Examples of Established Securities Market in a sentence

However, the put right shall not apply to the extent that the Stock, at the time the put right would otherwise be exercisable, is Readily Tradable on an Established Securities Market.
If the valuation of any Stock is not Readily Tradable on an Established Securities Market, the valuation of such Stock shall be determined by an independent appraiser.
The main markets of the London Stock Exchange and the PLUS Listed market meet the US Established Securities Market definition in their own right as they are EU Regulated Markets under Title III MiFID and are included in the FSA list of Regulated Markets.
For purposes of this Agreement, an “Established Securities Market” shall be defined in the same manner as Treasury Regulation Section 1.897-1(m), except that an Established Securities Market shall not include listing or quotations on the OTC Bulletin Board or any similar quotation service or medium.
The following entities have been authorized by the Plan Sponsor to participate in and have adopted the Plan (insert “Not Applicable” if none have been authorized): Entity Publicly Traded on Established Securities Market Plan Sponsor and any subsidiary that is a Related Employer (as defined in Section 2.20 of the Plan) that, with the approval of the Administrator, adopts this Plan.

More Definitions of Established Securities Market

Established Securities Market has the meaning set forth in your Employment Agreement. (h) “Good Reason” has the meaning set forth in your Employment Agreement. (i) “IPO Date” means the effective date of the initial public offering of the Shares pursuant to an effective registration statement filed with the United States Securities and Exchange Commission. (j) “Illiquidity Date” means the first date on or after a Change in Control wherein the shares of the acquirer of the Company (into which the Shares underlying the Option have been converted or substituted) are not publicly-traded on an Established Securities Market. (k) “Performance Period” means the period commencing on the IPO Date and ending on the Performance Vesting Computation Date. (l) “Qualifying Termination” has the meaning set forth in your Employment Agreement. (m) “Qualifying Termination Date” has the meaning set forth in

Established Securities Market means either: (a) a securities exchange registered with the Securities and Exchange Commission under Section 6 of the Exchange Act; (b) a foreign national securities exchange officially recognized, sanctioned or supervised by governmental authority; or (c) an OTC Market.

Established Securities Market means either: (a) a securities exchange registered with the Securities and Exchange Commission under Section 6 of DOCSOC/1590406v2/018854-0004 the Exchange Act; (b) a foreign national securities exchange officially recognized, sanctioned or supervised by governmental authority; or (c) an OTC Market.

Established Securities Market means (A) a national securities exchange which is registered under section 6 of the Securities and Exchange Act of 1934, (B) an exchange which is exempted from registration under section 5 of the Securities Exchange Act of 1934 because of its limited volume of transactions, and (C) an interdealer quotation system consisting of any system of general circulation to brokers and dealers which regularly disseminates quotations of obligations by identified brokers or dealers (other than a quotation sheet prepared and distributed by a broker or dealer in the regular course of his business and containing only quotations of such broker or dealer). Furthermore, any proposed assignment or transfer of a right to an Earn Out Amount or Interest shall be done in compliance with the Securities Act.

Established Securities Market means a national securities exchange that is either registered under Section 6 of the Securities Exchange Act of 1934, as amended (the "EXCHANGE ACT") or exempt from registration because of the limited volume of transactions, a foreign securities exchange that, under the law of the jurisdiction where it is organized, satisfies regulatory requirements that are analogous to the regulatory requirements of the Exchange Act, a regional or local exchange, or an interdealer quotation system that regularly disseminates firm buy or sell quotations by identified brokers or dealers by electronic means or otherwise.