exempt professional firm definition
exempt professional firm means a person to whom, as a result of Part XX of the Act, the general prohibition does not apply in relation to that activity;
exempt professional firm means a person to whom section 327 of the Financial Services Act 2000, the general prohibition (as set out under section 19 of the Act) does not apply
exempt professional firm means a person to whom, under section 327 of the Act, the general prohibition does not apply and is licensed by the Institute of Actuaries;
More Definitions of exempt professional firm
exempt professional firm means a person to whom under section 327 of the Act, the general prohibition (as set out under section 19 of the Act) does not apply.
exempt professional firm means a person who has met the conditions under the Appropriate Financial Services Act and whose regulated activities may be treated as exempt regulated activities. In addition, this person has indicated acceptance of these Terms through completion of the registration form.