Examples of Equities Business in a sentence
For example, at the time of the SPO, defendant Anderson was a senior managing director and the global head of public affairs and marketing at Blackstone; defendant Bavishi was also a managing director in Blackstone’s private equity group; and defendant Korngold was also a senior managing director and global head of Blackstone’s Growth Equities Business.
PurposeThe purpose of the proposed rule changes is to delete Rule 446—NYSE Amex Equities (Business Continuity and Contingency Plans) and adopt new Rule 4370—NYSE Amex Equities (Business Continuity Plans and Emergency Contact Information) to correspond with rule changes filed by FINRA and approved by the Commission.
Com) degree, University of Mumbai PGDBA in Finance from Welingkar Institute of Management.NISM – Investment Adviser Level 1 & 2 DOB: 22nd October, 1985Mr Jigar Shah has 14+ years’ experience with Negen Capital Services Private Limited in Capital Markets Investing, Research in Equities, Business Development, Risk Management, Risk Profiling of Clients & Client Communications.
The Exchange also proposes conforming changes to NYSE Arca Rule 3.2 (Options Committees) and NYSE Arca Equities Rule 3.2 (Equity Committees), which set forth the authority and jurisdiction of the NYSE Arca Ethics and Business Conduct Committee (‘‘EBCC’’) and the NYSE Arca Equities Business Conduct Committee (‘‘BCC’’), respectively.
Jonathan developed BZW’s Fixed Income business prior to becoming CEO of the Global Equities Business in 1991.
This Risk Policy embodies the core principle for identifying, measuring, approving and managing credit risk for the Equities Business at Standard Chartered Securities (I) Ltd hereinafter referred to as “SCSI”.
The BSE will be assigning, transferring and conveying to the Company good and valid title to the Contributed BSE Equities Business Items and Contributed Intangibles free and clear of all liens.
To the best knowledge of the BSE, the BSE Disclosure Letter lists all current and material investigations, proceedings, or inquiries by the SEC and any other Governmental Authority in connection with the BSE Equities Business.
The application of best execution to the different methods of execution offered by Deutsche Bank in the context of the Cash Equities Business is set out below.
He noted the Town will conduct an evaluation as to the potential cost difference between undertaking the infrastructure improvements on their own or including them in the NHDOT project.