INTL FCStone Financial definition

INTL FCStone Financial means INTL FCStone Financial Inc., a Florida corporation.
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Examples of INTL FCStone Financial in a sentence

  • Finally, the firm failed to ensure that its employees involved in the execution, handling, and processing of EFRPs understood the requirements for executing, handing, and processing valid EFRPs. INTL FCStone Financial Inc., and its affiliate FCStone Merchant Services, jointly paid a $280,000 civil monetary penalty to the CFTC.

  • Energy Agent, Private Aggregator, and/or Energy Consultant Initial Registrations EE19070793L INTL FCStone Financial Inc.

  • The litigation disclosure in this section of the prospectus related to the FCM Division of INTL FCStone Financial Inc.

  • On November 14, 2017, INTL FCStone Financial Inc., without admission or denial or liability, entered into a settlement with the Commodity Futures Trading Commission (“CFTC”).

  • After a historic move in the natural gas market in November of 2018, INTL FCStone Financial Inc.

  • Interest Charge Margin transactions normally involve the extension of credit made by INTL FCStone Financial Inc.

  • Funds and securities through SCG Wealth Management will be custodied by INTL FCStone Financial, which services your account by executing, clearing and settling your trades.

  • If you borrow on a margin account at SCG Wealth Management, INTL FCStone Financial charges a percentage on funds you borrow.

  • David Langahm, a representative from INTL FCStone Financial Inc., spoke to the Council, describing the opportunity to refinance the 2013 Warrants at 3.2% interest, producing savings.

  • One shared that an allowance had been made for a person who had travel plans during the next scheduled hearing.

Related to INTL FCStone Financial

  • GM Financial means AmeriCredit Financial Services, Inc. d/b/a GM Financial.

  • General Motors Financial Company, Inc. means General Motors Financial Company, Inc. (f/k/a AmeriCredit Corp.).

  • TD means The Toronto-Dominion Bank.

  • mixed financial holding company means a mixed financial holding company as defined in point (21) of Article 4(1) of Regulation (EU) No 575/2013;

  • CNA means a 20-year capital needs assessment or analysis of replacement reserve requirements.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • financial holding company means a financial holding company as defined in point (20) of Article 4(1) of Regulation (EU) No 575/2013;

  • Fifth Third means Fifth Third Bank, National Association.

  • Financial Services means any service of a financial nature, including (but not limited to) —

  • Parent means a "parent corporation," whether now or hereafter existing, as defined in Section 424(e) of the Code.

  • LLC means Limited Liability Company.

  • Summit means the Summit of the Heads of State or Government of SADC established by Article 9 of this Treaty;

  • SAP Parent means SAP SE, a European Company (Societas Europaea, SE) established under the laws of Germany and the European Union, registered with the commercial register of the local court of Mannheim, Germany, under HRB 719915, with registered office in Walldorf, Germany, and business address at Dietmar-Hopp-Allee 16, 69190 Walldorf, Germany.

  • Asset Management is a principle/practice that includes planning processes, approaches, plans, or related documents that support an integrated lifecycle approach to the effective stewardship of infrastructure assets to maximize benefits and effectively manage risk.

  • Company Financial Advisor has the meaning set forth in Section 3.10.

  • Parent Holding Company means any direct or indirect parent entity of Holdings which holds directly or indirectly 100% of the Equity Interest of Holdings and which does not hold Capital Stock in any other Person (except for any other Parent Holding Company).

  • Asset Management Plan means a strategic document that states how a group of assets are to be managed over a period of time. The plan describes the characteristics and condition of infrastructure assets, the levels of service expected from them, planned actions to ensure the assets are providing the expected level of service, and financing strategies to implement the planned actions. The plan may use any appropriate format, as long as it includes the information and analysis required to be in a plan as described in Ontario’s Building Together: Guide for Asset Management Plans.

  • SoftBank means SoftBank Group Corp., a Japanese kabushiki kaisha.

  • WFS means Xxxxx Fargo Securities, LLC and its successors.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant of nationally recognized standing that is, in the good faith judgment of the Borrower, qualified to perform the task for which it has been engaged and that is independent of the Borrower and its Affiliates.

  • Asset Management Agreement means, as the context requires, any agreement entered into between a Series and an Asset Manager pursuant to which such Asset Manager is appointed as manager of the relevant Series Assets, as amended from time to time.

  • Asset Management Company means an asset Management Company as defined in the Rules and Regulations.

  • financial group means a group that consists of a legal person or legal arrangement exercising control and coordinating functions over the rest of the group for the application of group supervision under the Core Principles, and its branches and subsidiaries that are financial institutions as defined in section 27A(6) of the MAS Act or the equivalent financial institutions outside Singapore;

  • Blackwater means wastewater contaminated by human body waste, toilet paper and any other material intended to be deposited in a receptor designed to receive urine or feces.

  • BlackRock means persons controlling, controlled by or under common control with BlackRock, Inc. that act as investment adviser and subadviser to the Funds.