DMA Dealer definition

DMA Dealer means a person who has been accredited and approved by NZX as a DMA Dealer to use the trading functionality available in the Trading System, including entering, withdrawing or amending Orders, Bids and/or Trades on behalf of a Trading Participant or DMA Authorised Person;
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Examples of DMA Dealer in a sentence

  • The candidate’s potential ability to perform, in a satisfactory manner, the duties of a Dealer and/or DMA Dealer (as applicable) as demonstrated by a period of specific training for these duties in a Trading Participant’s office or some equivalent office in the Securities industry;(b) Has fulfilled any NZX training, accreditation requirements and/or testing obligations.

  • Notify NZX in writing of any changes internally to the person(s) holding the position of Dealer or DMA Dealer for that Trading Participant as soon as such a change has been implemented by that Trading Participant and in any case within 5 Business Days of a change being made.

  • The application shall be accompanied by a statutory declaration by the Dealer and/or DMA Dealer in the form provided in Appendix 2A and by an undertaking to NZX from the Trading Participant that employs the candidate in the form provided in Appendix 2B.

  • During the training period, each trainee must undertake actual "on the job" training in the Participant's organisation, while under the constant supervision of an accredited Dealer or DMA Dealer, as appropriate to the Dealer type for which the Candidate is seeking approval.

  • DMA Dealer and Dealer Application ProcedureProcedure for Rules 3.5.2 and 3.5.33.5.2 A Candidate seeking designation as a Dealer or DMA Dealer must complete the appropriate Application Form, statutory declaration and undertaking as prescribed by NZX from time to time by the Procedures.

  • DMA Dealer and Dealer Application ProcedureProcedure for Rules 3.5.2 and 3.5.3 3.5.2 A Candidate seeking designation as a Dealer or DMA Dealer must complete the appropriate Application Form, statutory declaration and undertaking as prescribed by NZX from time to time by the Procedures.

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  • If any priority Buyers or priority Sellers wish to Trade at the Dealer’s, DMA Dealer’s or DMA Authorised Person’s price, a Dealer, DMA Dealer or DMA Authorised Person must deal only with the priority Buyers or priority Sellers in accordance with the order or priority recorded in the Trading System at the close of the Normal Trading Session and may only effect a transaction with any other Dealer, DMA Dealer or DMA Authorised Person after the priority Buyers or priority Sellers have first been satisfied.

  • The Dealer, DMA Dealer and DMA Authorised Person must deal only with priority Buyers or Sellers.

  • The Dealer, DMA Dealer, or DMA Authorised Person may Trade using another Trading Participant’s facilities or the facilitiesprovided by NZX as if they were its own provided that that Trading Participant has an arrangement in place to do so.

Related to DMA Dealer

  • Relevant Dealer means, in respect of any Variable Rate Note, the Dealer party to the Programme Agreement referred to in the Agency Agreement with whom the Issuer has concluded or is negotiating an agreement for the issue of such Variable Rate Note pursuant to the Programme Agreement;

  • Dealer means a dealer who sold a Financed Vehicle and who originated and assigned the respective Receivable to AmeriCredit or an Originating Affiliate under a Dealer Agreement or pursuant to a Dealer Assignment.

  • Reference Bond Dealer means each of five banks which are primary government securities dealers or market makers in pricing corporate bond issuances, as selected by the Calculation Agent in its discretion after consultation with the Issuer;

  • Reference Dealer means a dealer engaged in trading of convertible securities.