Executing Broker means a broker selected by the Client to execute Transactions, which may or may not
Executing Broker means the brokerage firm which executes the trading deals on behalf of the Company in the Exchange. نع ةباين لوادـتلا تاقفص ذـفنت يتلا ةطاـسولا ةكشر ينعي :ذـفنلما طيـسولا • .قوـسلا في ةـكشرلا
Executing Broker means a Participant who is authorised by another Participant to submit Orders and execute transaction on the TP ICAP UK MTF on behalf of that other Participant in accordance with the Venue Rules, as evidenced by an Authorisation Form duly completed by that other Participant.
Examples of Executing Broker in a sentence
This can be caused, for example, by an error by Vivid NL or an Executing Broker.
Vivid NL is not liable for any statements, acts or omissions of third parties, including the third parties providing the General Recommendation data feeds, Vivid Money, any Executing Broker and/or any party affiliated with such Executing Broker.
Each Executing Broker will be required to share its order (best) execution policy and procedures with Vivid NL.
It could happen that there is a delay in the receipt and transmission of Your Order by Us, or the execution of Your Order by an Executing Broker.
Orders in Fractions will also be transmitted for execution by Xxxxx NL to a selected Executing Broker.
More Definitions of Executing Broker
Executing Broker means a broker appointed by GTN ASIA to execute trades on its behalf in the local exchange of a particular country. All Executing Brokers used by GTN ASIA to provide services under this Agreement will be duly authorised or licensed to act in such capacity by the relevant local regulatory authority or stock exchange.
Executing Broker means a broker that merely buys and sells shares on behalf of clients. The broker does not give advice to clients on when to buy or sell shares;
Executing Broker means a broker selected by the Client to execute Transactions, which may or may not be a Xxxxxx Xxxxxxx Company
Executing Broker means the registered broker-dealer engaged by the Company to execute trades of Class A Shares in the secondary market through utilization of the Trading Platform.
Executing Broker is the term given to any one or more third parties which may or may not be in the UK, through which we may execute Orders, as further defined in clause 2.5.6;
Executing Broker means a FINRA member who reports trades on behalf of Participant pursuant to an Executing Broker/Uniform Service Bureau Agreement.
Executing Broker means a legal entity that: (i) is based in a country other than the country of establishment of the Originating Broker; (ii) is licensed to perform investment intermediary services, i.e. securities services under the rules of its country of establishment; and (iii) is a Member that has concluded an Executing Broker Membership Agreement with SEE Link that is valid on the Effective Date of this Agreement.