the meaning set forth in the preamble.

  • Physical Commodities means any physical commodity with respect to which a Commodity Interest is traded on a market specified in the definition of Commodity Shares above.

  • BofA Securities means BofA Securities, Inc.

  • brokerage and research services shall have the meaning given in the Securities Exchange Act of 1934.

  • Pawnbroker means the same as that term is defined in Section 13-32a-102.

  • Commodities means the Commodities , raw materials, machines, equipments and/or other materials that should be provided by the Supplier to the Buyer under the Contract.

  • Goldman means Xxxxxxx, Sachs & Co.

  • Ocean Transportation Intermediaries (“OTI”) shall include an “ocean freight forwarder” and a “non-vessel operating carrier”;

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Banker s acceptance” means a time draft that is drawn on and accepted by a bank and that represents an irrevocable obligation of the bank.

  • Professional solicitor means any person who, for a financial or other consideration, solicits