Introducing Brokers definition

Introducing Brokers means third party intermediaries as set out in Section 20 below. “MTF” means the Multilateral Trading Facility.
Sample 1
Introducing Brokers shall no longer include QTS. This amendment shall in no way affect any rights Pxxxxx, XXX, or any affiliate of either of them may have under the Guaranty Agreement as of the date hereof, or any rights any of them may have that arise from or relate to any activity that occurred prior to the date hereof that would otherwise be covered by the Guaranty but for the referenced amendment. Guarantor hereby affirms its continuing guaranty of each of its obligations set forth in the Guaranty Agreement.
Sample 1
Introducing Brokers means each of the entities listed on Annex A, or individually, an “Introducing Broker”.
Sample 1

Examples of Introducing Brokers in a sentence

  • Minimum amount of Introducing Broker's Commission for "Cent" accounts to be paid is 1 cent.

  • The Company has the obligation and undertakes to disclose to the Client, upon his request, further details regarding the amount of fees/commission or any other remuneration paid by the Company to Introducing Brokers, referring agents, or other third parties.

  • Customer should also understand that Introducing Brokers or third party advisors may not be regulated by a regulatory authority.

  • Any Customer introduced by Introducing Brokers or Third Parties should carefully read the FXDD Account Application, FXDD Risk Disclosure Statement and Additional Risk Disclosure Statement and FXDD Trading Rules and Regulations documents and should not rely on information supplied by the Introducing Broker or third party.

  • Client should read that information carefully and should not rely on any on information to the contrary from any other source, including Introducing Brokers.

  • The Promotion shall be available to all new and existing clients, including those under Introducing Brokers.

  • The initial withdrawal of the Introducing Broker`s Commission is prohibited via debit/credit cards.

  • With respect to guaranteed Introducing Brokers, Customer agrees that RJO’s maximum liability to Customer shall be limited to the amount of the minimum net capital requirement (calculated in accordance with 17 C.F.R. §1.17 as of the date of the finding of actual liability), that would have been required for the guaranteed Introducing Broker had it been a non-guaranteed Introducing Broker.

  • The Company may pay fee/commission to Affiliates, Introducing Brokers, referring agents or other third parties on a written agreement.

  • Types of Customers: Institutional (Introducing Brokers, Commodity Pool Operators,Commodity Trading Advisors) and retail customers.

Related to Introducing Brokers

  • Introducing Broker means a third party who introduces prospective Clients to the Company.

  • Introducer shall have the meaning as set put in paragraph 39.1 of this Client Agreement.

  • Brokers and Finders' Fees............................................ 13 2.14

  • Data Broker means either of the following:

  • Seller’s Broker means CB Xxxxxxx Xxxxx.

  • Associate broker means a licensed broker who is employed by

  • Approved Brokers means such firm of insurance brokers, appointed by the Charterer during the Charter Period, as may from time to time be approved in writing by the Mortgagee for the purposes of this Deed;

  • Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.

  • REAL ESTATE BROKERS (See also Paragraph 15) REPRESENTATION: The following real estate brokers (collectively, the "BROKERS") and brokerage relationships exist in this transaction (check applicable boxes): [X] XXXX Commercial Real Estate Services represents Lessor exclusively ("LESSOR'S BROKER"); [X] The Xxxxxx Co. represents Lessee exclusively ("LESSEE'S BROKER"); or [ ] _______________________________ represents both Lessor and Lessee ("DUAL AGENCY").

  • Funding and Brokerage Fees means, in respect of a Series, all applicable fees other than the Arranger Fees, including, but not limited to, margin interest, securities lending fees, brokerage fees and costs of transaction taxes on the sale or purchase of Reference Assets (where relevant).

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Introduction Fee means the fee payable by the Client to the Agency for an Introduction resulting in an Engagement;

  • Approved Broker means any of the companies listed on Schedule 7 or such other company proposed by the Borrowers which the Agent may, with the consent of the Majority Lenders (such consent not to be unreasonably withheld), approve from time to time for the purpose of valuing a Ship, who shall act as an expert and not as arbitrator and whose valuation shall be conclusive and binding on all parties to this Agreement;

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • Merchant means any corporate entity, person or other establishment, supplying goods and/or services, which a Card Scheme Member Bank has approved and made arrangements to accept the Card or the Card numbers as a mode of payment or reservation by the Cardholder.

  • Customs Broker Agreement means an agreement in form and substance reasonably satisfactory to the Agent among a Loan Party, a customs broker, freight forwarder, consolidator or carrier, and the Agent, in which the customs broker, freight forwarder, consolidator or carrier acknowledges that it has control over and holds the documents evidencing ownership of the subject Inventory for the benefit of the Agent and agrees to hold and dispose of the subject Inventory solely as directed by the Agent.

  • Mortgage broker means any person who for compensation or

  • Landlord’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Landlord.

  • Tenant’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Tenant.

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • Designated Broker Agreement means an agreement between the Manager, on behalf of the ETFs, and a Designated Broker;

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Salesman or "agent" means any person licensed by the commission whose duties include the sale of a debt waiver or debt forgiveness agreement on behalf of the administrator.