Capital Markets Securities definition

Capital Markets Securities means bonds, debentures, notes or other similar debt securities of the Company or any Subsidiary Guarantor (other than the Notes) with an aggregate principal amount outstanding in excess of $150.0 million.
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Capital Markets Securities means (x) Indebtedness for borrowed money evidenced by bonds, debentures, notes or similar debt or equity-linked securities, in each case issued by or for the account of the Borrower or any Subsidiary to purchasers for trading in capital markets or to be held in institutional purchasers’ portfolios, (y) secured Indebtedness with banks or other institutional lenders or institutional investors providing for term loans or other secured loans other than the financings permitted under Section 7.1(a)(iii), or (z) equity securities issued by the Borrower or any Subsidiary, and in each case other than (a) Permitted Refinancing Indebtedness issued in exchange for, or the net proceeds of which are used to extend, refinance, renew, replace, defease or refund Indebtedness (other than the Term Loans) of the Borrower or any Subsidiary existing as of the Closing Date and (b) Permitted Issuances.
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Capital Markets Securities means bonds, debentures, notes or other similar debt securities of the Company or any Subsidiary Guarantor (other than the Notes and any Additional Notes) with an aggregate principal amount outstanding in excess of $150,000,000.
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Examples of Capital Markets Securities in a sentence

  • SERVICES Commercial Contracts Commercial Lending Corporate & Securities Corporate Governance Joint Ventures & Strategic Alliance Agreements Manufacturing & Food Processing Mergers & Acquisitions Money Management/ Investment Adviser Outside General Counsel Securities & Capital Markets Securities Enforcement Shareholder Activism Venture Capital & Private Equity EDUCATION Washington University in St. Louis School of Law, J.D., 1989 Eastern Illinois University, B.A., 1986 ADMISSIONS Illinois Steven K.

  • The procedures set out in Annex 1 may be varied by agreement between the Issuer, the Agent and the relevant Purchaser, including to take account of any standardised procedures published by Euroclear and/or Clearstream, Luxembourg (together, the ICSDs) and/or the International Capital Markets Securities Association (ICMSA) and/or the International Capital Market Association (ICMA).

  • He has immense experience in all aspect of Corporate Law, Mergers and Acquisitions including Cross-border mergers, Capital Markets, Securities Laws etc.

  • The Exchange has been working proactively with the Capital Markets Securities Authority to broaden the range of products and services in the capital markets industry.

  • In addition, the Company will have the right, upon 30 days’ notice to the Trustee, to cause any Subsidiary Guarantor that has not guaranteed payment of any Indebtedness of the Company or any Subsidiary Guarantor under Credit Facilities or Capital Markets Securities to be unconditionally released from all obligations under its Subsidiary Guarantee, and such Subsidiary Guarantee shall thereupon terminate and be discharged and of no further force or effect.

  • Rohr & Wright, supra note 120 at 92; Coinbase’s Written Testimony for the Subcommittee on Capital Markets, Securities, and Investment, COINBASE (Mar.

  • Apgar, Assistant Secretary for Housing, Federal Housing Commissioner Before the House Subcommittee on Capital Markets, Securities and Government Sponsored Enterprises Committee on Housing, Banking and Financial Services, March 22, 2000.

  • According to Rule 4 of the Capital Markets (Securities Lending, Borrowing and Short Selling) Regulations 2017, the Capital Markets Authority shall prescribe the criteria for the identification of securities that are eligible for SLB transactions.

  • Pediatric Academic Societies (PAS) 2010 Meeting, May 1-4, Vancouver, BC.

  • Testimony of Ricki Helfer, Chairman, FDIC, on Financial Modernization, Before the Subcommitteeon Capital Markets, Securities, and Government Sponsored Enterprises, Committee on Banking and Financial Services, U.S. House of Representatives, March 5, 1997.


More Definitions of Capital Markets Securities

Capital Markets Securities bonds, debentures, notes or other similar debt securities of the Borrower or any Subsidiary Guarantor (other than the Senior Notes).
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Capital Markets Securities means (x) Indebtedness for borrowed money evidenced by bonds, debentures, notes or similar debt or equity-linked securities, in each case issued by or for the account of the Borrower or any Subsidiary to purchasers for trading in capital markets or to be held in institutional purchasers’ portfolios or (y) equity securities issued by the Borrower or any Subsidiary, and in each case other than (a) Permitted Refinancing Indebtedness issued in exchange for, or the net proceeds of which are used to extend, refinance, renew, replace, defease or refund Indebtedness (other than the Term Loans) of the Borrower or any Subsidiary existing as of the Closing Date and (b) Permitted Issuances.
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Capital Markets Securities in Section 1.1 of the Credit Agreement is hereby amended by replacing such definition in its entirety with the following “Capital Markets Securities” shall mean (x) Indebtedness for borrowed money evidenced by bonds, debentures, notes or similar debt or equity-linked securities, in each case issued by or for the account of the Borrower or any Subsidiary to purchasers for trading in capital markets or to be held in institutional purchasers’ portfolios, (y) secured Indebtedness with banks or other institutional lenders or institutional investors providing for term loans or other secured loans other than the financings permitted under Section 7.1(a)(iii), or (z) equity securities issued by the Borrower or any Subsidiary, and in each case other than (a) Permitted Refinancing Indebtedness issued in exchange for, or the net proceeds of which are used to extend, refinance, renew, replace, defease or refund Indebtedness (other than the Term Loans) of the Borrower or any Subsidiary existing as of the Closing Date and (b) Permitted Issuances.
Sample 1

