Issuer Exemption definition

Issuer Exemption. As defined in Section 5.02(e)(ii).
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Issuer Exemption. As defined in Section 5.02(e)(ii). ---------------- Junior Certificateholder: The Holder of not less than 95% of the Percentage Interests of the Junior Class of Certificates.
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Examples of Issuer Exemption in a sentence

  • In order to be exempt under Section 23-42- 503(a)(6) of the Act, a security of a world class foreign issuer must meet the qualifications set forth in the NASAA Statement of Policy on World Class Foreign Issuer Exemption.

  • The hotel accepts all major credit cards for deposit, which is refundable if cancellation is made 72 hours before arrival.

  • Barth continues: “Jesus goes, and the disciple accompanies Him on the same way.

  • Moreover, the Purchaser is delivering with this Agreement a completed and signed Private Issuer Exemption Certificate (attached as Exhibit H) and Accredited Investor Certificate (attached as Exhibit I).

  • Interchange Fee Limitations 7-2Small Issuer Exemption 7-2Network Exclusivity and Routing Requirements 7-3Network Exclusivity 7-3Routing 7-3Legal Review The RegTraC books are designed to provide general information regard- ing regulations affecting credit unions .

  • The Respondents purported to rely on the Private Issuer Exemption but none of the investors was accredited or a close personal friend or business associate of Wise.

  • Requirements Under The "Foreign Private Issuer" Exemption To determine if Defendants are entitled to the private foreign issuer exemption, the Court turns first to the relevant statutory language .

  • Any security of a world class foreign issuer that meets the qualifications set forth in the NASAA Statement of Policy on World Class Foreign Issuer Exemption.

  • Part VI – Changes in Capital Structure of Listed Issuers: Interlisted Issuer Exemption – Subsection 602(g)Subsection 602(g) provides express exemptions to various rules in the Manual where the issuer is listed on another exchange and at least 75% of the trading value and volume over the six months immediately preceding notification occurs on that other exchange.

  • Starting with 2018 benefit year HHS-RADV, CMS created a new HHS-RADV Issuer Exemption and DDVC Web Form which must be completed by all issuers meeting one of the exemptions set forth below or who wish to request a default data validation charge (DDVC).

Related to Issuer Exemption

  • Underwriter Exemption Collectively, (a) Prohibited Transaction Exemption 91-23, granted to a predecessor of Citigroup Global Markets Inc., (b) the prohibited transaction exemption granted to Deutsche Bank Securities Inc., Department Final Authorization Number 97-03E, and (c) the Prohibited Transaction Exemption 2002-19 granted to X.X. Xxxxxx Securities LLC, each as most recently amended by Prohibited Transaction Exemption 2013-08 and as further amended by the Department of Labor from time to time.

  • QPAM Exemption is defined in Section 6.2(d).

  • Class Exemption A class exemption granted by the U.S. Department of Labor, which provides relief from certain of the prohibited transaction provisions of ERISA and the related excise tax provisions of the Code.

  • INHAM Exemption is defined in Section 6.2(e).

  • New Exemption means the exemption from real property taxation provided hereunder with respect to the Exemption Area.

  • Prior Exemption means the existing tax exemption of the Exemption Area pursuant to Section 421-a(1-15) of the Real Property Tax Law.

  • Under execution means works in progress as per the following:

  • Statutory Exemption means the statutory exemption under Section 408(b)(17) of ERISA and Section 4975(d)(20) of the Code.

  • Prohibited Transaction Class Exemption means U.S. Department of Labor prohibited transaction class exemption 84-14, 90-1, 91-38, 95-60 or 96-23, or any similar prohibited transaction class exemption issued by the U.S. Department of Labor.

  • Underwriter’s Exemption Prohibited Transaction Exemption 2002-41, 67 Fed. Reg. 54487 (2002), as amended (or any successor thereto), or any substantially similar administrative exemption granted by the U.S. Department of Labor.

  • Section 162(m) Exemption means the exemption from the limitation on deductibility imposed by Section 162(m) of the Code that is set forth in Section 162(m)(4)(C) of the Code.

  • Issuer Free Writing Communication means a Free Writing Communication prepared by or on behalf of the Company, used or referred to by the Company or containing a description of the final terms of the Offered Securities or of their offering, in the form retained in the Company’s records.

  • Issuing agency code means a code that designates the registration (or controlling) authority for the enterprise identifier.

  • Order Execution Policy means the Brooks Macdonald policy explaining the steps taken to provide best execution in accordance with the FCA Rules.

  • radio communication means communication by means of radio waves;

  • UK Securitization Regulation means Regulation (EU) 2017/2402 as it forms part of UK domestic law as “retained EU law” by operation of the EUWA and as amended by the Securitisation (Amendment) (EU Exit) Regulations 2019, and as further amended.

  • Broker Exercise Notice means a written notice pursuant to which a Participant, upon exercise of an Option, irrevocably instructs a broker or dealer to sell a sufficient number of shares or loan a sufficient amount of money to pay all or a portion of the exercise price of the Option and/or any related withholding tax obligations and remit such sums to the Company and directs the Company to deliver stock certificates to be issued upon such exercise directly to such broker or dealer.

  • EU Securitization Regulation means Regulation (EU) 2017/2402 of the European Parliament and of the Council of December 12, 2017.

  • Similar Law As defined in Section 5.02(b).

  • Tax Exemption means any financial assistance granted to a project which is based upon all or a portion of the taxes which would otherwise be levied and assessed against a project but for the involvement of the Agency in such project.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • Free Writing Communication means a written communication (as such term is defined in Rule 405) that constitutes an offer to sell or a solicitation of an offer to buy the Offered Securities and is made by means other than the Preliminary Offering Circular or the Final Offering Circular.

  • CRD IV Regulation means Regulation (EU) No. 575/2013 on prudential requirements for credit institutions and investment firms of the European Parliament and of the Council of 26 June 2013, as the same may be amended or replaced from time to time.

  • Stock Tender Exercise means a Stock Tender Exercise as defined in Section 6.3(b)(ii).

  • Person entitled under the document means the holder, in the case of a negotiable document of title, or the person to which delivery of the goods is to be made by the terms of, or pursuant to instructions in a record under, a nonnegotiable document of title.

  • Exemption means the exemption from real property taxation provided hereunder.