Equities Business definition

Equities Business means any transaction, obligation or liability arising out of any Equities Contract"Equities Clearing Member"means a Clearing Member which engages in Equities Business and includes an EquityClear Clearing Member"Equities Contract"means any cash equity contracts, EquityClear (ccCFD) Contracts and equity derivative contracts cleared by the Clearing House"Equities Contribution"the amount of an Equities Clearing Member's Contribution determined in accordance with the Equities Default Fund Supplement and shall include any relevant Unfunded Contributions and any relevant Supplementary Contribution deposited and made by the Equities Clearing Member with the Clearing House"Equities Default Fund Supplement"means the Supplement relating to Equities Business"Equities Determination Date"has the meaning assigned to "Determination Date" in Rule E2(c) of the Equities Default Fund Supplement"Equities Excess Loss"means the net sum or aggregate of net sums certified to be payable by a Defaulter by a Rule 19 Certificate in respect of Equities Business, less (a) the proportion of the Capped Amount applicable to Equities Business under Default Rule 15(c) and (b) any sums then immediately payable in respect of Equities Business Default Losses owed by such Defaulter by any insurer or provider of analogous services under any policy of insurance or analogous instrument written in favour of the Clearing House"Equities Fund Amount"means the amount of the equities default fund established from time to time pursuant to the Equities Default Fund Supplement"Equities Service"means the clearing service of the Clearing House relating to Equities Business"EquityClear ATP Match"means an EquityClear (Equities) ATP Match or EquityClear (ccCFD) ATP Match"EquityClear Business"means any transaction, obligation or liability arising out of any EquityClear Contract
Equities Business means any transaction, obligation or liability arising out of
Equities Business means any transaction, obligation or liability arising out of any Equities Contract

Examples of Equities Business in a sentence

  • For example, at the time of the SPO, defendant Anderson was a senior managing director and the global head of public affairs and marketing at Blackstone; defendant Bavishi was also a managing director in Blackstone’s private equity group; and defendant Korngold was also a senior managing director and global head of Blackstone’s Growth Equities Business.

  • Com) degree, University of Mumbai PGDBA in Finance from Welingkar Institute of Management.NISM – Investment Adviser Level 1 & 2 DOB: 22nd October, 1985Mr Jigar Shah has 14+ years’ experience with Negen Capital Services Private Limited in Capital Markets Investing, Research in Equities, Business Development, Risk Management, Risk Profiling of Clients & Client Communications.

  • This Risk Policy embodies the core principle for identifying, measuring, approving and managing credit risk for the Equities Business at Standard Chartered Securities (I) Ltd hereinafter referred to as “SCSI”.

  • There are no rules, stated policies, practices or interpretations thereof currently in effect relating to the PCX Equities Business other than those described in the immediately preceding sentence.

  • The BSE will be assigning, transferring and conveying to the Company good and valid title to the Contributed BSE Equities Business Items and Contributed Intangibles free and clear of all liens.

  • The Contributed Warrants constitute all of the currently unexercisable warrants of the Contributor and its subsidiaries to acquire equity or other ownership interests in OptiMark which have been issued to the Contributor or its subsidiaries in connection with the PCX Equities Business.

  • Prior to the commencement of operations of the Archipelago Exchange in accordance with Article I, PCX Equities shall operate the PCX Equities Business for its own account and only in the ordinary and usual course, consistent with past practice, provided that each of PCX and PCX Equities may take actions or enter into agreements it deems necessary or appropriate to complete the Equities Restructuring so long as it complies with Section 4.10.

  • For example, in the Equities Business, the Data Source is the Exchange.<Yellow Key>Text equivalent of one of the Bloomberg yellow function keys:• Govt• Corp• Mtge• M-Mkt• Muni• Pfd• Equity• Comdy• Index• CurncyThe default identifier type for a security is the Bloomberg Ticker format, for example, “IBM US Equity”.

  • At the end of such 30-day period, in the absence of an agreed loss-sharing arrangement, PCX Equities may commence closing the operating portion of such PCX Equities Business.

  • To the best knowledge of the BSE, the BSE Disclosure Letter lists all current and material investigations, proceedings, or inquiries by the SEC and any other Governmental Authority in connection with the BSE Equities Business.


More Definitions of Equities Business

Equities Business means any transaction, obligation or liability arising out ofany Equities Contract

Related to Equities Business

  • Subject Business means the policy or policies that are

  • Business has the meaning set forth in the Recitals.

  • Trust business means the business of acting as trustee, executor or administrator;

  • Assets includes present and future properties, revenues and rights of every description;

  • Historic Structure means any structure that is:

  • Related Business Assets means assets (other than cash or Cash Equivalents) used or useful in a Similar Business; provided that any assets received by the Issuer or a Restricted Subsidiary in exchange for assets transferred by the Issuer or a Restricted Subsidiary shall not be deemed to be Related Business Assets if they consist of securities of a Person, unless upon receipt of the securities of such Person, such Person would become a Restricted Subsidiary.