CE number definition

CE number means the unique identifier assigned to HSBC Broking Securities by the SFC which appears on the front page of the Customer Agreement.
CE number. ( ) means the unique central entity identification number assigned to an intermediary or an associated entity of an intermediary by the Commission;

Examples of CE number in a sentence

  • It is currently licensed by the SFC for Type 1 (dealing in securities), Type 4 (advising on securities), Type 6 (advising on corporate finance) and Type 9 (asset management) regulated activities under the SFO with CE number AAW536.

  • NB: There is no CE number, only a CE marking according to Annex III of the Ecodesign Directive.

  • It is currently licensed by the SFC for Type 4 (advising on securities) and Type 9 (asset management) regulated activities under the SFO with CE number AXY613.

  • The Manager was incorporated with limited liability in August 2008 in Hong Kong and is licensed to conduct Types 1 (Dealing in Securities), 4 (Advising on Securities) and 9 (Asset Management) Regulated Activities under Part V of the SFO with CE number ARO593.

  • It is licensed by the SFC for type 1 regulated activity (dealing in securities), type 4 regulated activity (advising on securities) and type 9 regulated activity (asset management) as defined in Schedule 5 of the SFO, with CE number AOD938.

  • SoFi HK will notify you of material changes to (a) the name and address of the business of SoFi HK; (b) the licensing status of SoFi HK with the SFC and SoFi HK’s CE number; (c) the description of the nature of services provided by SoFi HK; or (d) the description of the remuneration payable to SoFi HK and the basis for such payment.

  • The Manager is a wholly owned subsidiary of AIA Group Limited and is licensed by the SFC for type 4 (advising on securities) and type 9 (asset management) regulated activities with CE number BNF913.

  • In these cases, their C&E number will be assigned as their EORI number.

  • GTJAFX will notify the Client of material changes to any information provided to the Client, which may affect GTJAFX's name, address, licensing status or CE number with the SFC or the service(s) provided to the Client under this Agreement (including remuneration and the basis for payment) to be paid by the Client to GTJAFX and Margin facilities (including interest charges, Margin calls and circumstances under which the Client's positions may be closed without the Client's consent).

  • All traders requiring access to the AEP system will require registration on CRS under a new Revenue taxhead (C&E) number created for all subsequent C&E transactions.

Related to CE number

  • Applicable Number means a number (rounded up to the nearest whole number) equal to the product of (i) the quotient determined by dividing (A) the aggregate number of shares owned by Blackstone to be included in the contemplated Transfer by (B) the aggregate number of shares owned by Blackstone immediately prior to the contemplated Transfer and (ii) the total number of Executive Shares.

  • Reference Number means ninety-eight million, one-hundred eighty-one thousand, eight hundred eighteen (98,181,818) shares of DHI Common Stock (as adjusted for any stock split, stock dividend, reverse stock split or similar event occurring after the Merger).

  • Charge Number means the CCS signaling parameter that refers to the number transmitted through the network identifying the billing number of the calling Party.

  • Mobile Number means a Telephone Number, from a range of numbers in the National Telephone Numbering Plan, that is Adopted or otherwise used to identify Apparatus designed or adapted to be capable of being used while in motion;

  • File number means the number assigned to an initial financing statement pursuant to section 400.9-519(a);

  • Maximum Deliverable Number means the number of Shares set forth as such in Annex B to this Confirmation. Counterparty represents and warrants to BofA (which representation and warranty shall be deemed to be repeated on each day from the date hereof to the Settlement Date or, if Counterparty has elected to deliver any Payment Shares hereunder in connection with a Special Settlement, to the date on which resale of such Payment Shares is completed (the “Final Resale Date”)) that the Maximum Deliverable Number is equal to or less than the number of authorized but unissued Shares of Counterparty that are not reserved for future issuance in connection with transactions in such Shares (other than the transactions under this Confirmation) on the date of the determination of the Maximum Deliverable Number (such Shares, the “Available Shares”). In the event Counterparty shall not have delivered the full number of Shares otherwise deliverable as a result of this paragraph 5 (the resulting deficit, the “Deficit Shares”), Counterparty shall be continually obligated to deliver, from time to time until the full number of Deficit Shares have been delivered pursuant to this paragraph, Shares when, and to the extent that, (i) Shares are repurchased, acquired or otherwise received by Counterparty or any of its subsidiaries after the date hereof (whether or not in exchange for cash, fair value or any other consideration), (ii) authorized and unissued Shares reserved for issuance in respect of other transactions prior to such date which prior to the relevant date become no longer so reserved or (iii) Counterparty additionally authorizes any unissued Shares that are not reserved for other transactions. Counterparty shall immediately notify BofA of the occurrence of any of the foregoing events (including the number of Shares subject to clause (i), (ii) or (iii) and the corresponding number of Shares to be delivered) and promptly deliver such Shares thereafter.

