Office of the SEC definition

Office of the SEC means the Office of the Securities and Exchange Commission.

Office of the SEC means the Office of the Securities and Exchange Commission under the law governing securities and exchange.

Office of the SEC means Office of the Securities and Exchange Commission of Thailand;

Examples of Office of the SEC in a sentence

• In case of legal disputes between the Company and the Client arising from or relating to the Securities Trading under this Agreement, at the requests of the Client, the Company agrees to solve the legal disputes by submitting a complaint to the Office of the SEC in order for such legal dispute to be settled by the Arbitration in accordance with the criteria and procedures as prescribed under Relevant Regulations.

• In the case where there is an issue, amendment, change of law, notifications, regulations or conditions of the Office of the SEC, the SET, a government agency and any other authority which would affect the terms of this Agreement, the Client agrees that the Company may amend or add to this Agreement so that it will comply with such laws, notifications, regulations or conditions.The Company will notify any change to the Client and the Client agrees to comply strictly with such changes.

• In case of legal disputes between the Company and the Client arising from or relating to the Derivatives Trading under this Agreement, at the requests of the Client, The Company agrees to solve the legal disputes by submitting a complaint to the Office of the SEC in order for such legal dispute to be settled by the Arbitration in accordance with the criteria and procedures as prescribed under Relevant Regulations.

• Or other persons authorized to provide services according to the Securities and Exchange Commission and the Management Company will inform the Office of the SEC in the event of any change in the Registrar.

• In the case where there is an issue, amendment, change of law, notifications, regulations or conditions of the Office of the SEC, the SET, a government agency and any other authority which would affect the terms of this Agreement, the Client agrees that the Company may amend or add to this Agreement so that it will comply with such laws, notifications, regulations or conditions.

• Therefore, the transaction shall be categorized as the acts of conflict of interest of CPNREIT pursuant to the Notification of the Office of the SEC No. SorRor.

• Allocated to Number of trust units Allocated to Number of trust units Remarks: (1) The record date to determine the unitholders who are entitled to subscribe for additional trust units will be later determined after the unitholders approve the capital increase of the REIT and the Office of the Securities and Exchange Commission (the "Office of the SEC") approves the Registration Statement and draft Prospectus.

• In the case where there are remaining ordinary shares after the exercise of the STARK-W1 Warrants, the Board of Directors of the Company shall propose that the Shareholders Meeting consider proceeding pursuant to the criteria, conditions, and procedures as specified under the Public Limited Companies Act B.E. 2535, or any relevant regulation of the SET and the Office of the SEC.

• The Company shall also inform the Warrant Holders of the amendment of these Terms and Conditions pursuant to Clauses 3.1 or 3.2 through the electronic information disclosure means of the SET on the same date that the Company informs the Office of the SEC, the SET and the Warrant Registrar, and dispatch the amended Terms and Conditions to the Warrant Holders upon request within 15 days from the date on which the Company receiving such request in writing from the Warrant Holders.

• The Company shall also notify the Office of the SEC, the SET and the Warrant Registrar of such amendment to these Terms and Conditions within 15 days following the date on which these Terms and Conditions have been amended.

More Definitions of Office of the SEC

Office of the SEC means the Office of the Securities and Exchange Commission of Thailand. "Paying Agent" has the meaning given to that term in the Conditions;

Office of the SEC means the Office of the Securities and Exchange Commission of Thailand. "Proceeds" has the meaning given to it in Clause 3.2(g);

Office of the SEC means the Office of the Securities and Exchange Commission. “Derivatives Agent” means a person who is given a license to undertake the Derivatives Agent business both on the Futures Exchange and over-the-counter and provides or demonstrates to the public that the same can provide the Derivatives Agent business in Trading Derivatives with others.

Office of the SEC means the Office of the Securities and Exchange Commission. “SET” means the Stock Exchange of Thailand. “Warrant Issue Date” means 12-July-17 “Exercise Date” means According to the meaning identified in the No. 1.2.1 of Terms and Conditions Stipulating the Rights and Duties of the Warrant Issuer and the Warrant Holders. “Last Exercise Date” means According to the meaning identified in the No. 1.2.1 of Terms and Conditions Stipulating the Rights and Duties of the Warrant Issuer and the Warrant Holders. “Period of Notification of Intention to Exercise” means According to the meaning identified in the No. 1.2.2 of Terms and Conditions Stipulating the Rights and Duties of the Warrant Issuer and the Warrant Holders

Office of the SEC means the Office of the Securities and Exchange Commissionof Thailand.

Office of the SEC means the Office of the Securities and ExchangeCommission of Thailand.