Capital Market Undertakings Act definition

Capital Market Undertakings Act means Act No. 256/2004 Coll., on capital market undertakings.
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Capital Market Undertakings Act or CMUA shall mean Act No. 256/2004 Coll., on capital market undertakings.
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Capital Market Undertakings Act or “ZPKT” means Act No. 256/2004 Sb., on Capital Market Undertakings, as amended;
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Examples of Capital Market Undertakings Act in a sentence

  • Patria may only use the Client's Investment Instruments to deal on own account or for the account of another client if the Client has given Patria their prior explicit consent in terms of Section 12e(1) of the Capital Market Undertakings Act, in writing or in any other equivalent manner.

  • Patria always considers the Client to be Patria's client in terms of the Capital Market Undertakings Act, regardless of the fact that the Client is acting for the account or benefit of another person or that it follows from the nature of the matter.

  • A.1Advicea) The Issuer hereby advises in accordance with the provisions of Section 36 (5) of the Capital Market Undertakings Act that:i.

  • The investment services provided by Citfin FT do not comprise an investment advisory service within the meaning of Section 4 (2) e) of the Capital Market Undertakings Act.

  • In light of the above facts, it deems the argument of the Party to the Proceeding regarding the value added of individual services to be irrelevant.As regards the notification of clients pursuant to Article 15i of the Capital Market Undertakings Act, the administrative authority dealt with the same objection and the Bank Board has no reservations about the manner in which it has been settled.3 The Bank Board states that the notification was formal and its substance was not explained to clients.

  • A contract on a client account in the SKD is concluded by the CNB only with an entity stated in Article 92(2) of the Capital Market Undertakings Act.- A client is a legal entity or natural person with which the CNB concludes a contract on securities owner account in the SKD.

  • Co. fulfills its information obligations to clients pursuant to the Capital Market Undertakings Act and the MIFiD II Directive.

  • The Party to the Proceeding’s argument that cooperation between supervisory authorities is expected only at the level of the meaning of Community law contradicts the wording of Article 135a of the Capital Market Undertakings Act, which governs cooperation in the conduct of supervision or on-site examinations and, among other things, lays down the obligation of the domestic supervisory authority to take measures on the basis of notification by a supervisory authority of another Member State.

  • For this reason, the Bank Board did not find that the administrative authority inadmissibly extended the interpretation of Article 15i of the Capital Market Undertakings Act.

  • The amendments include mainly the introduction of notification of the CNB about changes in the stock and balance of client assets, which is required by the Capital Market Undertakings Act, and changes arising from the implementation of EU directives amending Directive 2006/48/EC of the European Parliament and of the Council.

Related to Capital Market Undertakings Act

  • parent undertaking means a parent undertaking as defined in point (15)(a) of Article 4(1) of Regulation (EU) No 575/2013;

  • Standard Securitization Undertakings means representations, warranties, covenants and indemnities entered into by the Borrower or any Subsidiary of the Borrower that are customary in a Securitization Financing.

  • L/C Undertaking has the meaning set forth in Section 2.12(a).

  • Cayman Companies Act means the Companies Act (As Revised) of the Cayman Islands.

  • Australian Corporations Act means the Corporations Xxx 0000 (Cth) of Australia.

  • railway undertaking means any public or private undertaking licensed according to this Directive, the principal business of which is to provide services for the transport of goods and/or passengers by rail with a requirement that the undertaking ensure traction; this also includes undertakings which provide traction only;

  • Financial Markets Act means the Financial Markets Act, 2012 (Act No. 19 of 2012);

  • Banking Act means the UK Banking Act 2009, as amended.

  • international agreement means the Multilateral Convention for Mutual Administrative Assistance in Tax Matters, any bilateral or multilateral Tax Convention, or any Tax Information Exchange Agreement to which the Member State is a party, and that by its terms provides legal authority for the exchange of tax information between jurisdictions, including automatic exchange of such information.

  • Continuing Disclosure Undertaking means the Continuing Disclosure Undertaking of the Issuer, in substantially the form attached hereto as Exhibit 1, dated the Closing Date, for the purpose of providing continuing disclosure information under Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934, as may be amended from time to time.

  • Disclosure Undertaking means the Continuing Disclosure Undertaking, dated as of the Dated Date, relating to certain obligations contained in the SEC Rule.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c.S.5, as amended, and the regulations thereunder, unless otherwise specified, as the same exist on the date hereof.

  • the Companies Act means the Companies Act 1981 of Bermuda as may from time to time be amended;

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Group Undertaking means the Company or another undertaking in the group;

  • Bank Holding Company Act means the Bank Holding Company Act of 1956, as amended.

  • financial undertaking means any of the following entities:

  • group of undertakings means a controlling undertaking and its controlled undertakings;

  • AML/CFT means anti-money laundering and countering the financing of terrorism;

  • Companies Act means the Companies Act, 2008 (Act No. 71 of 2008);

  • International Bureau means the International Bureau of the World Intellectual Property Organization;

  • Securities Financing Transactions Regulation means Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012;

  • subsidiary undertaking means an undertaking controlled by a parent undertaking, including any subsidiary undertaking of an ultimate parent undertaking;

  • Foreign Private Issuer means a “foreign private issuer” within the meaning of Rule 405 of the Securities Act.

  • Undertaking Letter The letter in substantially the form set forth in Exhibit C of the Trust Agreement.

  • statutory undertaker means a person who is or is deemed to be a statutory undertaker for the purposes of any provision of Part 11 of the Town and Country Planning Act 1990.