Morgan Stanley securities definition

Morgan Stanley securities means equity, preferred and debt securities issued by Morgan Stanley, but excludes structured products, such as equity-linked or credit- linked notes.
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Morgan Stanley securities means equity, preferred and debt securities issued by Morgan Stanley, including the Morgan Stanley Stock Fund, but excludes structured products, such as equity-linked or credit- linked notes.
Sample 1Sample 2Sample 3

Examples of Morgan Stanley securities in a sentence

  • Employees may transact in Morgan Stanley securities during designated window periods.

  • A six-month holding period applies to the Firm’s Management and Operating Committee members for positions in Morgan Stanley securities.

  • All transactions in Morgan Stanley securities must occur during the designated 30-day open window period each quarter.

  • Positions in Morgan Stanley securities must be held for a minimum of 30 calendar days.

  • You are prohibited from buying or selling Morgan Stanley securities if you are in possession of material, non-public information regarding Morgan Stanley.

  • In addition, the pre-clearance of transactions in Morgan Stanley securities is required for all Access Persons.

  • During an open window period, Access Persons are required to pre-clear transactions in Morgan Stanley securities through TPC.

  • Except as noted below for Access Persons, if you are transacting in Morgan Stanley securities through a brokerage account, you are not required to pre-clear the transaction with Compliance.

  • As noted above, transactions in Morgan Stanley securities effected by MSIMJ employees are subject to a six month holding period.

  • Similarly, you do not have to pre-clear transactions in Morgan Stanley securities sold out of your EICP, ESOP, ESPP or 401(k) Plan.

Related to Morgan Stanley securities

  • BofA Securities means BofA Securities, Inc.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Barclays means Barclays Bank PLC.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Goldman means Xxxxxxx, Sachs & Co.

  • Placement Agent Warrants shall have the meaning set forth in the Subscription Agreement.

  • UBS shall have the meaning assigned to such term in the preamble to this Agreement.

  • Citigroup Trust means each of Citigroup Capital III, Citigroup Capital XIII and Citigroup Capital XVIII, each a Delaware statutory trust, or any other similar trust created for the purpose of issuing preferred securities in connection with the issuances of junior subordinated notes under the junior subordinated debt indentures or the junior junior subordinated debt indenture.

  • Sub-Investment Manager means for each Fund any sub-investment manager or sub-investment managers indicated in the relevant Supplement and any sub-investment manager that the relevant Investment Manager may appoint in the future to manage the Fund, provided that disclosure of any such sub-investment managers appointed by the Investment Managers will be provided to Shareholders upon request and details thereof will be disclosed in the periodic reports to Shareholders, and provided further that each Sub-Investment Manager may appoint a sub-investment manager/advisor to manage/advise any portion of the assets of any Fund to which it has been appointed Sub-Investment Manager in accordance with the requirements of the Central Bank Rules;

  • Investment Securities means any of the following: