Office of the SEC definition

Office of the SEC means the Office of the Securities and Exchange Commission.
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Office of the SEC means the Office of the Securities and Exchange Commission under the law governing securities and exchange.
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Office of the SEC means Office of the Securities and Exchange Commission of Thailand;
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Examples of Office of the SEC in a sentence

  • In case of legal disputes between the Company and the Client arising from or relating to the Securities Trading under this Agreement, at the requests of the Client, the Company agrees to solve the legal disputes by submitting a complaint to the Office of the SEC in order for such legal dispute to be settled by the Arbitration in accordance with the criteria and procedures as prescribed under Relevant Regulations.

  • In the case where there is an issue, amendment, change of law, notifications, regulations or conditions of the Office of the SEC, the SET, a government agency and any other authority which would affect the terms of this Agreement, the Client agrees that the Company may amend or add to this Agreement so that it will comply with such laws, notifications, regulations or conditions.The Company will notify any change to the Client and the Client agrees to comply strictly with such changes.

  • In case of legal disputes between the Company and the Client arising from or relating to the Derivatives Trading under this Agreement, at the requests of the Client, The Company agrees to solve the legal disputes by submitting a complaint to the Office of the SEC in order for such legal dispute to be settled by the Arbitration in accordance with the criteria and procedures as prescribed under Relevant Regulations.

  • Or other persons authorized to provide services according to the Securities and Exchange Commission and the Management Company will inform the Office of the SEC in the event of any change in the Registrar.

  • In the case where there is an issue, amendment, change of law, notifications, regulations or conditions of the Office of the SEC, the SET, a government agency and any other authority which would affect the terms of this Agreement, the Client agrees that the Company may amend or add to this Agreement so that it will comply with such laws, notifications, regulations or conditions.

  • Therefore, the transaction shall be categorized as the acts of conflict of interest of CPNREIT pursuant to the Notification of the Office of the SEC No. SorRor.

  • Allocated to Number of trust units Allocated to Number of trust units Remarks: (1) The record date to determine the unitholders who are entitled to subscribe for additional trust units will be later determined after the unitholders approve the capital increase of the REIT and the Office of the Securities and Exchange Commission (the "Office of the SEC") approves the Registration Statement and draft Prospectus.

  • In the case where there are remaining ordinary shares after the exercise of the STARK-W1 Warrants, the Board of Directors of the Company shall propose that the Shareholders Meeting consider proceeding pursuant to the criteria, conditions, and procedures as specified under the Public Limited Companies Act B.E. 2535, or any relevant regulation of the SET and the Office of the SEC.

  • The Company shall also inform the Warrant Holders of the amendment of these Terms and Conditions pursuant to Clauses 3.1 or 3.2 through the electronic information disclosure means of the SET on the same date that the Company informs the Office of the SEC, the SET and the Warrant Registrar, and dispatch the amended Terms and Conditions to the Warrant Holders upon request within 15 days from the date on which the Company receiving such request in writing from the Warrant Holders.

  • The Company shall also notify the Office of the SEC, the SET and the Warrant Registrar of such amendment to these Terms and Conditions within 15 days following the date on which these Terms and Conditions have been amended.


More Definitions of Office of the SEC

Office of the SEC means the Office of the Securities and Exchange Commission. “Derivatives Agent” means a person who is given a license to undertake the Derivatives Agent business both on the Futures Exchange and over-the-counter and provides or demonstrates to the public that the same can provide the Derivatives Agent business in Trading Derivatives with others.
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Office of the SEC means the Office of the Securities and Exchange Commission. “SET” means the Stock Exchange of Thailand. “Warrant Issue Date” means 12-July-17 “Exercise Date” means According to the meaning identified in the No. 1.2.1 of Terms and Conditions Stipulating the Rights and Duties of the Warrant Issuer and the Warrant Holders. “Last Exercise Date” means According to the meaning identified in the No. 1.2.1 of Terms and Conditions Stipulating the Rights and Duties of the Warrant Issuer and the Warrant Holders. “Period of Notification of Intention to Exercise” means According to the meaning identified in the No. 1.2.2 of Terms and Conditions Stipulating the Rights and Duties of the Warrant Issuer and the Warrant Holders
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Office of the SEC means the Office of the Securities and ExchangeCommission of Thailand.
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Office of the SEC means the Office of the Securities and Exchange Commission of Thailand. "Proceeds" has the meaning given to it in Clause 3.2(g);
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Office of the SEC means the Office of the Securities and Exchange Commissionof Thailand.
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Office of the SEC means the Office of the Securities and Exchange Commission of Thailand. "Paying Agent" has the meaning given to that term in the Conditions;
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Related to Office of the SEC

