Compliance System definition

Compliance System. The Compliance System is made up of various applications (e.g. ESTR- IRB, Agreements-DUAs, Research Data Safety-Information Security) that support institutional compliance with internal policies as well as external laws and regulations. Reviews from each application should be linked using the Manage Related Projects function. Both researchers and administrators have access to the Compliance System, as it is intended to provide transparency and consistency to Harvard’s research processes and procedures.
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Compliance System means the electronic personal securities transaction and compliance system acquired by from a third party vendor and operated and maintained by Portolan, as in effect from time to time.
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Compliance System means all information-technology related systems, constituting all systems used by the Service Provider to render the Services, between and including the points designated by all addresses belonging to the domain Xxxxxxxxx.xxx owned by the Service Provider or by any third party contracted with the Service Provider;
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Examples of Compliance System in a sentence

  • The bidder should use the Civil Rights & Compliance System [CRCS] and related WisDOT- approved DBE outreach tools, including the Bid Express Small Business Network, to foster DBE participation on all applicable contracts.

  • A copy of the letter will be forwarded to the agency’s Permit Compliance System section to update the permit reporting requirements.

  • This information should be entered into the Equal Opportunity Compliance System within 3 business days of submission of the bid or proposal.

  • All vendors will be required to submit a monthly report via the Online Diversity Compliance System for compliance with Small/Micro, Minority/Women and/or Veteran subcontractors utilized and/or any affirmative procurement initiatives.

  • A copy of the letter will be forwarded to the Permit Compliance System section to update the permit reporting requirements.

  • It is the Contractor’s responsibility to ensure that they and their subcontractors are registered and trained as required to utilize the Alameda County Contract Compliance System.

  • In addition, Employees must notify the Compliance Department through the Firm’s Compliance System when closing a Personal Account.

  • This system accesses the following databases: Resource Conservation and Recovery Information System (RCRIS), Biennial Reporting System (BRS), Toxic Release Inventory (TRI), Permit Compliance System (PCS), and Comprehensive Environmental Response Compensation and Liability Information System (CERCLIS).

  • Alameda County Contract Compliance System training and ongoing support are provided at no charge to contractors and participating sub-contractors awarded a contract as a result of this bid process for this project.

  • The Contractor and its subcontractors are required to electronically submit subcontractor payment information using the County’s Subcontractor Payment Compliance System (SPCS), accessed through a link on the Dallas County SBE webpage.


More Definitions of Compliance System

Compliance System means the Firm’s Compliance Pre-clearance, Reporting and Certification System (StarCompliance).
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Compliance System means the aggregate of elements of the corporate
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Compliance System means any system used by the Firm for facilitating its employees’ reporting obligations under this Code. The Compliance Department will make available information regarding how to access and use the Compliance System.
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Compliance System means for reporting regarding the third quarter of 2017 and prior, Compliance Sci’s Personal Trading Control System or “PTCC,” and thereafter the Company’s BasisCode Compliance suite of compliance software.
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Related to Compliance System

  • Compliance Review means an inspection of the home, grounds, and files to determine compliance with these regulations.

  • Compliance schedule means a schedule of events, by date, which will result in compliance with these regulations.

  • Compliance Report means, as applicable in relation to the test being conducted, a report containing the results of the Compliance Tests carried out by State Street.

  • Compliance Statement is that certain statement in the form attached hereto as Exhibit B.

  • Compliance Audit means the procedure (in a form advised by the GLA from time to time) by which an auditor independent of the Grant Recipient certifies (at the Grant Recipient's cost) whether the Named Projects developed or Rehabilitated pursuant to this Agreement satisfy the GLA's procedural compliance requirements (as described in the Affordable Housing Capital Funding Guide);

  • Compliance Order means an order issued by the Code Enforcement Officer pursuant to subdivision (a) of section 15 of this local law.

  • Compliance Department means the Chief Compliance Officer of Federated and those other individuals designated by him or her as responsible for implementing this Code and the Associated Procedures.

  • Compliance Plan means the compliance obligations, program, and procedures described in this Consent Decree at paragraph 13.

  • Compliance Forester means the DNR staff person(s) identified in the Pre-Work Conference who perform the compliance inspections, approve Work, recommend payment to the Contract Manager, and manage the Work Schedule.

  • Compliance year means the calendar year beginning with June 1 and ending with May 31 of the following year, for which a Retail Electricity Supplier must demonstrate that it has met the requirements of this Regulation.

  • Safety compliance facility means a licensee that is a commercial entity that receives marihuana from a marihuana facility or registered primary caregiver, tests it for contaminants and for tetrahydrocannabinol and other cannabinoids, returns the test results, and may return the marihuana to the marihuana facility.

  • Compliance Program means the program established by CNYCC to prevent, detect, and address compliance issues that arise with respect to PPS operations, projects or activities.

  • Program Requirements means certain minimum program entry requirements as well as ongoing program requirements, to be fulfilled by Partner, some of which are general PartnerEdge requirements, some of which are specific for the “Sell Engagement” and some of which are specific for the different “Cloud” Product Families, including, without limitation payment of the Program Fee(s), meeting certain minimum annual revenue requirements, upholding a Sell Authorization for at least one “Cloud” Product Family and other requirements as set out in detail in the PartnerEdge Program Guide and the RSPI.

  • Web Site Accessibility Standards/Specifications means standards contained in Title 1 Texas Administrative Code Chapter 206.

  • Web Site Accessibility Standards/Specifications means standards contained in Title 1 Texas Administrative Code Chapter 206.

  • Compliance Date means, in each case, the date by which compliance is required under the referenced provision of ARRA’s or HIPAA’s implementing regulations, as applicable.

  • Reporting Requirement By January 31, 2017, the District will provide for OCR’s review and approval the Web Accessibility Policy drafted consistent with Item 1.

  • Trading Compliance Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • Year 2000 Compliance has the meaning set forth in section 17.29 of the Management Agreement.

  • Repeat compliance period means any subsequent compliance period after the initial compliance period.

  • PJM Region Reliability Requirement means, for purposes of the Base Residual Auction, the Forecast Pool Requirement multiplied by the Preliminary PJM Region Peak Load Forecast, less the sum of all Preliminary Unforced Capacity Obligations of FRR Entities in the PJM Region; and, for purposes of the Incremental Auctions, the Forecast Pool Requirement multiplied by the updated PJM Region Peak Load Forecast, less the sum of all updated Unforced Capacity Obligations of FRR Entities in the PJM Region.

  • Reporting Requirements As defined in Section 11.15.

  • StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal securities transactions and file many of the reports required herein. The application can be accessed via the AB network at: https://alliance-ng.starcompliance.com/.

  • Operational requirements means the need to ensure that the Agency is to be operated as effectively, efficiently and economically as possible.

  • major non-compliance outcome notification means a notification received by a council under section 19N(3) or (4) of the Food Act 1984, or advice given to council by an authorized officer under that Act, of a deficiency that does not pose an immediate serious threat to public health but may do so if no remedial action is taken

  • Compliance Costs means all expenses, commitments or obligations in excess of one million dollars ($1,000,000) incurred by Carrier or required to be incurred by Carrier to comply with a Change in Law, irrespective of whether such expenses, commitments or obligations are to be incurred as a one-time expenditure or periodically for an extended period.