Countrywide Securities definition

Countrywide Securities. Banc One Capital Bear, Stearns Class Corporation Markets, Inc. & Co. Inc. ----- ---------------------- ---------------- --------------

Examples of Countrywide Securities in a sentence

  • If you have not received the statement, call your Countrywide Securities account representative for another copy.

  • Mizuho Securities USA Citigroup Global Markets Inc Xxxxxx Xxxxxxx & Co International Limited Citigroup Global Markets Limited Xxxxxx Xxxxxxx Securities Ltd Commerzbank AG, Frankfurt Xxxxxx Xxxxxxx & Co. Incorporated Commerzbank Capital Markets Corp Xxxxxx Xxxxxxx Bank AG, Frankfurt Countrywide Securities Corporation MS Securities Services Inc.

  • Defendants Countrywide Financial, Countrywide Home Loans, Countrywide Capital Markets, and Countrywide Securities all became part of Bank of America following the merger of Countrywide Financial into Bank of America on July 1, 2008.

  • Any remaining amounts in excess of $1,000 will be distributed to Countrywide Securities Corporation and will not be available to pay any future Yield Supplement Amounts.

  • By: By: Name: Xxxxxxx Xxxxxxxx Name: Title: Senior Vice President Title: Date: Date: This Annex I forms a part of the Master Repurchase Agreement dated as of June 22, 2004 (the “Agreement”) between Countrywide Securities Corporation and Aether Systems, Inc.

  • All communications hereunder will be in writing and effective only on receipt and, if sent to the Underwriter, will be delivered to Countrywide Securities Corporation, 4500 Park Granada, MS CH-143, Calabasas, California 91302, or if sent xx XXXXX, xxxx xx xxxxxxxxx xx XXXXX xx 0000 Xxx Xxxxxxxogy Way, Frederick, Maryland 21703; or if sent to Welxx Xxxxx Xxxx, xxxx xx xxxxxxxxx xx Xxxxx Xxxxx Xxnk at 1 Home Camxxx, Des Moines, Iowa 50328-0001.

  • Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated and Countrywide Securities Corporation are acting as joint bookrunning managers in the following manner: Countrywide Securities Corporation is acting as sole bookrunning manager with respect to % of the class certificates, and Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated is acting as sole bookrunning manager with respect to the remainder of the class certificates and all other classes of offered certificates.

  • The Task Force on Tri-Party Repo Infrastructure (Task Force 2010) notes that “At several points during the financial crisis of 2007-2009, the tri-party repo market took on particular importance in relation to the failures and near-failures of Countrywide Securities, Bear Stearns, and Lehman Brothers.

  • Countrywide Home Loans, Inc., Countrywide Securities Corp., Countrywide Financial Corp., and Bank of America Corp., Index No. 651612/2010 (Supreme Court of the State of New York, County of New York, filed September 28, 2010).

  • Gartland, Managing Director, Morgan Stanley & Co. Incorporated (December 23, 2004); Frank Tripodi, Managing Director & CFO, TD Securities (USA) LLC (December 17, 2004); David Cassan, Countrywide Securities Corp.

Related to Countrywide Securities

  • Private Securities has the meaning set forth in Annex A hereto.

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Serviced Companion Loan Securities Any commercial mortgage-backed securities that evidence an interest in or are secured by the assets of an Other Securitization Trust, which assets include a Serviced Companion Loan (or a portion thereof or interest therein).

  • Individual Securities shall have the meaning specified in Section 3.01(p).

  • Asset-Backed Securities means securities which:

  • Real Estate-Related Securities shall have the meaning set forth in the Charter.

  • Mortgage-backed Securities means securities that are secured or otherwise backed by Mortgage Loans.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • Executive Securities means the Class A Common acquired by the Executive and will include units of the Company's Common Interests issued with respect to Executive Securities by way of a split, dividend, combination, exchange, conversion, or other recapitalization, merger, consolidation or reorganization. Executive Securities will cease to be Executive Securities when transferred pursuant to a Qualified Public Offering or Sale of the Company. Executive Securities will continue to be Executive Securities in the hands of any holder other than the Executive, including all transferees of the Executive (except for the Company and the Investor (or its designee)), and except as otherwise provided herein, each such other holder of Executive Securities will succeed to all rights and obligations attributable to the Executive as a holder of Executive Securities hereunder.

  • Derivative Securities means any securities or rights convertible into, or exercisable or exchangeable for (in each case, directly or indirectly), Common Stock, including options and warrants.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • Subordinated Securities means Securities that by the terms established pursuant to Subsection 2.3(9) are subordinated in right of payment to Senior Indebtedness of the Issuer.

  • Municipal Securities means municipal securities as described under the heading “Portfolio Contents” in the prospectus or other offering document for a Series of RVMTP Shares.

  • Covered Securities means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly known as a "security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing.

  • Institutional Investors means any regulated investment company, segregated asset account, foreign investment company, common trust fund, group trust or other investment arrangement, whether organized within or without the United States of America.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Initial Mortgage Loans The Mortgage Loans included in the Trust as of the Closing Date.

  • Agency Securities means negotiable debt obligations which are fully guaranteed as to both principal and interest by the Federal National Mortgage Association, the Government National Mortgage Association or the Federal Home Loan Mortgage Corporation, but excluding (i) interest only and principal only securities and (ii) Collateralized Mortgage Obligations, Real Estate Mortgage Investment Conduits and similar derivative securities.

  • Permitted Securities means any of the following:

  • Registerable Securities means (i) the Common Stock issued or issuable to the Shareholder upon conversion of the Series A Shares issued in accordance with the terms of the Loan Agreement, and (ii) any securities issued or issuable with respect to the Common Stock referred to in clause (i) by way of replacement, share dividend, share split or in connection with a combination of shares, recapitalization, merger, consolidation or other reorganization.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;