Compliance 11 definition
Examples of Compliance 11 in a sentence
Such Certificate of Compliance 11 for Qualified Residential Rental Projects shall be shall be prepared pursuant to the terms of the CDLAC Conditions.
The reports can be accomplished through submission of account statements, verification through the Schwab Compliance 11 system.
The CCO or their designee shall update Compliance 11 as necessary to include new Access Persons and Investment Personnel and shall notify those persons of their obligations under the Code.
All requests for pre-clearance of Personal Securities Transactions must be made through the Schwab Compliance 11 system.
The Borrower will prepare and submit to the Issuer, not later than February 1 of each year, until the rehabilitation of Project and the Other Project is completed, and on February 1 every three years thereafter until the end of the Compliance Period, a Certificate of Compliance 11 for Qualified Residential Rental Projects, in substantially the form required or otherwise provided by CDLAC from time to time, executed by an authorized representative of the Borrower.
If an employee account is held at C▇▇▇▇▇▇ S▇▇▇▇▇ &Co., Fidelity Investments, M▇▇▇▇▇▇ L▇▇▇▇ or M▇▇▇▇▇ S▇▇▇▇▇▇, duplicate confirmations and statements will be received through electronic feed to the Schwab Compliance 11 system for monitoring.
The Company confirms that it will no longer monitor your brokerage information through Compliance 11 after the Last Day of Employment.
REPRESENTATIONS AND WARRANTIES 9 4.1 Title; No Other Liens 9 4.2 Perfected First Priority Liens 9 4.3 Jurisdiction of Organization 10 4.4 Credit Card Accounts Receivable and Pharmacy Receivables 10 4.5 Related Intellectual Property 10 4.6 [Intentionally Omitted] 11 4.7 Dealer Store Inventory 11 4.8 Pharmaceutical Laws 11 4.9 HIPAA Compliance 11 4.10 Compliance with Health Care Laws 12 4.11 Prescription Lists 12 SECTION 5.
REPRESENTATIONS AND WARRANTIES OF THE COMPANY 8 SECTION 3.1. Organization and Qualification; Subsidiaries 8 SECTION 3.2. Certificate of Incorporation and By-Laws 9 SECTION 3.3. Capitalization 9 SECTION 3.4. Authority 10 SECTION 3.5. No Conflict; Required Filings and Consents 11 SECTION 3.6. Compliance 11 SECTION 3.7. SEC Filings; Financial Statements 12 SECTION 3.8. Absence of Certain Changes or Events 13 SECTION 3.9. No Undisclosed Material Liabilities 13 SECTION 3.10.
Compliance 1.1 Security Policy Management CIS will maintain and comply with the standards and benchmarks set forth in International Organization for Standardization ISO/IEC 27000 Series and the standards, benchmarks and controls defined by the Center for Internet Security, as both may be amended or updated from time to time.