Related to Capital Markets Securities

  • Capital Markets Debt means any debt securities or debt financing issued pursuant to an indenture, notes purchase agreement or similar financing arrangement (but excluding any credit agreement) whether offered pursuant to a registration statement under the Securities Act or under an exemption from the registration requirements of the Securities Act.

  • BofA Securities means BofA Securities, Inc.

  • Capital Markets Indebtedness means any Indebtedness consisting of bonds, debentures, notes or other similar debt securities issued in (a) a public offering registered under the Securities Act, (b) a private placement to institutional investors that is resold in accordance with Rule 144A or Regulation S under the Securities Act, whether or not it includes registration rights entitling the holders of such debt securities to registration thereof with the SEC or (c) a private placement to institutional investors. For the avoidance of doubt, the term “Capital Markets Indebtedness” does not include any Indebtedness under the Credit Agreement, Indebtedness incurred in connection with a sale and leaseback transaction, Indebtedness incurred in the ordinary course of business of the Company, Capital Lease Obligations or recourse transfer of any financial asset or any other type of Indebtedness incurred in a manner not customarily viewed as a “securities offering.”

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Private Securities has the meaning set forth in Annex A hereto.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Capital Market Indebtedness means any obligation for the payment of borrowed money which is, in the form of, or represented or evidenced by bonds, or other instruments which are, or are capable of being, listed, quoted, dealt in or traded on any stock exchange or in any organised market and any guarantee or other indemnity in respect of such obligation; and

  • U.S. Securities means Securities issued by an issuer that is organized under the laws of the United States or any State thereof or that are otherwise traded in the United States, and shall include American Depositary Receipts.

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Placement Agent Warrants shall have the meaning set forth in the Subscription Agreement.

  • Agency Securities means negotiable debt obligations which are fully guaranteed as to both principal and interest by the Federal National Mortgage Association, the Government National Mortgage Association or the Federal Home Loan Mortgage Corporation, but excluding (i) interest only and principal only securities and (ii) Collateralized Mortgage Obligations, Real Estate Mortgage Investment Conduits and similar derivative securities.

  • Barclays Capital is a reference to Barclays Capital, the investment banking division of Barclays Bank PLC;

  • Lock-Up Securities has the meaning set out in Section 5(l).

  • Liquid Securities means securities that are publicly traded on the New York Stock Exchange, the American Stock Exchange or the Nasdaq Stock Market and as to which the Company or any Restricted Subsidiary is not subject to any restrictions on sale or transfer (including any volume restrictions under Rule 144 under the Securities Act or any other restrictions imposed by the Securities Act) or as to which a registration statement under the Securities Act covering the resale thereof is in effect for as long as the securities are held; provided that securities meeting the foregoing requirements shall be treated as Liquid Securities from the date of receipt thereof until and only until the earlier of (a) the date on which such securities are sold or exchanged for cash or Cash Equivalents and (b) 180 days following the date of receipt of such securities. If such securities are not sold or exchanged for cash or Cash Equivalents within 180 days of receipt thereof, for purposes of determining whether the transaction pursuant to which the Company or a Restricted Subsidiary received the securities was in compliance with Section 4.11, such securities shall be deemed not to have been Liquid Securities at any time.

  • Jefferies means Jefferies Finance LLC.

  • Barclays means Barclays Bank PLC.

  • Series A Securities means the Company's Series A 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028 as authenticated and issued under this Indenture.

  • Capital Securities means undivided beneficial interests in the assets of the Trust which rank pari passu with Common Securities issued by the Trust; provided, however, that upon the occurrence and continuance of an Event of Default (as defined in the Declaration), the rights of holders of such Common Securities to payment in respect of distributions and payments upon liquidation, redemption and otherwise are subordinated to the rights of holders of such Capital Securities.

  • Warburg means Warburg, Xxxxxx Capital Partners, L.P., and/or any of its affiliates.

  • Deutsche Bank means Deutsche Bank AG and its affiliated companies, as the context requires.

  • Asset-Backed Securities means securities which: