Office of the SEC definition

Office of the SEC means the Office of the Securities and Exchange Commission.
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Office of the SEC means the Office of the Securities and Exchange Commission under the law governing securities and exchange.
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Office of the SEC means Office of the Securities and Exchange Commission of Thailand;
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Examples of Office of the SEC in a sentence

  • The Company shall submit the minutes of such meeting to the SET and the Office of the SEC within 14 days from the date of the meeting of the Warrant Holders.

  • An independent director shall not be, or have been, an executive director, employee, staff member, or consultant who receives a regular salary, or a controlling person of the Company, the parent company, the subsidiaries, the associate companies, the same-level subsidiaries, major shareholders, or controlling persons of the Company, unless the director has not held such a position for at least two years before the date of submission of the application to the Office of the SEC.

  • If the issue is not resolved, Aberdeen has a duty to submit the progress report to the Office of the SEC every 30 days until the issue is resolved.

  • The Management Company shall propose a new Management Company who is fully qualified according to the Securities Law with approval of the Office of the SEC except in the case that the Unitholders wish to find a new Management Company on their owns.

  • In case of legal disputes between the Company and the Client arising from or relating to the Securities Trading under this Agreement, at the requests of the Client, the Company agrees to solve the legal disputes by submitting a complaint to the Office of the SEC in order for such legal dispute to be settled by the Arbitration in accordance with the criteria and procedures as prescribed under Relevant Regulations.

  • The Office of Securities and Exchange Commission (SEC) (Help Center) 333/3 Vibhavadi-Rangsit Road Chomphon , Chatuchak Bangkok 10900, Thailand Telephone Number 02 695 9999 The Office of the SEC will pass on the complaints to Aberdeen, who will resolve the issue and report the resolution back to the Office of the SEC within 30 days from the day that the complaint was received.

  • Therefore, the transaction shall be categorized as the acts of conflict of interest of CPNREIT pursuant to the Notification of the Office of the SEC No. SorRor.

  • The Management Company shall arrange the registration of pool of asset with the Office of the SEC within 15 days from the date of ending initial offering.

  • In case of legal disputes between the Company and the Client arising from or relating to the Derivatives Trading under this Agreement, at the requests of the Client, The Company agrees to solve the legal disputes by submitting a complaint to the Office of the SEC in order for such legal dispute to be settled by the Arbitration in accordance with the criteria and procedures as prescribed under Relevant Regulations.

  • Such summary shall be substantially in accordance with the notification of the Office of the SEC.


More Definitions of Office of the SEC

Office of the SEC means the Office of the Securities and Exchange Commission. “SET” means the Stock Exchange of Thailand. “Warrant Issue Date” means 12-July-17 “Exercise Date” means According to the meaning identified in the No. 1.2.1 of Terms and Conditions Stipulating the Rights and Duties of the Warrant Issuer and the Warrant Holders. “Last Exercise Date” means According to the meaning identified in the No. 1.2.1 of Terms and Conditions Stipulating the Rights and Duties of the Warrant Issuer and the Warrant Holders. “Period of Notification of Intention to Exercise” means According to the meaning identified in the No. 1.2.2 of Terms and Conditions Stipulating the Rights and Duties of the Warrant Issuer and the Warrant Holders
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Office of the SEC means the Office of the Securities and ExchangeCommission of Thailand.
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Office of the SEC means the Office of the Securities and Exchange Commission of Thailand. "Paying Agent" has the meaning given to that term in the Conditions;
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Office of the SEC means the Office of the Securities and Exchange Commission. “Derivatives Agent” means a person who is given a license to undertake the Derivatives Agent business both on the Futures Exchange and over-the-counter and provides or demonstrates to the public that the same can provide the Derivatives Agent business in Trading Derivatives with others.
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Office of the SEC means the Office of the Securities and Exchange Commission of Thailand. "Proceeds" has the meaning given to it in Clause 3.2(g);
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Office of the SEC means the Office of the Securities and Exchange Commissionof Thailand.
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Related to Office of the SEC

  • Office of the Corporation means the executive office of the Corporation, anything in Section 131 of the General Corporation Law to the contrary notwithstanding.

  • Office of the Governor means the Governor; his chief of staff, counsel, director of policy, Cabinet

  • in the service of the state means to be –

  • ¹In the service of the state means to be –

  • Breach of the security of the system means unauthorized acquisition or acquisition without valid authorization of physical or computerized data which compromises the security, confidentiality, or integrity of personal information maintained by the district. Good faith acquisition of personal information by an officer or employee or agent of the district for the purposes of the district is not a breach of the security of the system, provided that the private information is not used or subject to unauthorized disclosure.

  • Appropriate office of the State employment service system means the local office of the federal-state national system or public employment offices with assigned responsibility for serving the area where the employment opening is to be filled, including the District of Columbia, Guam, Puerto Rico, and the Virgin Islands.

  • Filed with the secretary of state means, except as otherwise permitted by law or rule:

  • the Secretary of State means the Secretary of State for Education;

  • Place of public accommodation means any building or structure in which goods are supplied or services performed, or in which the trade of the general public is solicited.

  • Self-Administration of Medication means the individual manages and takes his or her own medication, identifies his or her medication and the times and methods of administration, places the medication internally in or externally on his or her own body without staff assistance upon written order of a physician, and safely maintains the medication without supervision.

  • Corporate Trust Office of the Trustee shall be at the address of the Trustee specified in Section 12.02 hereof or such other address as to which the Trustee may give notice to the Company.

  • Michigan film office means the office created under chapter 2A of the Michigan strategic fund act, 1984 PA 270, MCL 125.2029 to 125.2029g.

  • AT&T WISCONSIN means the AT&T owned ILEC doing business in Wisconsin.

  • Community corrections officer means an employee of the

  • application for international protection means a request made by a third country national or a stateless person for protection from a Member State, who can be understood to seek refugee status or subsidiary protection status, and who does not explicitly request another kind of protection, outside the scope of this Directive, that can be applied for separately;

  • Compliance Department means the Chief Compliance Officer of Federated and those other individuals designated by him or her as responsible for implementing this Code and the Associated Procedures.

  • Administration of Medication means the act of placing a medication in or on an individual's body by a staff member who is responsible for the individual's care.

  • place of safety means any institution, hospital or other suitable place the occupier of which is willing to accept the temporary care of a child;

  • the Department means the Department of the Environment;

  • State fire marshal means the chief officer of the division of fire protection as described in Iowa Code section 100.1 or one authorized to act in the state fire marshal’s absence.

  • Institution of higher learning means an educational institution located within this state meeting all of the following requirements: