Executing Broker definition

Executing Broker means a broker selected by the Client to execute Transactions, which may or may not

Executing Broker means the brokerage firm which executes the trading deals on behalf of the Company in the Exchange. نع ةباين لوادـتلا تاقفص ذـفنت يتلا ةطاـسولا ةكشر ينعي :ذـفنلما طيـسولا • .قوـسلا في ةـكشرلا

Executing Broker means a Participant who is authorised by another Participant to submit Orders and execute transaction on the Tullett Prebon Europe MTF on behalf of that other Participant in accordance with the Venue Rules, as evidenced by an Authorisation Form duly completed by that other Participant.

Examples of Executing Broker in a sentence

• The Exchange and GTN ASIA or the Executing Broker will have the right to cancel any of Client’s trades.

• Except as required by OCC rules, the client understands and agrees that GTN ASIA or the respective Executing Broker have no obligation to exercise any option, absent specific instructions from us to that effect.

• The Client is aware that the OCC has established thresholds for equity option contracts whereby all expiring contracts at or about the $.01 threshold will be automatically exercised; and for index option contracts whereby all expiring contracts at or above the $.01 threshold will be automatically exercised, unless the respective Executing Broker, at our direction, instructs the OCC otherwise.

• In the event that the Derivatives trading in a certain Derivatives Exchange is provided to the Client through an Executing Broker, the Client shall agree to comply with all terms and conditions that will be agreed between GTN ASIA and such Executing Broker from time to time pertaining to the Derivatives trading offered by the Executing Broker.

• GTN ASIA, the Derivatives Exchange or the Executing Broker may amend the margin applicable to the Client’s derivatives contracts and the revised margins will apply to the Client’s account as soon as the revision is made by the GTN ASIA, the Derivatives Exchange or the Executing Broker.

More Definitions of Executing Broker

Executing Broker means a broker appointed by GTN ASIA to execute trades on its behalf in the local exchange of a particular country. All Executing Brokers used by GTN ASIA to provide services under this Agreement will be duly authorised or licensed to act in such capacity by the relevant local regulatory authority or stock exchange.

Executing Broker means a broker that merely buys and sells shares on behalf of clients. The broker does not give advice to clients on when to buy or sell shares;

Executing Broker means the registered broker-dealer engaged by the Company to execute trades of Class A Shares in the secondary market through utilization of the Trading Platform.

Executing Broker means a FINRA member who reports trades on behalf of Participant pursuant to an Executing Broker/Uniform Service Bureau Agreement.

Executing Broker is the term given to any one or more third parties which may or may not be in the UK, through which we may execute Orders, as further defined in clause 2.5.6;

Executing Broker means a broker selected by the Client to execute Transactions, which may or may not be a Xxxxxx Xxxxxxx Company

Executing Broker means a legal entity that: (i) is based in a country other than the country of establishment of the Originating Broker; (ii) is licensed to perform investment intermediary services, i.e. securities services under the rules of its country of establishment; and (iii) is a Member that has concluded an Executing Broker Membership Agreement with SEE Link that is valid on the Effective Date of this Agreement.