Equities Clearing Member definition

Equities Clearing Member means a Clearing Member which engages in Equities Business and includes an EquityClear Clearing Member
Sample 1Sample 2Sample 3
Equities Clearing Member means a Clearing Member which engages in Equities
Sample 1Sample 2

Related to Equities Clearing Member

  • Clearing Member means a registered broker-dealer which is a clearing member under the rules of O.C.C. and a member of a national securities exchange qualified to act as a custodian for an investment company, or any broker-dealer reasonably believed by the Custodian to be such a clearing member.

  • central securities depository or ‘CSD’ means a central securities depository as defined in point (1) of Article 2(1) of Regulation (EU) No 909/2014.

  • Controlling ownership interest means ownership of or entitlement to more than twenty-five percent of shares or capital or profits of the company;