Examples of Securities Trading Act in a sentence
The internal compliance regulations correspond to the provisions of the directive for the substantiation of the organisational obligations of investment service companies pursuant to Section 80 Securities Trading Act and EU/ESMA legislation on the basis of the Market Abuse Regulation.
Such information will be published as a supplement to the Securities Note pursuant to Section 7-15 of the Norwegian Securities Trading Act.
Section 2 (V) 1, Conflicts of interest as defined in section 85 of the Securities Trading Act (WpHG)GBC AG and the analysts concerned hereby declare that the following potential conflicts of interest exist for the company/companies described, at the time of this publication, and in so doing meet the requirements of section 85 of the Securities Trading Act (WpHG).
Section 2 (V) 1, Conflicts of interest as defined in section 85 of the Securities Trading Act (WpHG)GBC AG and the analysts concerned hereby declare that the following potential conflicts of interest exist for the company/companies described.
It is possible for investment firms to undertake market-making activities in shares listed in Norway if they have a license to this effect under the Norwegian Securities Trading Act, or in the case of investment firms in an EEA member state, a license to carry out market-making activities in their home jurisdiction.