INTL FCStone Financial definition

INTL FCStone Financial means INTL FCStone Financial Inc., a Florida corporation.
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Examples of INTL FCStone Financial in a sentence

  • SunTrust Robinson Humphrey, Inc.Incapital LLC INTL FCStone Financial Inc.

  • After a historic move in the natural gas market in November of 2018, INTL FCStone Financial Inc.

  • On November 14, 2017, INTL FCStone Financial Inc., without admission or denial or liability, entered into a settlement with the Commodity Futures Trading Commission (“CFTC”).

  • Energy Agent, Private Aggregator, and/or Energy Consultant Initial Registrations EE19070793L INTL FCStone Financial Inc.

  • INTL FCStone Financial Inc.Incapital LLC SunTrust Robinson Humphrey, Inc.

  • The litigation disclosure in this section of the prospectus related to the FCM Division of INTL FCStone Financial Inc.

  • Finally, the firm failed to ensure that its employees involved in the execution, handling, and processing of EFRPs understood the requirements for executing, handing, and processing valid EFRPs. INTL FCStone Financial Inc., and its affiliate FCStone Merchant Services, jointly paid a $280,000 civil monetary penalty to the CFTC.

  • Ray Weber may also be deemed beneficial owner of shares held by INTL FCStone Financial Inc C/F Raymond E Weber IRA.

  • Mr. Olavi indicated that Windhoek is the capital city of the Republic of Namibia.

  • Energy Agent, Private Aggregator and/or Energy Consultant Renewal Registrations EE21040706LClearPath Energy, LLCR – EAEE20060455LCooperative Industries, LLCR – EAEE21101163LEast Coast Energy Management Corp.R – EAEE21050852LEdge Insights, Inc.R – EAEE21040707LStoneX Financial, Inc.f/k/a INTL FCStone Financial, Inc.R – EA These matters relate to applications for a renewal registration as an energy agent, private aggregator, and/or energy consultant.

Related to INTL FCStone Financial

  • mixed financial holding company means a mixed financial holding company as defined in point (21) of Article 4(1) of Regulation (EU) No 575/2013;

  • CNA means a 20-year capital needs assessment or analysis of replacement reserve requirements.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • financial holding company means a financial holding company as defined in point (20) of Article 4(1) of Regulation (EU) No 575/2013;

  • Fifth Third means Fifth Third Bank, National Association.

  • Financial Services means any service of a financial nature, including (but not limited to) —

  • Parent means a “parent corporation,” whether now or hereafter existing, as defined in Section 424(e) of the Code.

  • LLC means Limited Liability Company.

  • Summit means the Summit of the Heads of State or Government of SADC established by Article 9 of this Treaty;

  • SAP Parent means SAP SE, a European Company (Societas Europaea, SE) established under the laws of Germany and the European Union, registered with the commercial register of the local court of Mannheim, Germany, under HRB 719915, with registered office in Walldorf, Germany, and business address at Dietmar-Hopp-Allee 16, 69190 Walldorf, Germany.

  • Asset management means a systematic process of operating and maintaining the state system of

  • Asset Management Plan means a plan created by the department and approved by the state transportation commission or a plan created by a local road agency and approved by the local road agency's governing body that includes provisions for asset inventory, performance goals, risk of failure analysis, anticipated revenues and expenses, performance outcomes, and coordination with other infrastructure owners.

  • SoftBank means Softbank Group Corp.

  • WFS means WFS Financial Inc, and its successors.

  • Investment Management Services means any services which involve: (i) the management of an investment account or Fund (or portions thereof or a group of investment accounts or Funds); (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds); or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended, including, without limitation, in each of the foregoing cases, performing activities related or incidental thereto.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Asset Management Agreement means, as the context requires, any agreement entered into between a Series and an Asset Manager pursuant to which such Asset Manager is appointed as manager of the relevant Series Assets, as amended from time to time.

  • Goldman means Xxxxxxx, Sachs & Co.

  • Asset Management Company means an asset Management Company as defined in the Rules and Regulations.

  • financial group means a group that consists of a legal person or legal arrangement exercising control and coordinating functions over the rest of the group for the application of group supervision under the Core Principles, and its branches and subsidiaries that are financial institutions as defined in section 27A(6) of the MAS Act or the equivalent financial institutions outside Singapore;

  • Blackwater means wastewater contaminated by human body waste, toilet paper and any other material intended to be deposited in a receptor designed to receive urine or feces.

  • BlackRock means persons controlling, controlled by or under common control with BlackRock, Inc. that act as investment adviser and subadviser to the Funds.

  • SVB means Silicon Valley Bank.

  • Natural parent means a minor's biological or adoptive parent, and includes the minor's noncustodial parent.

  • Management Group means the group consisting of the directors, executive officers and other management personnel of the Issuer or any direct or indirect parent of the Issuer, as the case may be, on the Issue Date together with (1) any new directors whose election by such boards of directors or whose nomination for election by the shareholders of the Issuer or any direct or indirect parent of the Issuer, as applicable, was approved by a vote of a majority of the directors of the Issuer or any direct or indirect parent of the Issuer, as applicable, then still in office who were either directors on the Issue Date or whose election or nomination was previously so approved and (2) executive officers and other management personnel of the Issuer or any direct or indirect parent of the Issuer, as applicable, hired at a time when the directors on the Issue Date together with the directors so approved constituted a majority of the directors of the Issuer or any direct or indirect parent of the Issuer, as applicable.