  • Warrant Share Number means at any time the aggregate number of shares of Warrant Stock which may at such time be purchased upon exercise of this Warrant, after giving effect to all prior adjustments and increases to such number made or required to be made under the terms hereof.

  • License number means the official number issued to a private security services business licensed by

  • CAS number means the Chemical Abstract Service registry number identifying a particular substance.

  • Fully Diluted Share Number means the aggregate sum of: (i) the number of shares of Company Common Stock issued and outstanding immediately prior to the Effective Time; (ii) the number of shares of Company Common Stock issuable upon the voluntary conversion of all of the shares of Company Preferred Stock issued and outstanding immediately prior to the Effective Time into Company Common Stock and (iii) the number of shares of Company Common Stock issuable upon exercise of all Stock Options.

  • Specified Number means the number of Public Sources specified in the applicable Terms or, if a number is not so specified, two.

  • DUNS Number means a unique nine digit identification number provided by Dun & Bradstreet for each physical location of Grantee’s organization. Assignment of a DUNS Number is mandatory for all organizations seeking an Award from the state of Illinois.

  • Facsimile Number 020 7964 6061/6399 Attention: Global Structured Finance

  • Item number means the unique number attached to each professional service contained in the Medicare Benefits Schedule (MBS). Each item number has a set benefit. For more information see MBS Online.

  • Fax Number Email Address: Credentialing Contact: Telephone Number: Fax Number: Email Address:

  • Batch number means a unique numeric or alphanumeric identifier assigned prior to any testing to allow for inventory tracking and traceability.

  • Conversion Ratio means the ratio (expressed as the number of Shares to which one Warrant relates) specified by the Issuer, subject to adjustments in accordance with these Conditions.

  • Conversion Rate shall have the meaning specified in Section 14.01(a).

  • Conversion Price shall have the meaning set forth in Section 4(b).

  • Warrant Exercise Price means $0.01 per share.

  • Maximum Eligibility Number means initially zero and shall be increased upon each exercise of the Series C Warrant held by the Holder by such aggregate number of shares of Common Stock equal to 100% of the number of shares of Common Stock issued upon any such exercise of such Series C Warrant (as adjusted for stock splits, stock distributions, recapitalizations and similar events).

  • Adjustment Number initially shall be 1000. In the event the Corporation shall at any time after May 18, 2004 (i) declare and pay any dividend on Common Stock payable in shares of Common Stock, (ii) subdivide the outstanding Common Stock, or (iii) combine the outstanding Common Stock into a smaller number of shares, then in each such case the Adjustment Number in effect immediately prior to such event shall be adjusted by multiplying such Adjustment Number by a fraction, the numerator of which is the number of shares of Common Stock outstanding immediately after such event and the denominator of which is the number of shares of Common Stock that were outstanding immediately prior to such event.

  • Emergency Service Number or "ESN" is a three to five digit number representing a unique combination of Emergency Response Agencies (law enforcement, fire and emergency medical service) designed to serve a specific range of addresses within a particular geographical area. The ESN facilitates Selective Routing and transfer, if required, to the appropriate PSAP and the dispatch of proper Emergency Response Agency(ies).

  • Number or "Identifier" means any number, IP address, e-mail address or other identifier provisioned by Carriers, their agents or the Equipment manufacturer to be used with Service.

  • Automatic Number Identification or "ANI" means a Feature Group D signaling parameter which refers to the number transmitted through a network identifying the billing number of the calling party.

  • voter ID number means a unique, randomly generated numeric identifier allocated to each voter by the Returning Officer for the purpose of e-voting,