  • Office of the Corporation means the executive office of the Corporation, anything in Section 131 of the General Corporation Law to the contrary notwithstanding.

  • Office of the Governor means the Governor; his chief of staff, counsel, director of policy, Cabinet

  • in the service of the state means to be –

  • Principal Office of the Trustee or other similar term, means the office of the Trustee, at which at any particular time its corporate trust business shall be principally administered, which at the time of the execution of this Indenture shall be Xxxxxx Square North, 0000 Xxxxx Xxxxxx Xxxxxx, Xxxxxxxxxx, Xxxxxxxx 00000-0000, Attention: Corporate Trust Administration.

  • ¹In the service of the state means to be –

  • Breach of the security of the system means unauthorized acquisition or acquisition without valid authorization of physical or computerized data which compromises the security, confidentiality, or integrity of personal information maintained by the district. Good faith acquisition of personal information by an officer or employee or agent of the district for the purposes of the district is not a breach of the security of the system, provided that the private information is not used or subject to unauthorized disclosure.

  • Appropriate office of the state employment service system means the local office of the federal-state national system or public employment offices with assigned responsibility for serving the area where the employment opening is to be filled, including the District of Columbia, Guam, Puerto Rico, and the Virgin Islands.

  • Filed with the secretary of state means, except as otherwise permitted by law or rule:

  • the Secretary of State means the Secretary of State for Education;

  • Place of public accommodation means any building or structure in which goods are supplied or services performed, or in which the trade of the general public is solicited.

  • Self-Administration of Medication means the individual manages and takes his or her own medication, identifies his or her medication and the times and methods of administration, places the medication internally in or externally on his or her own body without staff assistance upon written order of a physician, and safely maintains the medication without supervision.

  • Corporate Trust Office of the Trustee shall be at the address of the Trustee specified in Section 12.02 hereof or such other address as to which the Trustee may give notice to the Company.

  • AML/CFT means anti-money laundering and countering the financing of terrorism;

  • State of the ship s registry” means, in relation to a registered ship, the State of registration of the ship and, in relation to an unregistered ship, the State whose flag the ship is entitled to fly.

  • Michigan film office means the office created under chapter 2A of the Michigan strategic fund act, 1984 PA 270, MCL 125.2029 to 125.2029g.

  • AT&T WISCONSIN means the AT&T owned ILEC doing business in Wisconsin.

  • Community corrections officer means an employee of the

  • application for international protection means a request made by a third country national or a stateless person for protection from a Member State, who can be understood to seek refugee status or subsidiary protection status, and who does not explicitly request another kind of protection, outside the scope of this Directive, that can be applied for separately;

  • project office means the office responsible for the planning, design and construction of the project.

  • Compliance Department means the Chief Compliance Officer of Federated and those other individuals designated by him or her as responsible for implementing this Code and the Associated Procedures.

  • Administration of Medication means the act of placing a medication in or on an individual's body by a staff member who is responsible for the individual's care.

  • place of safety means any institution, hospital or other suitable place the occupier of which is willing to accept the temporary care of a child;

  • the Department means the Department of the Environment;

  • State fire marshal means the chief officer of the division of fire protection as described in Iowa Code section 100.1 or one authorized to act in the state fire marshal’s absence.

  • Address of the Society means the address of the Society as filed from time to time with the Registrar in the Notice of Address;

  • Secretary of Education means the Commissioner of Education and the Secretary of the United States Department of Education (who succeeded to the functions of the Commissioner of Education pursuant to the Department of Education Organization Act), or any officer, board, body, commission or agency succeeding to the functions thereof under the Higher Education Act.