Compliance System definition

Compliance System. The Compliance System is made up of various applications (e.g. ESTR- IRB, Agreements-DUAs, Research Data Safety-Information Security) that support institutional compliance with internal policies as well as external laws and regulations. Reviews from each application should be linked using the Manage Related Projects function. Both researchers and administrators have access to the Compliance System, as it is intended to provide transparency and consistency to Harvard’s research processes and procedures.
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Compliance System means the electronic personal securities transaction and compliance system acquired by from a third party vendor and operated and maintained by Portolan, as in effect from time to time.
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Compliance System means all information-technology related systems, constituting all systems used by the Service Provider to render the Services, between and including the points designated by all addresses belonging to the domain Xxxxxxxxx.xxx owned by the Service Provider or by any third party contracted with the Service Provider;
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Examples of Compliance System in a sentence

  • The University’s Compliance System is comprised of applications (e.g. ESTR-IRB, Agreements-DUA, Research Data Safety-IT Security) that facilitate compliance with internal policies, as well as external regulations and requirements, such as those included in a DUA.


More Definitions of Compliance System

Compliance System means the aggregate of elements of the corporate
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Compliance System means for reporting regarding the third quarter of 2017 and prior, Compliance Sci’s Personal Trading Control System or “PTCC,” and thereafter the Company’s BasisCode Compliance suite of compliance software.
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Compliance System means any system used by the Firm for facilitating its employees’ reporting obligations under this Code. The Compliance Department will make available information regarding how to access and use the Compliance System.
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Compliance System means the Firm’s Compliance Pre-clearance, Reporting and Certification System (StarCompliance).
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Related to Compliance System

  • Compliance Review means an inspection of the home, grounds, and files to determine compliance with these regulations.

  • Compliance schedule means a schedule of events, by date, which will result in compliance with these regulations.

  • Compliance Statement is that certain statement in the form attached hereto as Exhibit B.

  • Compliance Audit means the procedure (in a form advised by the GLA from time to time) by which an auditor independent of the Grant Recipient certifies (at the Grant Recipient's cost) whether the Named Projects developed or Rehabilitated pursuant to this Agreement satisfy the GLA's procedural compliance requirements (as described in the Affordable Housing Capital Funding Guide);

  • Compliance Order means an order issued by the Code Enforcement Officer pursuant to subdivision (a) of section 15 of this local law.

  • Compliance Plan means the compliance obligations, program, and procedures described in this Consent Decree at paragraph 13.

  • Compliance Forester means the DNR staff person(s) identified in the Pre-Work Conference who perform the compliance inspections, approve Work, recommend payment to the Contract Manager, and manage the Work Schedule.

  • Compliance year means the calendar year beginning with June 1 and ending with May 31 of the following year, for which a Retail Electricity Supplier must demonstrate that it has met the requirements of this Regulation.

  • Compliance Program means the program established by CNYCC to prevent, detect, and address compliance issues that arise with respect to PPS operations, projects or activities.

  • Program Requirements means that Partner has to fulfill certain program requirements as described in detail in the applicable SAP PartnerEdge Model and the PartnerEdge Program Guide.

  • Compliance Date means, in each case, the date by which compliance is required under the referenced provision of ARRA’s or HIPAA’s implementing regulations, as applicable.

  • Trading Compliance Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • Reporting Requirements As defined in Section 11.12.