Executing Broker definition

Executing Broker means a broker selected by the Client to execute Transactions, which may or may not

Executing Broker means the brokerage firm which executes the trading deals on behalf of the Company in the Exchange. نع ةباين لوادـتلا تاقفص ذـفنت يتلا ةطاـسولا ةكشر ينعي :ذـفنلما طيـسولا • .قوـسلا في ةـكشرلا

Executing Broker means a Participant who is authorised by another Participant to submit Orders and execute transaction on the Tullett Prebon Europe MTF on behalf of that other Participant in accordance with the Venue Rules, as evidenced by an Authorisation Form duly completed by that other Participant.

Examples of Executing Broker in a sentence

• BNPP PB is further authorized to undertake to resolve any unmatched trade report received by it from an Executing Broker; however, Customer shall remain responsible for the ultimate resolution and BNPP PB shall have no responsibility with respect to Trade Data not correctly transmitted to it on a timely basis by any person or entity.

• Customer or its authorized representative will advise BNPP PB prior to the close of business (New York time) on trade date of the details of all transactions (the “Trade Data”) effected for it by an Executing Broker.

• In brief and in very general terms, under customary PB arrangements, a client of a PB agrees on the terms of a PB intermediated trade with an Executing Broker (“EB”) and then the client and/or the EB gives up the trade to a PB for its acceptance.

• Customer understands that no order may be legally accepted by BNPP PB as Prime Broker from an Executing Broker with whom BNPP PB has not entered into a Prime Brokerage Agreement.

• Notwithstanding the provisions of the preceding paragraph, if the customer has agreed with the Executing Broker with respect to the cut-off time for the instructions prescribed in the preceding paragraph to be provided, the customer shall provide the Executing Broker with the instructions on the matters set forth in each Item of the preceding paragraph at any time before such cut-off time.

More Definitions of Executing Broker

Executing Broker means a broker appointed by GTN ASIA to execute trades on its behalf in the local exchange of a particular country. All Executing Brokers used by GTN ASIA to provide services under this Agreement will be duly authorised or licensed to act in such capacity by the relevant local regulatory authority or stock exchange.

Executing Broker means a broker that merely buys and sells shares on behalf of clients. The broker does not give advice to clients on when to buy or sell shares;

Executing Broker means the registered broker-dealer engaged by the Company to execute trades of Class A Shares in the secondary market through utilization of the Trading Platform.

Executing Broker is the term given to any one or more third parties which may or may not be in the UK, through which we may execute Orders, as further defined in clause 2.5.6;

Executing Broker means a FINRA member who reports trades on behalf of Participant pursuant to an Executing Broker/Uniform Service Bureau Agreement.

Executing Broker means a legal entity that: (i) is based in a country other than the country of establishment of the Originating Broker; (ii) is licensed to perform investment intermediary services, i.e. securities services under the rules of its country of establishment; and (iii) is a Member that has concluded an Executing Broker Membership Agreement with SEE Link that is valid on the Effective Date of this Agreement.

Executing Broker any contracted executing broker of uSMART SG, providing order routing and market data services for securities markets for customers of uSMART SG.