Compliance Audit Participants definition

Compliance Audit Participants means Registered Entities scheduled to be audited and the audit team members.
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Examples of Compliance Audit Participants in a sentence

  • The Compliance Enforcement Authority provides additional information to the Compliance Audit Participants, including Compliance Audit materials, coordinating agendas and changes to the Compliance Audit schedule as required.

  • In addition to Compliance Audit Participants, the Audit Team Leader may approve RRC staff, RRC contractors, RRC SMEs and/or other Registered Entities as authorized observers to the Compliance Audit.

  • In any Compliance Audit of a Registered Entity, the Registered Entity being audited and SMEs representing the Registered Entity are Compliance Audit Participants as approved by the Audit Team Leader.

  • Outcome Objective 2.2.3 - Use placement and job availability data as a recruiting tool for new students (Marketing, CTE Departments)Progress UpdatesReporting Year: 2014-15 08/01/2015Status: In Progress - Continue Next YearCTE Depts are currently utilizing Tile V grant funds to deploy a one page template brochure/webpage, containing employment data .

  • The Administrator will provide additional Information to the Compliance Audit Participants, including audit materials, coordinating agendas and changes to the audit schedule as required.

Related to Compliance Audit Participants

  • Compliance Audit means the procedure (in a form advised by the GLA from time to time) by which an auditor independent of the Grant Recipient certifies (at the Grant Recipient's cost) whether the Named Projects developed or Rehabilitated pursuant to this Agreement satisfy the GLA's procedural compliance requirements (as described in the Affordable Housing Capital Funding Guide);

  • Compliance Committee means the committee referenced under the Federated Code of Business Conduct and Ethics, consisting of, among others, the Chief Compliance Officer, the General Counsel, the Chief Audit Executive and the Chief Risk Officer.

  • Distribution Compliance Period means the period that ends 40 days after the completion of the distribution of each Tranche of Notes, as certified by the relevant Dealer (in the case of a non-syndicated issue) or the relevant Lead Manager (in the case of a syndicated issue);

  • Compliance Plan means the compliance obligations, program, and procedures described in this Consent Decree at paragraph 13.