Considered for purchase or sale definition

Considered for purchase or sale means a security that is being considered for purchase or sale by a Fund when a portfolio manager of the Adviser or a Subadviser has recommended that the Fund purchase or sell the Security.
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Considered for purchase or sale means a Security is being "considered for purchase or sale" for a Client's account when the Security is discussed at a portfolio manager team meeting and the Security is added to the Recommended List.
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Considered for purchase or sale means a security that is being considered for purchase or sale by the Company when an investment professional of the Adviser or a Subadviser has recommended that the Company purchase or sell the Security.
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Examples of Considered for purchase or sale in a sentence

  • Considered for purchase or sale or "Being purchased or sold occurs when (i) a recommendation to purchase or sell a security has been made and communicated, or (ii) with respect to the person making a recommendation, the person first seriously considers making such a recommendation.

  • Considered for purchase or sale A Security is being “considered for purchase or sale” if the Adviser has placed it on a restricted list (or in a similarly designated grouping) or within the last 15 calendar days has presented the Security to its investment committee (or similarly designated portfolio manager(s)) for consideration of purchase or sale.

Related to Considered for purchase or sale

  • Being Considered for Purchase or Sale means, with respect to any security, that a recommendation to purchase or sell such security has been made and communicated or, with respect to the person making the recommendation, such person seriously considers making such recommendation.

  • Ineligible Securities means securities which may not be underwritten or dealt in by member banks of the Federal Reserve System under Section 16 of the Banking Act of 1933 (12 U.S.C. Section 24, Seventh), as amended.

  • Required form means in the form of mill product, such as bar, billet, wire, slab, plate, or sheet, and in the grade appropriate for the production of—

  • Covered foreign country means The People’s Republic of China. “Covered telecommunications equipment or services” means–

  • Participating FFI means an FFI that, as from the effective date of any rules requiring withholding on "passthru payments" (as such term is defined pursuant to Sections 1471 through 1474 of the Code and any regulations thereunder or official interpretations thereof), meets the requirements of Section 1471(b) of the Code and any regulations or other official guidance issued thereunder and that has not elected to be withheld upon pursuant to Section 1471(b)(3) of the Code;

  • Registered Fund means an investment company registered under the Investment Company Act.

  • Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.

  • transferable securities means those classes of securities which are negotiable on the capital market, with the exception of instruments of payment, such as:

  • Eligible Securities means those securities which are identified as permissible securities for a particular Transaction Category.

  • Participating Share or “Share” means the Participating Shares of no par value in the

  • Public purchase means a purchase by means of competitive bids of goods, services, or materials by the State or any of its political subdivisions or public agencies on whose behalf the Attorney General may bring an action pursuant to subdivision (c) of Section 16750 of the Business and Professions Code.

  • Participating Shares means shares that entitle their holders to participate without limitation in distributions.

  • Applied For means that you have already applied for a TIN or that you intend to apply for one soon. Caution: A disregarded U.S. entity that has a foreign owner must use the appropriate Form W-8.

  • Non-permitted Foreign Holder As defined in Section 3.03(f).

  • Tendered Units shall have the meaning set forth in Section 8.6.A.

  • Participating Merchant means a Merchant that offers the Online Payment Service as an online payment option on the Merchant’s website.

  • Qualified Initial Public Offering means a firm underwritten offering of the Company pursuant to a registration statement under the Securities Act (i) of common Capital Stock having an aggregate gross offering price of at least $50,000,000 and (ii) reasonably expected to result in more than 100 holders of record of Voting Stock of the Company (exclusive of holdings of Affiliates and employees of the Company).

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e).

  • Offering Shares means the shares of Common Stock issued to the Purchasers pursuant to the Subscription Agreements, and any shares of Common Stock issued or issuable with respect to such shares upon any stock split, dividend or other distribution, recapitalization or similar event with respect to the foregoing.

  • Non-Qualified Share Option means an Option that is not intended to be an Incentive Share Option.