Nasdaq Capital Market security definition

Nasdaq Capital Market security. ’ means any authorized security in The Nasdaq Capital Market which (1) satisfies all applicable requirements of the Rule 4300 Series other than a Nasdaq [National] Global Market security; (2) is a right to purchase such security; or (3) is a warrant to subscribe to such security.
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Nasdaq Capital Market security means any authorized security in The Nasdaq Capital Market.]
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Nasdaq Capital Market security means any security listed on The Nasdaq Capital Market which
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More Definitions of Nasdaq Capital Market security

Nasdaq Capital Market security means any security listed on The Nasdaq Capital Market that (1) satisfies all applicable requirements of the Rule 5100, 5200 and 5500 Series but that is not a Nasdaq Global Market security; (2) is a right to purchase such security; or (3) is a warrant to subscribe to such security.
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Related to Nasdaq Capital Market security

  • Nasdaq National Market means the National Association of Securities Dealers Automated Quotation National Market or any successor national securities exchange or automated over-the-counter trading market in the United States.

  • Stock Market means a securities market operated by a securities exchange;

  • Nasdaq Stock Market means The Nasdaq Stock Market, Inc.

  • NYSE MKT means the NYSE MKT LLC.

  • NASDAQ means the Nasdaq National Market.

  • Stock Exchange The Stock Exchange of Hong Kong Limited

  • Approved Stock Exchange means the New York Stock Exchange, NASDAQ or such other stock exchange in the United States of America, the United Kingdom or Hong Kong as is approved in writing by the Facility Agent or, in each case, any successor thereto.

  • NYSE means the New York Stock Exchange.

  • HK Stock Exchange means The Stock Exchange of Hong Kong Limited;

  • OTC Bulletin Board means the over-the-counter electronic bulletin board.

  • the London Stock Exchange means London Stock Exchange plc;

  • OTC means Over-the-Counter.

  • London Stock Exchange means London Stock Exchange plc;

  • NYSE American means the NYSE American LLC;

  • Nasdaq Stockholm means the Regulated Market of Nasdaq Stockholm AB (reg. no. 556420-8394, SE-105 78 Stockholm, Sweden).

  • Pink OTC Markets means the OTC Markets Group Inc. electronic inter-dealer quotation system, including OTCQX, OTCQB and OTC Pink.

  • securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.

  • Irish Stock Exchange means the Irish Stock Exchange Limited.

  • Nasdaq Rules means the rules of NASDAQ;

  • OTC Markets means either OTC QX or OTC QB of the OTC Markets Group, Inc.

  • New York Stock Exchange means the New York Stock Exchange, Inc.

  • Relevant Stock Exchange for the Fund means the primary exchange or quotation system on which shares (or other applicable securities) of the Fund are traded, as determined by the Calculation Agent.

  • OTCQX means the OTCQX tier of the OTC Markets Group Inc.

  • exempt market dealer means a person or company registered in the category of exempt market dealer;

  • Stock Exchanges means BSE Limited and National Stock Exchange of India Limited;

  • Internal Market Buyer means a Market Buyer making purchases of energy from the PJM Interchange Energy Market for ultimate consumption by end-users inside the PJM Region that are served by Network Transmission Service.