Morgan Stanley securities definition

Morgan Stanley securities means equity, preferred and debt securities issued by Morgan Stanley, but excludes structured products, such as equity-linked or credit- linked notes.
Sample 1Sample 2Sample 3
Morgan Stanley securities means equity, preferred and debt securities issued by Morgan Stanley, including the Morgan Stanley Stock Fund, but excludes structured products, such as equity-linked or credit- linked notes.
Sample 1Sample 2Sample 3

Examples of Morgan Stanley securities in a sentence

  • Transacting in, including the gifting of, Morgan Stanley securities is subject to the Global Employee Trading, Investing and Outside Business Activities Policy and must take place during the designated window periods.

  • Except as noted below for Access Persons, if you are transacting in Morgan Stanley securities through a brokerage account, you are not required to pre-clear the transaction with Compliance.

  • Transacting in, including the gifting of, Morgan Stanley securities must take place during designated window periods.

  • All transactions in Morgan Stanley securities must occur during the designated 30-day open window period each quarter.

  • Similarly, you do not have to pre-clear transactions in Morgan Stanley securities sold out of your Morgan Stanley Sponsored Accounts.

  • Pre-clear all personal securities transactions, including transactions in Morgan Stanley securities; - Pre-clear the opening of brokerage accounts and maintain such accounts at Morgan Stanley (exceptions may be granted in unusual circumstances by the Local Compliance Group); - Report all securities transactions on a quarterly basis; - Not enter into a personal transaction in a Covered Security (defined in Section V.

  • Positions in Morgan Stanley securities must be held for a minimum of 30 calendar days.

  • A six-month holding period applies to the Firm’s Management and Operating Committee members for positions in Morgan Stanley securities.

  • As noted above, transactions in Morgan Stanley securities effected by MSIMJ employees are subject to a six month holding period.

  • You are prohibited from buying or selling Morgan Stanley securities if you are in possession of material, non-public information regarding Morgan Stanley.

Related to Morgan Stanley securities

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Sub-Investment Manager means for each Fund the sub-investment manager or sub-investment managers indicated in the tables on page x, and in addition for each Fund any other sub-investment manager that the Investment Manager may appoint in the future to manage the Fund, provided that disclosure of any such sub-investment managers appointed by the Investment Manager will be provided to Shareholders upon request and details thereof will be disclosed in the periodic reports to Shareholders, and provided further that each Sub-Investment Manager may appoint a sub-investment manager/advisor to manage/advise any portion of the assets of the Fund in accordance with the requirements of the Central Bank Rules;