Financial Promotion definition

Financial Promotion means any communication, made using any medium, which invites or induces any person to: (a) enter into, or offer to enter into, an agreement in relation to the provision of a financial service; or (b) to enter into an agreement with any person in relation to a financial product

Financial Promotion means an invitation or inducement to engage in investment activity. If there is any conflict or ambiguity between the above definitions and the definitions in the FCA Rules the latter shall prevail. References to "you" in this Agreement includes your employees, representatives and introducers.

Financial Promotion means an invitation or inducement to engage in investment activity. "Non-real time Financial Promotions" means a Financial Promotion that is not a real time financial promotion as defined in the FCA Rules.

Examples of Financial Promotion in a sentence

• Chapter 3 sets out the requirements for a Person making or intending to make a Financial Promotion in or from the DIFC.

• This document is being distributed by Turquoise Global Holdings Limited only to, and is directed only at (a) persons who have professional experience in matters relating to investments who fall within Article 19(1) of the FSMA 2000 (Financial Promotion) Order 2005 and (b) persons to whom it may otherwise lawfully be communicated (together “relevant persons”).

• In particular the communication constituted by this Prospectus is directed only at persons who (i) are outside the United Kingdom and the Republic of Ireland; or (ii) have professional experience in matters relating to investments; or (iii) are persons falling within Article 49(2) (a) to (d) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2001 (all such persons together being referred to as "relevant persons").

• This Award Agreement is being issued in the United Kingdom pursuant to regulation 60 of the Financial Services and Markets Xxx 0000 (Financial Promotion) Order 2005 and is being issued solely to employees of Freescale Semiconductor, Ltd., and companies within its group (as defined by the Financial Services and Markets Act 2000) and may not be issued to or relied upon by any other person (other than personal representatives of such employees on death).

• An Authorised Promoter must keep a record of each Financial Promotion that it makes or approves.

• Any communication by an Authorised Firm with a Client, or any Financial Promotion that it communicates or approves, must not attempt to limit or avoid any duty or liability it may have to that Client or any other Person under any applicable AIFC Rules or Regulations.

• An Authorised Promoter must ensure that any Financial Promotion that it communicates or approves contains the information in Schedule 5.

• Spread betting may be advertised as an investment under the Financial Services and Markets Act 2000, the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (as amended) and other Financial Conduct Authority (FCA) rules and guidance (see Background, Section 14, Financial Products in the CAP and BCAP Code).

• This has a similar effect to the exemption in article 70(1)(c) of the Financial Promotion Order, which is referred to in the definition of an excluded communication.

• This does not constitute a Financial Promotion as defined by the Financial Conduct Authority.

More Definitions of Financial Promotion

Financial Promotion means any promotion for the Client pursuant to this agreement that comprises or includes an invitation or inducement to engage in investment activity (as terms are from time to time interpreted for the purposes of the FSMA);

Financial Promotion means an invitation or inducement to engage in investment activity that is communicated in an authorised firm’s course of business.

Financial Promotion shall have the meaning given to such term under FSMA.

Financial Promotion means, in the context of this Notice, an invitation or inducement to engage in investment activity that is communicated in the course of business;

Financial Promotion shall have the meaning given to such term under FSMA. “Go-Live” means the Website first being available to Customers for Live Use. “Go-Live Date” means the date of Go-Live.