Investment Adviser Registration Depository means the electronic computer registration system known as the investment adviser registration depository, which is operated and maintained by the financial industry regulatory authority and by the states that participate in the system. The term includes any successor system.

Investment Adviser Registration Depository or "IARD" means the electronic filing system operated by FINRA for the registration of investment advisers and investment adviser representatives and submis- sion of filings by exempt reporting advisers.

Investment Adviser Registration Depository or "IARD" means the electronic filing system operated by FINRA for the registration of investment advisers and submission of filings by exempt reporting ad- visers.

Examples of Investment Adviser Registration Depository in a sentence

The information contained in such forms and reports and the information contained in the Investment Adviser Companies’ Forms ADV as on file with the Investment Adviser Registration Depository, was, at the time of filing, complete and accurate in all material respects.
Once you have filed your Form ADV (17 CFR 279.1) (or any amendments to Form ADV) elec- tronically with the Investment Adviser Registration Depository (IARD), any Form ADV-W you file must be filed with the IARD, unless you have re- ceived a hardship exemption under§ 275.203–3.
Information is available to the public on the Investment Adviser Registration Depository (“IARD”) website (www.adviserinfo.sec.gov).
IARD” means the Internet-based Investment Adviser Registration Depository.
Complete Form ADV electronically using the Investment Adviser Registration Depository (IARD) if: You are filing with the SEC (and submitting notice filings to any of the state securities authorities), or You are filing with a state securities authority that requires or permits advisers to submit Form ADV through the IARD.

More Definitions of Investment Adviser Registration Depository

Investment Adviser Registration Depository means the electronic computer registration system known as the investment adviser registration depository that is operated and maintained by the national association of securities dealers and by the states that participate in such system, and the term includes any successor system.

Investment Adviser Registration Depository means the Investment Adviser Registration Depository of the Financial Industry Regulatory Authority, or its successor, and the North American Securities Administrators Association or its successor.

Investment Adviser Registration Depository or "IARD" means the electronic filing system operated by FINRA for the registration of investment advisers and invest- ment adviser representatives and submission of filings by exempt reporting advisers.

Investment Adviser Registration Depository means the Investment Adviser Registration Depository operated by [NASD Regulation, Inc.,] the Financial Industry

Investment Adviser Registration Depository means the

Investment Adviser Registration Depository means an electronic filing system that facilitates investment adviser registration, regulatory review, and the public disclosure information of investment adviser firms.