brokerage and research services shall have the meaning given in the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder.
brokerage and research services shall have the meaning given in the 1934 Act and the rules and regulations thereunder.
brokerage and research services shall have the meaning given in the Securities Exchange Act of 1934. (c) Any question of interpretation of any term or provision of this Agreement having a counterpart in or otherwise derived from a term or provision of the 1940 Act shall be resolved by reference to such term or provision of the 1940 Act and to interpretation thereof, if any, by the United States courts or in the absence of any controlling decision of any such court, by the Securities and Exchange Commission or its staff. In addition, where the effect of a requirement of the 1940 Act, reflected in any provision of this Agreement, is revised by rule, regulation, order or interpretation of the Securities and Exchange Commission or its staff, such provision shall be deemed to incorporate the effect of such rule, regulation, order or interpretation.
More Definitions of brokerage and research services
brokerage and research services shall have the meaning given in the Exchange Act and the Rules and Regulations thereunder.
brokerage and research services shall have the meaning given in the Securities Exchange Act of 1934 and the Rules and Regulations thereunder. In placing portfolio transactions for the Fund, the Adviser will follow such practices as may from time to time be set forth in the Trust's most recent prospectus or specified by its Board of Trustees.
brokerage and research services has the meaning given in the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder and under any applicable guidance or interpretation of the Securities and Exchange Commission or its staff. Dated: March 12, 2014
brokerage and research services shall have the meaning given in the Securities Exchange Act of 1934 and the rules and regulations thereunder. Each party hereto shall cooperate with each other party and all appropriate governmental authorities (including without limitation the Securities and Exchange Commission, the NASD and State insurance regulators) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this Agreement or the transactions contemplated hereby. Notwithstanding the generality of the foregoing, each party hereto further agrees to furnish the California Insurance Commissioner, or the Insurance Commissioner of any other state, with any information or reports in connection with services provided under this Agreement which such Commissioner may reasonably request in order to ascertain whether the variable contracts operations of the Company are being conducted in a manner consistent with the state's regulations concerning variable contracts and any other applicable law or regulations. This Agreement shall be effective on the date executed. Executed this 16th day of April, 1998. ALLMERICA FINANCIAL INVESTMENT MANAGEMENT SERVICES, INC. /s/ Xxxxx Xxxxxxxx By: /s/ Xxxxxxx X. Xxxxxx ------------------------- --------------------------- Witness ALLMERICA INVESTMENT TRUST /s/ Xxxxx Xxxxxxxx By: /s/ Xxxxxx X. Xxxxxxxxxx ------------------------- --------------------------- Witness SCHEDULE A SERIES OF SHARES OF THE TRUST EFFECTIVE AS OF APRIL 16, 1998 Select Emerging Markets Fund Select Aggressive Growth Fund Select Capital Appreciation Fund Select Value Opportunity Fund Select International Equity Fund Select Growth Fund Select Strategic Growth Fund Growth Fund Equity Index Fund Select Growth and Income Fund Select Income Fund Investment Grade Income Fund Government Bond Fund Money Market Fund SCHEDULE B COMPENSATION EFFECTIVE AS OF JUNE 1, 1998 As full compensation for the services furnished and expenses borne by the Adviser herein, the Trust will pay a monthly fee to the Adviser, computed and paid monthly at an annual rate of the average daily net assets of each Fund, as described below: Select Select Select Capital Select Value Select Select Emerging Aggressive Appreciation Opportunity International Growth Markets Fund Growth Fund Fund Fund Equity Fund Fund ------------ ----------- -------------- ------------ ------------- ------ Manager Fee 1.35% (1) (1) (2) (1) (2) Select Strategic Equity Select Gro...
brokerage and research services shall have the meaning given in the Securities Exchange Act of 1934 and the rules and regulations thereunder. Each party hereto shall cooperate with each other party and all appropriate governmental authorities (including without limitation the Securities and Exchange Commission and the NASD) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this Agreement or the transactions contemplated hereby. This Agreement shall be effective on the date executed. Executed this _____ day of________, 2004. OPUS INVESTMENT MANAGEMENT, INC. By: ------------------------------------ ------------------------------------- Witness OPUS INVESTMENT TRUST By: ------------------------------------ ------------------------------------- Witness SCHEDULE A Fund Shares ------------------ ------ Opus Cash Reserves SCHEDULE B COMPENSATION Effective as of ______, 2004 As full compensation for the services furnished and expenses borne by the Adviser herein, the Trust will pay a fee to the Adviser, computed and paid monthly at an annual rate of 0.22% of the average daily net assets of the Opus Cash Reserves:
brokerage and research services shall have the meaning given in the Securities Exchange Act of 1934 and the rules and regulations thereunder. This Agreement shall be effective on the date executed. Executed this 29th day of July, 1993. INTEGRITY MANAGEMENT & RESEARCH, INC. /s/ Xxxxx Xxxxx By: /s/ Xxxxxxx X. Xxxxxx --------------- --------------------- witness THE VALIANT FUND /s/ Xxxxx Xxxxx By: /s/ Xxxxxxx X. Xxxxxx --------------- --------------------- witness
brokerage and research services shall have the meaning given in the Securities Exchange Act of 1934 and the rules and regulations thereunder. Each party hereto shall cooperate with each other party and all appropriate governmental authorities (including without limitation the Securities and Exchange Commission and the NASD) and shall permit such authorities reasonable access to its books and records in connection with any investigation or inquiry relating to this Agreement or the transactions contemplated hereby. This Agreement shall be effective on the date executed. Executed this 25th day of October, 2004. OPUS INVESTMENT MANAGEMENT, INC. /s/ Xxxxx Xxxxxxxx By: /s/ Xxxx X. Xxxxxxxxx ------------------------------ -------------------------------- Witness Xxxx X. Xxxxxxxxx, President OPUS INVESTMENT TRUST /s/ Xxxxx Xxxxxxxx By: /s/ Xxxxxx X. Xxxxxx ------------------------------ -------------------------------- Witness Xxxxxx X. Xxxxxx, Vice President SCHEDULE A Fund Shares ---- ------ Opus Cash Reserves SCHEDULE B COPENSATION Effective as of October 25, 2004 As full compensation for the services furnished and expenses borne by the Adviser herein, the Trust will pay a fee to the Adviser, computed and paid monthly at an annual rate of 0.22% of the average daily net assets of the Opus Cash Reserves.